401k Plan data: SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN plan

SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN 401k Plan overview

Plan Name	SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN
Plan identification number	001

SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SOUTHEAST MECHANICAL CONTRACTORS has sponsored the creation of one or more 401k plans.

Company Name: SOUTHEAST MECHANICAL CONTRACTORS

Employer identification number (EIN): 651153325

NAIC Classification: 238220
NAIC Description: Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01 DAISY JIMENEZ 2022-02-16
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 KIMBERLI PARK 2018-05-22
001 2016-01-01 JOSEPH MANTEIGA 2017-04-19
001 2015-01-01 JOSEPH MANTEIGA 2016-05-16
001 2014-01-01 BEVERLY BACZANSKI 2015-06-29
001 2013-01-01 BEVERLY BACZANSKI 2014-08-12
001 2012-01-01 JOSEPH MANTEIGA 2014-08-12
001 2011-01-01 JOSEPH MANTEIGA 2014-08-12
001 2010-01-01 JOSEPH MANTEIGA 2011-04-20

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01
001	2021-01-01	DAISY JIMENEZ	2022-02-16
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	KIMBERLI PARK	2018-05-22
001	2016-01-01	JOSEPH MANTEIGA	2017-04-19
001	2015-01-01	JOSEPH MANTEIGA	2016-05-16
001	2014-01-01	BEVERLY BACZANSKI	2015-06-29
001	2013-01-01	BEVERLY BACZANSKI	2014-08-12
001	2012-01-01	JOSEPH MANTEIGA	2014-08-12
001	2011-01-01	JOSEPH MANTEIGA	2014-08-12
001	2010-01-01	JOSEPH MANTEIGA	2011-04-20

Plan Statistics for SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN

401k plan membership statisitcs for SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN

Measure Date Value
2022: SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 132
Number of retired or separated participants receiving benefits 2022-01-01 16
Number of other retired or separated participants entitled to future benefits 2022-01-01 0
Total of all active and inactive participants 2022-01-01 148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 148
Number of participants with account balances 2022-01-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2020: SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 96
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 105
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 1
Total of all active and inactive participants 2020-01-01 106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 106
Number of participants with account balances 2020-01-01 74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 102
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 80
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 9
Total of all active and inactive participants 2019-01-01 89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 89
Number of participants with account balances 2019-01-01 50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 121
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 78
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 33
Total of all active and inactive participants 2018-01-01 111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 111
Number of participants with account balances 2018-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1

Measure	Date	Value
2022: SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	132
Number of retired or separated participants receiving benefits	2022-01-01	16
Number of other retired or separated participants entitled to future benefits	2022-01-01	0
Total of all active and inactive participants	2022-01-01	148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	148
Number of participants with account balances	2022-01-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2020: SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	96
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	105
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	1
Total of all active and inactive participants	2020-01-01	106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	106
Number of participants with account balances	2020-01-01	74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	102
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	80
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	9
Total of all active and inactive participants	2019-01-01	89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	89
Number of participants with account balances	2019-01-01	50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	121
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	78
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	33
Total of all active and inactive participants	2018-01-01	111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	111
Number of participants with account balances	2018-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1

