401k Plan data: NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST plan

NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST 401k Plan overview

Plan Name	NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST
Plan identification number	002

NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NEWBASIS, LLC has sponsored the creation of one or more 401k plans.

Company Name: NEWBASIS, LLC

Employer identification number (EIN): 680448508

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Additional information about NEWBASIS, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3126818

More information about NEWBASIS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2019-01-01 JENNIFER EWING 2020-10-13
002 2019-01-01 JENNIFER EWING 2020-10-13
002 2018-01-01 JENNIFER EWING 2019-10-14
002 2018-01-01 JENNIFER EWING 2019-10-14
002 2017-01-01
002 2016-01-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2019-01-01	JENNIFER EWING	2020-10-13
002	2019-01-01	JENNIFER EWING	2020-10-13
002	2018-01-01	JENNIFER EWING	2019-10-14
002	2018-01-01	JENNIFER EWING	2019-10-14
002	2017-01-01
002	2016-01-01

Plan Statistics for NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST

401k plan membership statisitcs for NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST

Measure Date Value
2019: NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 194
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 126
Number of retired or separated participants receiving benefits 2019-01-01 24
Number of other retired or separated participants entitled to future benefits 2019-01-01 66
Total of all active and inactive participants 2019-01-01 216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 217
Number of participants with account balances 2019-01-01 138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 5
2018: NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 207
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 116
Number of retired or separated participants receiving benefits 2018-01-01 23
Number of other retired or separated participants entitled to future benefits 2018-01-01 55
Total of all active and inactive participants 2018-01-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 195
Number of participants with account balances 2018-01-01 131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 5
2017: NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 193
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 115
Number of retired or separated participants receiving benefits 2017-01-01 22
Number of other retired or separated participants entitled to future benefits 2017-01-01 54
Total of all active and inactive participants 2017-01-01 191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 192
Number of participants with account balances 2017-01-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 197
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 109
Number of retired or separated participants receiving benefits 2016-01-01 4
Number of other retired or separated participants entitled to future benefits 2016-01-01 79
Total of all active and inactive participants 2016-01-01 192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 193
Number of participants with account balances 2016-01-01 125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0

Measure	Date	Value
2019: NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	194
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	126
Number of retired or separated participants receiving benefits	2019-01-01	24
Number of other retired or separated participants entitled to future benefits	2019-01-01	66
Total of all active and inactive participants	2019-01-01	216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	217
Number of participants with account balances	2019-01-01	138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	5
2018: NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	207
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	116
Number of retired or separated participants receiving benefits	2018-01-01	23
Number of other retired or separated participants entitled to future benefits	2018-01-01	55
Total of all active and inactive participants	2018-01-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	195
Number of participants with account balances	2018-01-01	131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	5
2017: NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	193
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	115
Number of retired or separated participants receiving benefits	2017-01-01	22
Number of other retired or separated participants entitled to future benefits	2017-01-01	54
Total of all active and inactive participants	2017-01-01	191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	192
Number of participants with account balances	2017-01-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	197
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	109
Number of retired or separated participants receiving benefits	2016-01-01	4
Number of other retired or separated participants entitled to future benefits	2016-01-01	79
Total of all active and inactive participants	2016-01-01	192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	193
Number of participants with account balances	2016-01-01	125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0

