401k Plan data: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN plan

THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 401k Plan overview

Plan Name	THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN
Plan identification number	002

THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE WINE GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name: THE WINE GROUP, LLC

Employer identification number (EIN): 680112005

NAIC Classification: 312130
NAIC Description: Wineries

Additional information about THE WINE GROUP, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2756698

More information about THE WINE GROUP, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2019-01-01
002 2018-01-01
002 2017-01-01 KATIE MCCONVILLE
002 2016-01-01 KRISTIN MESKER
002 2015-01-01 KRISTIN MESKER
002 2014-01-01 KRISTIN MESKER

Plan Statistics for THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN

401k plan membership statisitcs for THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN

Measure Date Value
2019: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 376
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 337
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 58
Total of all active and inactive participants 2019-01-01 395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 3
Total participants 2019-01-01 398
Number of participants with account balances 2019-01-01 340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 2
2018: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 338
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 310
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 64
Total of all active and inactive participants 2018-01-01 374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 2
Total participants 2018-01-01 376
Number of participants with account balances 2018-01-01 329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 5
2017: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 335
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 272
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 51
Total of all active and inactive participants 2017-01-01 323
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 324
Number of participants with account balances 2017-01-01 283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 4
2016: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 358
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 287
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 47
Total of all active and inactive participants 2016-01-01 334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 335
Number of participants with account balances 2016-01-01 302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 4
2015: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 362
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 316
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 41
Total of all active and inactive participants 2015-01-01 357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 358
Number of participants with account balances 2015-01-01 315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 10
2014: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 384
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 331
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 30
Total of all active and inactive participants 2014-01-01 361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 362
Number of participants with account balances 2014-01-01 325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 8

Measure	Date	Value
2019: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	376
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	337
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	58
Total of all active and inactive participants	2019-01-01	395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	3
Total participants	2019-01-01	398
Number of participants with account balances	2019-01-01	340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	2
2018: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	338
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	310
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	64
Total of all active and inactive participants	2018-01-01	374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	2
Total participants	2018-01-01	376
Number of participants with account balances	2018-01-01	329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	5
2017: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	335
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	272
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	51
Total of all active and inactive participants	2017-01-01	323
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	324
Number of participants with account balances	2017-01-01	283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	4
2016: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	358
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	287
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	47
Total of all active and inactive participants	2016-01-01	334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	335
Number of participants with account balances	2016-01-01	302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	4
2015: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	362
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	316
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	41
Total of all active and inactive participants	2015-01-01	357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	358
Number of participants with account balances	2015-01-01	315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	10
2014: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	384
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	331
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	30
Total of all active and inactive participants	2014-01-01	361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	362
Number of participants with account balances	2014-01-01	325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	8