Financial Data on SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN

Measure	Date	Value
2022 : SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-268,463
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$723,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$672,430
Expenses. Certain deemed distributions of participant loans	2022-12-31	$6,534
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$757,612
Value of total assets at end of year	2022-12-31	$4,407,893
Value of total assets at beginning of year	2022-12-31	$5,399,630
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$44,310
Total interest from all sources	2022-12-31	$5,098
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$69,296
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Administrative expenses professional fees incurred	2022-12-31	$44,310
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$386,414
Participant contributions at end of year	2022-12-31	$150,868
Participant contributions at beginning of year	2022-12-31	$80,895
Participant contributions at end of year	2022-12-31	$5,209
Participant contributions at beginning of year	2022-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$119,896
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-991,737
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$4,407,893
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$5,399,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$4,236,106
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$5,318,735
Interest on participant loans	2022-12-31	$5,098
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-1,100,469
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$251,302
Employer contributions (assets) at end of year	2022-12-31	$15,710
Employer contributions (assets) at beginning of year	2022-12-31	$0
Income. Dividends from preferred stock	2022-12-31	$69,296
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$672,430
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	KEEFE MCCULLOUGH
Accountancy firm EIN	2022-12-31	591363792
2020 : SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$1,488,196
Expenses. Total of all expenses incurred	2020-12-31	$201,852
Benefits paid (including direct rollovers)	2020-12-31	$183,500
Total plan assets at end of year	2020-12-31	$4,301,736
Total plan assets at beginning of year	2020-12-31	$3,015,392
Value of fidelity bond covering the plan	2020-12-31	$305,000
Total contributions received or receivable from participants	2020-12-31	$264,230
Expenses. Other expenses not covered elsewhere	2020-12-31	$0
Contributions received from other sources (not participants or employers)	2020-12-31	$214,720
Other income received	2020-12-31	$842,755
Noncash contributions received	2020-12-31	$0
Net income (gross income less expenses)	2020-12-31	$1,286,344
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$4,301,736
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$3,015,392
Assets. Value of participant loans	2020-12-31	$75,954
Total contributions received or receivable from employer(s)	2020-12-31	$166,491
Value of certain deemed distributions of participant loans	2020-12-31	$0
Value of corrective distributions	2020-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$18,352
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2019 : SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$955,406
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$505,782
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$461,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$398,857
Value of total assets at end of year	2019-12-31	$3,015,392
Value of total assets at beginning of year	2019-12-31	$2,565,768
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$44,779
Total interest from all sources	2019-12-31	$2,432
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$300,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$263,058
Participant contributions at end of year	2019-12-31	$41,998
Participant contributions at beginning of year	2019-12-31	$37,224
Participant contributions at end of year	2019-12-31	$2,934
Participant contributions at beginning of year	2019-12-31	$2,019
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$449,624
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,015,392
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,565,768
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$2,959,663
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,525,127
Interest on participant loans	2019-12-31	$2,432
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$41
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$41
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$554,117
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$135,799
Employer contributions (assets) at end of year	2019-12-31	$10,797
Employer contributions (assets) at beginning of year	2019-12-31	$1,327
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$461,003
Contract administrator fees	2019-12-31	$44,779
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	KEEFE MCCULLOUGH
Accountancy firm EIN	2019-12-31	591363792
2018 : SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$165,651
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$58,889
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$45,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$338,144
Value of total assets at end of year	2018-12-31	$2,565,768
Value of total assets at beginning of year	2018-12-31	$2,459,006
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$13,824
Total interest from all sources	2018-12-31	$2,161
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$300,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$207,079
Participant contributions at end of year	2018-12-31	$37,224
Participant contributions at beginning of year	2018-12-31	$107,599
Participant contributions at end of year	2018-12-31	$2,019
Participant contributions at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$34,234
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$30
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$2,901
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$106,762
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$2,565,768
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$2,459,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$2,525,127
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$2,348,506
Interest on participant loans	2018-12-31	$2,161
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$41
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-174,654
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$96,831
Employer contributions (assets) at end of year	2018-12-31	$1,327
Employer contributions (assets) at beginning of year	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$45,065
Contract administrator fees	2018-12-31	$13,824
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	KEEFE MCCULLOUGH
Accountancy firm EIN	2018-12-31	591363792

Form 5500 Responses for SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN

2022: SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2020: SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SOUTHEAST MECHANICAL CONTRACTORS 401(K)PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

517623-000

Policy instance

Insurance contract or identification number	517623-000
Number of Individuals Covered	1
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

517623-000

Policy instance

Insurance contract or identification number	517623-000
Number of Individuals Covered	105
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $3,127
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	3127
Additional information about fees paid to insurance broker	0
Insurance broker organization code?	5

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Company Name:	SOUTHEAST MECHANICAL CONTRACTORS
Employer identification number (EIN):	651153325
NAIC Classification:	238220
NAIC Description:	Plumbing, Heating, and Air-Conditioning Contractors