401k Plan data: HALEY & COMPANY LLP PROFIT SHARING PLAN plan

HALEY & COMPANY LLP PROFIT SHARING PLAN 401k Plan overview

Plan Name	HALEY & COMPANY LLP PROFIT SHARING PLAN
Plan identification number	001

HALEY & COMPANY LLP PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

HALEY SHAW & BUTIKOFER LLP has sponsored the creation of one or more 401k plans.

Company Name: HALEY SHAW & BUTIKOFER LLP

Employer identification number (EIN): 680369828

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HALEY & COMPANY LLP PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01
001 2019-01-01
001 2018-01-01 DAN HALEY, TRUSTEE
001 2017-01-01 DAN HALEY, TRUSTEE
001 2016-01-01 DAN HALEY, TRUSTEE
001 2015-01-01 DAN HALEY, TRUSTEE
001 2014-01-01 DAN HALEY, TRUSTEE
001 2013-01-01 DAN HALEY, TRUSTEE
001 2012-01-01 DAN HALEY, TRUSTEE
001 2011-01-01 DAN HALEY TRUSTEE
001 2009-01-01 DAN HALEY TRUSTEE

Plan Statistics for HALEY & COMPANY LLP PROFIT SHARING PLAN

401k plan membership statisitcs for HALEY & COMPANY LLP PROFIT SHARING PLAN

Measure Date Value
2020: HALEY & COMPANY LLP PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 4
Total of all active and inactive participants 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
2019: HALEY & COMPANY LLP PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 4
Total of all active and inactive participants 2019-01-01 4
Total participants 2019-01-01 4
Number of participants with account balances 2019-01-01 4
2018: HALEY & COMPANY LLP PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 4
Total of all active and inactive participants 2018-01-01 4
Total participants 2018-01-01 4
Number of participants with account balances 2018-01-01 4
2017: HALEY & COMPANY LLP PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 4
Total of all active and inactive participants 2017-01-01 4
Total participants 2017-01-01 4
Number of participants with account balances 2017-01-01 4
2016: HALEY & COMPANY LLP PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 4
Total of all active and inactive participants 2016-01-01 4
Total participants 2016-01-01 4
Number of participants with account balances 2016-01-01 4
2015: HALEY & COMPANY LLP PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 4
Total of all active and inactive participants 2015-01-01 4
Total participants 2015-01-01 4
Number of participants with account balances 2015-01-01 4
2014: HALEY & COMPANY LLP PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 4
Total of all active and inactive participants 2014-01-01 4
Total participants 2014-01-01 4
Number of participants with account balances 2014-01-01 4
2013: HALEY & COMPANY LLP PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 4
Number of retired or separated participants receiving benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 5
Total participants 2013-01-01 5
2012: HALEY & COMPANY LLP PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 5
Total of all active and inactive participants 2012-01-01 5
Total participants 2012-01-01 5
Number of participants with account balances 2012-01-01 5
2011: HALEY & COMPANY LLP PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 5
Total of all active and inactive participants 2011-01-01 5
Total participants 2011-01-01 5
2009: HALEY & COMPANY LLP PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 4
Total of all active and inactive participants 2009-01-01 4
Total participants 2009-01-01 4
Number of participants with account balances 2009-01-01 4

Measure	Date	Value
2020: HALEY & COMPANY LLP PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	4
Total of all active and inactive participants	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
2019: HALEY & COMPANY LLP PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	4
Total of all active and inactive participants	2019-01-01	4
Total participants	2019-01-01	4
Number of participants with account balances	2019-01-01	4
2018: HALEY & COMPANY LLP PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	4
Total of all active and inactive participants	2018-01-01	4
Total participants	2018-01-01	4
Number of participants with account balances	2018-01-01	4
2017: HALEY & COMPANY LLP PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	4
Total of all active and inactive participants	2017-01-01	4
Total participants	2017-01-01	4
Number of participants with account balances	2017-01-01	4
2016: HALEY & COMPANY LLP PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	4
Total of all active and inactive participants	2016-01-01	4
Total participants	2016-01-01	4
Number of participants with account balances	2016-01-01	4
2015: HALEY & COMPANY LLP PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	4
Total of all active and inactive participants	2015-01-01	4
Total participants	2015-01-01	4
Number of participants with account balances	2015-01-01	4
2014: HALEY & COMPANY LLP PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	4
Total of all active and inactive participants	2014-01-01	4
Total participants	2014-01-01	4
Number of participants with account balances	2014-01-01	4
2013: HALEY & COMPANY LLP PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	4
Number of retired or separated participants receiving benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	5
Total participants	2013-01-01	5
2012: HALEY & COMPANY LLP PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	5
Total of all active and inactive participants	2012-01-01	5
Total participants	2012-01-01	5
Number of participants with account balances	2012-01-01	5
2011: HALEY & COMPANY LLP PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	5
Total of all active and inactive participants	2011-01-01	5
Total participants	2011-01-01	5
2009: HALEY & COMPANY LLP PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	4
Total of all active and inactive participants	2009-01-01	4
Total participants	2009-01-01	4
Number of participants with account balances	2009-01-01	4