Financial Data on THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN

Measure	Date	Value
2019 : THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$107,835
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$10
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$3,668,975
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,642,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,586,358
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,384,971
Value of total assets at end of year	2019-12-31	$14,561,043
Value of total assets at beginning of year	2019-12-31	$12,426,394
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$55,813
Total interest from all sources	2019-12-31	$55,337
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$215,491
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$215,491
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$831,359
Participant contributions at end of year	2019-12-31	$779,306
Participant contributions at beginning of year	2019-12-31	$790,638
Participant contributions at end of year	2019-12-31	$175
Participant contributions at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$10
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$-10
Administrative expenses (other) incurred	2019-12-31	$55,813
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$28
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,026,804
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$14,561,033
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$12,426,394
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$12,762,052
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$10,601,606
Interest on participant loans	2019-12-31	$48,049
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$465,869
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$505,814
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$505,814
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$7,288
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,013,186
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$553,612
Employer contributions (assets) at end of year	2019-12-31	$553,641
Employer contributions (assets) at beginning of year	2019-12-31	$528,308
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,586,358
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	CAMPBELL TAYLOR WASHBURN
Accountancy firm EIN	2019-12-31	680251243
2018 : THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$2,060,351
Total transfer of assets from this plan	2018-12-31	$33,480
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$631,653
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$898,663
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$852,155
Value of total corrective distributions	2018-12-31	$59
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,366,619
Value of total assets at end of year	2018-12-31	$12,426,394
Value of total assets at beginning of year	2018-12-31	$10,666,533
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$46,449
Total interest from all sources	2018-12-31	$37,221
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$194,641
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$194,641
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$820,953
Participant contributions at end of year	2018-12-31	$790,638
Participant contributions at beginning of year	2018-12-31	$476,447
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$15,008
Administrative expenses (other) incurred	2018-12-31	$46,449
Total non interest bearing cash at end of year	2018-12-31	$28
Total non interest bearing cash at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-267,010
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$12,426,394
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$10,666,533
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$10,601,606
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$9,382,425
Interest on participant loans	2018-12-31	$33,312
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$505,814
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$329,378
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$329,378
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$3,909
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-966,828
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$530,658
Employer contributions (assets) at end of year	2018-12-31	$528,308
Employer contributions (assets) at beginning of year	2018-12-31	$478,283
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$852,155
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	CAMPBELL TAYLOR & COMPANY
Accountancy firm EIN	2018-12-31	680251243
2017 : THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$28,597
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,521,080
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$748,657
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$706,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,285,984
Value of total assets at end of year	2017-12-31	$10,666,533
Value of total assets at beginning of year	2017-12-31	$8,922,707
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$42,566
Total interest from all sources	2017-12-31	$23,202
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$144,160
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$144,160
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$720,776
Participant contributions at end of year	2017-12-31	$476,447
Participant contributions at beginning of year	2017-12-31	$362,278
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$86,925
Administrative expenses (other) incurred	2017-12-31	$42,566
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,772,423
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$10,666,533
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$8,922,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$9,382,425
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$7,872,874
Interest on participant loans	2017-12-31	$21,578
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$329,378
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$175,681
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$175,681
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$1,624
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,067,734
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$478,283
Employer contributions (assets) at end of year	2017-12-31	$478,283
Employer contributions (assets) at beginning of year	2017-12-31	$511,874
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$706,091
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CAMPBELL TAYLOR & COMPANY
Accountancy firm EIN	2017-12-31	680251243
2016 : THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,927,395
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,229,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,199,365
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,250,213
Value of total assets at end of year	2016-12-31	$8,922,707
Value of total assets at beginning of year	2016-12-31	$8,224,819
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$30,142
Total interest from all sources	2016-12-31	$19,689
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$135,184
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$135,184
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$710,487
Participant contributions at end of year	2016-12-31	$362,278
Participant contributions at beginning of year	2016-12-31	$411,376
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$27,852
Administrative expenses (other) incurred	2016-12-31	$30,142
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$697,888
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$8,922,707
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$8,224,819
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$7,872,874
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$7,183,699
Interest on participant loans	2016-12-31	$19,187
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$175,681
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$112,172
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$112,172
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$502
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$522,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$511,874
Employer contributions (assets) at end of year	2016-12-31	$511,874
Employer contributions (assets) at beginning of year	2016-12-31	$517,572
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,199,365
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CAMPBELL TAYLOR & COMPANY
Accountancy firm EIN	2016-12-31	680251243
2015 : THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$134,387
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,123,636
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$491,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$454,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,196,646
Value of total assets at end of year	2015-12-31	$8,224,819
Value of total assets at beginning of year	2015-12-31	$7,726,738
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$36,969
Total interest from all sources	2015-12-31	$18,999
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$156,352
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$156,352
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$669,945
Participant contributions at end of year	2015-12-31	$411,376
Participant contributions at beginning of year	2015-12-31	$381,517
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$9,129
Administrative expenses (other) incurred	2015-12-31	$36,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$632,468
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$8,224,819
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$7,726,738
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$7,183,699
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$6,751,371
Interest on participant loans	2015-12-31	$18,877
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$112,172
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$76,316
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$76,316
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$122
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-248,361
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$517,572
Employer contributions (assets) at end of year	2015-12-31	$517,572
Employer contributions (assets) at beginning of year	2015-12-31	$517,534
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$454,199
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CAMPBELL TAYLOR & COMPANY
Accountancy firm EIN	2015-12-31	680251243
2014 : THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$59,958
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,597,592
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$644,849
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$620,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,118,533
Value of total assets at end of year	2014-12-31	$7,726,738
Value of total assets at beginning of year	2014-12-31	$6,833,953
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$23,870
Total interest from all sources	2014-12-31	$8,288
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$134,336
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$134,336
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$600,999
Participant contributions at end of year	2014-12-31	$381,517
Participant contributions at beginning of year	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$23,870
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$952,743
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$7,726,738
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$6,833,953
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$6,751,371
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$776,087
Interest on participant loans	2014-12-31	$8,210
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$5,412,633
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$76,316
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$126,336
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$126,336
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$78
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$200,090
Net investment gain or loss from common/collective trusts	2014-12-31	$136,345
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$517,534
Employer contributions (assets) at end of year	2014-12-31	$517,534
Employer contributions (assets) at beginning of year	2014-12-31	$518,897
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$620,979
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CAMPBELL TAYLOR & COMPANY
Accountancy firm EIN	2014-12-31	680251243

Form 5500 Responses for THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN

2019: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE WINE GROUP, LLC
Employer identification number (EIN):	680112005
NAIC Classification:	312130
NAIC Description:	Wineries

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2756698