BEACON POINTE ADVISORS, LLC has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2019 : BEACON POINTE 401K PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $15,985 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $3,195,805 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $875,352 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $855,890 |
| Value of total corrective distributions | 2019-12-31 | $16,518 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,638,433 |
| Value of total assets at end of year | 2019-12-31 | $10,612,047 |
| Value of total assets at beginning of year | 2019-12-31 | $8,275,609 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $2,944 |
| Total interest from all sources | 2019-12-31 | $22,828 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $422,874 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $422,874 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $1,350,214 |
| Participant contributions at end of year | 2019-12-31 | $269,804 |
| Participant contributions at beginning of year | 2019-12-31 | $181,425 |
| Participant contributions at end of year | 2019-12-31 | $23,109 |
| Participant contributions at beginning of year | 2019-12-31 | $48,506 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $2,690 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $15,985 |
| Administrative expenses (other) incurred | 2019-12-31 | $2,944 |
| Total non interest bearing cash at end of year | 2019-12-31 | $20,888 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $1,125 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $2,320,453 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $10,596,062 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $8,275,609 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $9,707,297 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $7,345,342 |
| Interest on participant loans | 2019-12-31 | $14,395 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $585,209 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $643,361 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $643,361 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $8,433 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,111,670 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $285,529 |
| Employer contributions (assets) at end of year | 2019-12-31 | $5,740 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $55,850 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $855,890 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | WITHUMSMITH + BROWN, PC |
| Accountancy firm EIN | 2019-12-31 | 222027092 |
| 2018 : BEACON POINTE 401K PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $1,373,321 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $210,127 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $209,483 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,898,630 |
| Value of total assets at end of year | 2018-12-31 | $8,275,609 |
| Value of total assets at beginning of year | 2018-12-31 | $7,112,415 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $644 |
| Total interest from all sources | 2018-12-31 | $11,485 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $576,598 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $576,598 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $1,308,388 |
| Participant contributions at end of year | 2018-12-31 | $181,425 |
| Participant contributions at beginning of year | 2018-12-31 | $67,783 |
| Participant contributions at end of year | 2018-12-31 | $48,506 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $301,484 |
| Administrative expenses (other) incurred | 2018-12-31 | $644 |
| Total non interest bearing cash at end of year | 2018-12-31 | $1,125 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $1,163,194 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $8,275,609 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $7,112,415 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $7,345,342 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $6,404,983 |
| Interest on participant loans | 2018-12-31 | $6,211 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $643,361 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $639,649 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $639,649 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $5,274 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,113,392 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $288,758 |
| Employer contributions (assets) at end of year | 2018-12-31 | $55,850 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $209,483 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | KSJG ACCOUNTING & CONSULTING |
| Accountancy firm EIN | 2018-12-31 | 953322166 |