Financial Data on HALEY & COMPANY LLP PROFIT SHARING PLAN

Measure	Date	Value
2020 : HALEY & COMPANY LLP PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources	2020-11-30	$155,992
Expenses. Total of all expenses incurred	2020-11-30	$6,981,920
Benefits paid (including direct rollovers)	2020-11-30	$6,953,854
Total plan assets at end of year	2020-11-30	$0
Total plan assets at beginning of year	2020-11-30	$6,825,928
Total contributions received or receivable from participants	2020-11-30	$78,000
Expenses. Other expenses not covered elsewhere	2020-11-30	$2,756
Other income received	2020-11-30	$-40,825
Net income (gross income less expenses)	2020-11-30	$-6,825,928
Net plan assets at end of year (total assets less liabilities)	2020-11-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2020-11-30	$6,825,928
Total contributions received or receivable from employer(s)	2020-11-30	$118,817
Value of certain deemed distributions of participant loans	2020-11-30	$25,310
2019 : HALEY & COMPANY LLP PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$896,509
Total plan assets at end of year	2019-12-31	$6,825,928
Total plan assets at beginning of year	2019-12-31	$5,929,419
Total contributions received or receivable from participants	2019-12-31	$75,000
Other income received	2019-12-31	$703,484
Net income (gross income less expenses)	2019-12-31	$896,509
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$6,825,928
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$5,929,419
Assets. Value of participant loans	2019-12-31	$34,926
Total contributions received or receivable from employer(s)	2019-12-31	$118,025
2018 : HALEY & COMPANY LLP PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$35,728
Total plan assets at end of year	2018-12-31	$5,929,419
Total plan assets at beginning of year	2018-12-31	$5,893,691
Total contributions received or receivable from participants	2018-12-31	$83,500
Other income received	2018-12-31	$-164,049
Net income (gross income less expenses)	2018-12-31	$35,728
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$5,929,419
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$5,893,691
Assets. Value of participant loans	2018-12-31	$42,744
Total contributions received or receivable from employer(s)	2018-12-31	$116,277
2017 : HALEY & COMPANY LLP PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$551,461
Expenses. Total of all expenses incurred	2017-12-31	$198
Total plan assets at end of year	2017-12-31	$5,893,691
Total plan assets at beginning of year	2017-12-31	$5,342,428
Value of fidelity bond covering the plan	2017-12-31	$300,000
Total contributions received or receivable from participants	2017-12-31	$87,800
Expenses. Other expenses not covered elsewhere	2017-12-31	$198
Other income received	2017-12-31	$349,014
Net income (gross income less expenses)	2017-12-31	$551,263
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$5,893,691
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$5,342,428
Assets. Value of participant loans	2017-12-31	$4,453
Total contributions received or receivable from employer(s)	2017-12-31	$114,647
2016 : HALEY & COMPANY LLP PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$725,515
Expenses. Total of all expenses incurred	2016-12-31	$1,109
Total plan assets at end of year	2016-12-31	$5,342,428
Total plan assets at beginning of year	2016-12-31	$4,618,022
Value of fidelity bond covering the plan	2016-12-31	$300,000
Total contributions received or receivable from participants	2016-12-31	$80,800
Expenses. Other expenses not covered elsewhere	2016-12-31	$1,109
Other income received	2016-12-31	$533,765
Net income (gross income less expenses)	2016-12-31	$724,406
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$5,342,428
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$4,618,022
Assets. Value of participant loans	2016-12-31	$10,127
Total contributions received or receivable from employer(s)	2016-12-31	$110,950
2015 : HALEY & COMPANY LLP PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$-32,631
Expenses. Total of all expenses incurred	2015-12-31	$1,021
Total plan assets at end of year	2015-12-31	$4,618,022
Total plan assets at beginning of year	2015-12-31	$4,651,674
Value of fidelity bond covering the plan	2015-12-31	$300,000
Total contributions received or receivable from participants	2015-12-31	$72,000
Expenses. Other expenses not covered elsewhere	2015-12-31	$1,021
Other income received	2015-12-31	$-215,408
Net income (gross income less expenses)	2015-12-31	$-33,652
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$4,618,022
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$4,651,674
Assets. Value of participant loans	2015-12-31	$15,566
Total contributions received or receivable from employer(s)	2015-12-31	$110,777