Financial Data on NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST

Measure	Date	Value
2019 : NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$1,030,896
Total income from all sources (including contributions)	2019-12-31	$1,030,896
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$365,574
Total of all expenses incurred	2019-12-31	$365,574
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$362,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$362,649
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$335,321
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$335,321
Value of total assets at end of year	2019-12-31	$3,902,888
Value of total assets at end of year	2019-12-31	$3,902,888
Value of total assets at beginning of year	2019-12-31	$3,237,566
Value of total assets at beginning of year	2019-12-31	$3,237,566
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$2,925
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$2,925
Total interest from all sources	2019-12-31	$2,282
Total interest from all sources	2019-12-31	$2,282
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$207,258
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$207,258
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$207,258
Administrative expenses professional fees incurred	2019-12-31	$2,925
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$222,081
Participant contributions at end of year	2019-12-31	$66,346
Participant contributions at beginning of year	2019-12-31	$34,191
Participant contributions at end of year	2019-12-31	$0
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$665,322
Value of net income/loss	2019-12-31	$665,322
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,902,888
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,902,888
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,237,566
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,237,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$3,567,470
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$3,567,470
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,929,455
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,929,455
Interest on participant loans	2019-12-31	$2,282
Interest on participant loans	2019-12-31	$2,282
Value of interest in common/collective trusts at end of year	2019-12-31	$155,832
Value of interest in common/collective trusts at end of year	2019-12-31	$155,832
Value of interest in common/collective trusts at beginning of year	2019-12-31	$159,296
Value of interest in common/collective trusts at beginning of year	2019-12-31	$159,296
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$483,326
Net investment gain or loss from common/collective trusts	2019-12-31	$2,709
Net investment gain or loss from common/collective trusts	2019-12-31	$2,709
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$113,240
Contributions received in cash from employer	2019-12-31	$113,240
Employer contributions (assets) at end of year	2019-12-31	$113,240
Employer contributions (assets) at end of year	2019-12-31	$113,240
Employer contributions (assets) at beginning of year	2019-12-31	$114,624
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$362,649
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$362,649
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	PROPP CHRISTENSEN CANIGLIA LLP
Accountancy firm name	2019-12-31	PROPP CHRISTENSEN CANIGLIA LLP
Accountancy firm EIN	2019-12-31	262363334
Accountancy firm EIN	2019-12-31	262363334
2018 : NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$135,051
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$865,381
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$862,996
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$334,130
Value of total assets at end of year	2018-12-31	$3,237,566
Value of total assets at beginning of year	2018-12-31	$3,967,896
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$2,385
Total interest from all sources	2018-12-31	$1,267
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$216,309
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$216,309
Administrative expenses professional fees incurred	2018-12-31	$2,385
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$219,507
Participant contributions at end of year	2018-12-31	$34,191
Participant contributions at beginning of year	2018-12-31	$26,886
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$13,959
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$628
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-730,330
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$3,237,566
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,967,896
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$2,929,455
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$3,668,651
Interest on participant loans	2018-12-31	$1,267
Value of interest in common/collective trusts at end of year	2018-12-31	$159,296
Value of interest in common/collective trusts at beginning of year	2018-12-31	$161,849
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-419,360
Net investment gain or loss from common/collective trusts	2018-12-31	$2,705
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$114,623
Employer contributions (assets) at end of year	2018-12-31	$114,624
Employer contributions (assets) at beginning of year	2018-12-31	$95,923
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$862,996
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	PROPP CHRISTENSEN CANIGLIA
Accountancy firm EIN	2018-12-31	262363334
2017 : NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$829,474
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$280,371
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$250,207
Expenses. Certain deemed distributions of participant loans	2017-12-31	$27,506
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$250,951
Value of total assets at end of year	2017-12-31	$3,967,896
Value of total assets at beginning of year	2017-12-31	$3,418,793
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$2,658
Total interest from all sources	2017-12-31	$4,381
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$203,966
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$203,966
Administrative expenses professional fees incurred	2017-12-31	$2,658
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$155,028
Participant contributions at end of year	2017-12-31	$26,886
Participant contributions at beginning of year	2017-12-31	$53,648
Participant contributions at end of year	2017-12-31	$13,959
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$628
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$827
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$549,103
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$3,967,896
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,418,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$3,668,651
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$3,097,279
Interest on participant loans	2017-12-31	$4,381
Value of interest in common/collective trusts at end of year	2017-12-31	$161,849
Value of interest in common/collective trusts at beginning of year	2017-12-31	$182,207
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$367,381
Net investment gain or loss from common/collective trusts	2017-12-31	$2,795
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$95,923
Employer contributions (assets) at end of year	2017-12-31	$95,923
Employer contributions (assets) at beginning of year	2017-12-31	$84,832
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$250,207
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	PROPP CHRISTENSEN CANIGLIA LLP
Accountancy firm EIN	2017-12-31	262363334
2016 : NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$530,902
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$181,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$178,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$216,147
Value of total assets at end of year	2016-12-31	$3,418,793
Value of total assets at beginning of year	2016-12-31	$3,069,296
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$2,935
Total interest from all sources	2016-12-31	$1,023
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$119,670
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$119,670
Administrative expenses professional fees incurred	2016-12-31	$2,935
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$131,315
Participant contributions at end of year	2016-12-31	$53,648
Participant contributions at beginning of year	2016-12-31	$41,323
Participant contributions at beginning of year	2016-12-31	$3,838
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$827
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$34
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$349,497
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,418,793
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,069,296
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$3,097,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,756,654
Income. Interest from loans (other than to participants)	2016-12-31	$1,023
Value of interest in common/collective trusts at end of year	2016-12-31	$182,207
Value of interest in common/collective trusts at beginning of year	2016-12-31	$181,485
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$191,130
Net investment gain or loss from common/collective trusts	2016-12-31	$2,932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$84,832
Employer contributions (assets) at end of year	2016-12-31	$84,832
Employer contributions (assets) at beginning of year	2016-12-31	$85,962
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$178,470
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	PROPP CHRISTENSEN CANIGLIA LLP
Accountancy firm EIN	2016-12-31	262363334

Form 5500 Responses for NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST

2019: NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	Yes
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NEWBASIS LLC SAVINGS AND RETIREMENT PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

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NEWBASIS LLC BENEFIT PLAN [EIN = 330899482]

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Company Name:	NEWBASIS, LLC
Employer identification number (EIN):	680448508
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3126818