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DSI HOLDING COMPANY, INC. 401(K) SAVINGS PLAN 401k Plan overview

Plan NameDSI HOLDING COMPANY, INC. 401(K) SAVINGS PLAN
Plan identification number 001

DSI HOLDING COMPANY, INC. 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

DSI HOLDING COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:DSI HOLDING COMPANY, INC.
Employer identification number (EIN):680615878
NAIC Classification:621399
NAIC Description:Offices of All Other Miscellaneous Health Practitioners

Additional information about DSI HOLDING COMPANY, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4045457

More information about DSI HOLDING COMPANY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DSI HOLDING COMPANY, INC. 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012012-01-01CYNTHIA BAXTER-DIGGLES
0012011-01-01CYNTHIA BAXTER-DIGGLES
0012009-01-01KATIE STEWART KATIE STEWART2010-07-30

Plan Statistics for DSI HOLDING COMPANY, INC. 401(K) SAVINGS PLAN

401k plan membership statisitcs for DSI HOLDING COMPANY, INC. 401(K) SAVINGS PLAN

Measure Date Value
2012: DSI HOLDING COMPANY, INC. 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,712
Total number of active participants reported on line 7a of the Form 55002012-01-010
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-010
Number of participants with account balances2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: DSI HOLDING COMPANY, INC. 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,696
Total number of active participants reported on line 7a of the Form 55002011-01-011,616
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01442
Total of all active and inactive participants2011-01-012,058
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-012,059
Number of participants with account balances2011-01-011,549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01120
2009: DSI HOLDING COMPANY, INC. 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,327
Total number of active participants reported on line 7a of the Form 55002009-01-011,957
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01514
Total of all active and inactive participants2009-01-012,471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-012,471
Number of participants with account balances2009-01-011,414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01434

Financial Data on DSI HOLDING COMPANY, INC. 401(K) SAVINGS PLAN

Measure Date Value
2012 : DSI HOLDING COMPANY, INC. 401(K) SAVINGS PLAN 2012 401k financial data
Total transfer of assets to this plan2012-04-01$0
Total transfer of assets from this plan2012-04-01$30,030,457
Total income from all sources (including contributions)2012-04-01$1,697,311
Total of all expenses incurred2012-04-01$878,523
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-04-01$797,302
Value of total corrective distributions2012-04-01$75,410
Value of total assets at end of year2012-04-01$0
Value of total assets at beginning of year2012-04-01$29,211,669
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-04-01$5,811
Total interest from all sources2012-04-01$9,572
Total dividends received (eg from common stock, registered investment company shares)2012-04-01$3,629
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-04-01No
Total dividends received from registered investment company shares (eg mutual funds)2012-04-01$3,629
Was this plan covered by a fidelity bond2012-04-01Yes
Value of fidelity bond cover2012-04-01$3,000,000
If this is an individual account plan, was there a blackout period2012-04-01No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-04-01$0
Were there any nonexempt tranactions with any party-in-interest2012-04-01No
Participant contributions at end of year2012-04-01$0
Participant contributions at beginning of year2012-04-01$1,695,298
Participant contributions at end of year2012-04-01$0
Participant contributions at beginning of year2012-04-01$74,291
Other income not declared elsewhere2012-04-01$38
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-01No
Value of net income/loss2012-04-01$818,788
Value of net assets at end of year (total assets less liabilities)2012-04-01$0
Value of net assets at beginning of year (total assets less liabilities)2012-04-01$29,211,669
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-04-01No
Were any loans by the plan or fixed income obligations due to the plan in default2012-04-01No
Were any leases to which the plan was party in default or uncollectible2012-04-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-04-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-04-01$1,327,934
Value of interest in pooled separate accounts at end of year2012-04-01$0
Value of interest in pooled separate accounts at beginning of year2012-04-01$20,722,177
Interest on participant loans2012-04-01$9,572
Value of interest in common/collective trusts at end of year2012-04-01$0
Value of interest in common/collective trusts at beginning of year2012-04-01$5,391,969
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-04-01$69,328
Net investment gain/loss from pooled separate accounts2012-04-01$1,737,859
Net investment gain or loss from common/collective trusts2012-04-01$-123,115
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-04-01No
Was there a failure to transmit to the plan any participant contributions2012-04-01Yes
Has the plan failed to provide any benefit when due under the plan2012-04-01No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-04-01$797,302
Contract administrator fees2012-04-01$5,811
Did the plan have assets held for investment2012-04-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-04-01Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-04-01Yes
Opinion of an independent qualified public accountant for this plan2012-04-01Disclaimer
Accountancy firm name2012-04-01KPMG LLP
Accountancy firm EIN2012-04-01135565207
2011 : DSI HOLDING COMPANY, INC. 401(K) SAVINGS PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$4,508,149
Total of all expenses incurred2011-12-31$2,557,991
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,462,023
Expenses. Certain deemed distributions of participant loans2011-12-31$26,026
Value of total corrective distributions2011-12-31$37,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,932,106
Value of total assets at end of year2011-12-31$29,208,114
Value of total assets at beginning of year2011-12-31$27,257,956
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$32,687
Total interest from all sources2011-12-31$46,203
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$18,732
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$18,732
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,013,072
Participant contributions at end of year2011-12-31$1,691,753
Participant contributions at beginning of year2011-12-31$1,470,948
Participant contributions at end of year2011-12-31$74,291
Participant contributions at beginning of year2011-12-31$124,868
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$274,264
Other income not declared elsewhere2011-12-31$3,110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,950,158
Value of net assets at end of year (total assets less liabilities)2011-12-31$29,208,114
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$27,257,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,327,933
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,234,182
Value of interest in pooled separate accounts at end of year2011-12-31$20,722,168
Value of interest in pooled separate accounts at beginning of year2011-12-31$19,172,573
Interest on participant loans2011-12-31$46,203
Value of interest in common/collective trusts at end of year2011-12-31$5,391,969
Value of interest in common/collective trusts at beginning of year2011-12-31$4,230,987
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-31,745
Net investment gain/loss from pooled separate accounts2011-12-31$-566,175
Net investment gain or loss from common/collective trusts2011-12-31$105,918
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$644,770
Employer contributions (assets) at beginning of year2011-12-31$1,024,398
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,462,023
Contract administrator fees2011-12-31$32,687
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135565207
2010 : DSI HOLDING COMPANY, INC. 401(K) SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$7,345,412
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$3,213,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,149,957
Expenses. Certain deemed distributions of participant loans2010-12-31$23,094
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,485,339
Value of total assets at end of year2010-12-31$27,257,956
Value of total assets at beginning of year2010-12-31$23,125,788
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$40,193
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$47,536
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$14,773
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$14,773
Administrative expenses professional fees incurred2010-12-31$10,500
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$3,401,381
Participant contributions at end of year2010-12-31$1,470,948
Participant contributions at beginning of year2010-12-31$1,217,756
Participant contributions at end of year2010-12-31$124,868
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$59,560
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$181
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,132,168
Value of net assets at end of year (total assets less liabilities)2010-12-31$27,257,956
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$23,125,788
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,234,182
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$841,960
Value of interest in pooled separate accounts at end of year2010-12-31$19,172,573
Value of interest in pooled separate accounts at beginning of year2010-12-31$15,645,682
Interest on participant loans2010-12-31$47,536
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$4,230,987
Value of interest in common/collective trusts at beginning of year2010-12-31$4,736,854
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$125,565
Net investment gain/loss from pooled separate accounts2010-12-31$2,532,470
Net investment gain or loss from common/collective trusts2010-12-31$139,729
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,024,398
Employer contributions (assets) at end of year2010-12-31$1,024,398
Employer contributions (assets) at beginning of year2010-12-31$683,536
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,149,776
Contract administrator fees2010-12-31$29,693
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BROWN & MAGUIRE CPAS, PLLC
Accountancy firm EIN2010-12-31261534694

Form 5500 Responses for DSI HOLDING COMPANY, INC. 401(K) SAVINGS PLAN

2012: DSI HOLDING COMPANY, INC. 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingYes
2012-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DSI HOLDING COMPANY, INC. 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: DSI HOLDING COMPANY, INC. 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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