2014 : HALEY & COMPANY LLP PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$344,623
Expenses. Total of all expenses incurred	2014-12-31	$2,468
Total plan assets at end of year	2014-12-31	$4,651,674
Total plan assets at beginning of year	2014-12-31	$4,309,519
Value of fidelity bond covering the plan	2014-12-31	$300,000
Total contributions received or receivable from participants	2014-12-31	$69,000
Expenses. Other expenses not covered elsewhere	2014-12-31	$2,468
Other income received	2014-12-31	$166,471
Net income (gross income less expenses)	2014-12-31	$342,155
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$4,651,674
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$4,309,519
Total contributions received or receivable from employer(s)	2014-12-31	$109,152
2013 : HALEY & COMPANY LLP PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$452,780
Expenses. Total of all expenses incurred	2013-12-31	$769,936
Benefits paid (including direct rollovers)	2013-12-31	$767,129
Total plan assets at end of year	2013-12-31	$4,309,519
Total plan assets at beginning of year	2013-12-31	$4,626,675
Value of fidelity bond covering the plan	2013-12-31	$300,000
Total contributions received or receivable from participants	2013-12-31	$72,900
Expenses. Other expenses not covered elsewhere	2013-12-31	$2,807
Other income received	2013-12-31	$273,739
Net income (gross income less expenses)	2013-12-31	$-317,156
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$4,309,519
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$4,626,675
Assets. Value of participant loans	2013-12-31	$25,782
Total contributions received or receivable from employer(s)	2013-12-31	$106,141
2012 : HALEY & COMPANY LLP PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$440,075
Expenses. Total of all expenses incurred	2012-12-31	$1,809
Total plan assets at end of year	2012-12-31	$4,626,675
Total plan assets at beginning of year	2012-12-31	$4,188,409
Value of fidelity bond covering the plan	2012-12-31	$300,000
Total contributions received or receivable from participants	2012-12-31	$97,200
Expenses. Other expenses not covered elsewhere	2012-12-31	$1,809
Other income received	2012-12-31	$237,904
Net income (gross income less expenses)	2012-12-31	$438,266
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$4,626,675
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$4,188,409
Total contributions received or receivable from employer(s)	2012-12-31	$104,971
2011 : HALEY & COMPANY LLP PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$276,171
Total plan assets at end of year	2011-12-31	$4,188,409
Total plan assets at beginning of year	2011-12-31	$3,912,238
Value of fidelity bond covering the plan	2011-12-31	$300,000
Total contributions received or receivable from participants	2011-12-31	$95,200
Other income received	2011-12-31	$77,233
Net income (gross income less expenses)	2011-12-31	$276,171
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$4,188,409
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$3,912,238
Total contributions received or receivable from employer(s)	2011-12-31	$103,738
2010 : HALEY & COMPANY LLP PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$362,330
Total plan assets at end of year	2010-12-31	$3,912,238
Total plan assets at beginning of year	2010-12-31	$3,549,908
Value of fidelity bond covering the plan	2010-12-31	$300,000
Total contributions received or receivable from participants	2010-12-31	$89,160
Other income received	2010-12-31	$169,608
Net income (gross income less expenses)	2010-12-31	$362,330
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$3,912,238
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$3,549,908
Total contributions received or receivable from employer(s)	2010-12-31	$103,562

Form 5500 Responses for HALEY & COMPANY LLP PROFIT SHARING PLAN

2020: HALEY & COMPANY LLP PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: HALEY & COMPANY LLP PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: HALEY & COMPANY LLP PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HALEY & COMPANY LLP PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HALEY & COMPANY LLP PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HALEY & COMPANY LLP PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HALEY & COMPANY LLP PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HALEY & COMPANY LLP PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HALEY & COMPANY LLP PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HALEY & COMPANY LLP PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: HALEY & COMPANY LLP PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HALEY SHAW & BUTIKOFER LLP
Employer identification number (EIN):	680369828
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants