401k Plan data: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN plan

DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	DELTA TRUST AND BANK 401K PROFIT SHARING PLAN
Plan identification number	001

DELTA TRUST AND BANK 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SIMMONS FIRST NATIONAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: SIMMONS FIRST NATIONAL CORPORATION

Employer identification number (EIN): 710407808

NAIC Classification: 522110
NAIC Description: Commercial Banking

Additional information about SIMMONS FIRST NATIONAL CORPORATION

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2017-06-27

Company Identification Number: 0802758380

Legal Registered Office Address: PO BOX 7009

PINE BLUFF
United States of America (USA)
71611

More information about SIMMONS FIRST NATIONAL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DELTA TRUST AND BANK 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 GREG GOUGH
001 2016-01-01 GREG GOUGH

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	GREG GOUGH
001	2016-01-01	GREG GOUGH

Plan Statistics for DELTA TRUST AND BANK 401K PROFIT SHARING PLAN

401k plan membership statisitcs for DELTA TRUST AND BANK 401K PROFIT SHARING PLAN

Measure Date Value
2017: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 115
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 63
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 11
Total of all active and inactive participants 2017-01-01 75
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 75
Number of participants with account balances 2017-01-01 42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 111
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 63
Number of other retired or separated participants entitled to future benefits 2016-01-01 52
Total of all active and inactive participants 2016-01-01 115
Total participants 2016-01-01 115
Number of participants with account balances 2016-01-01 86

Measure	Date	Value
2017: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	115
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	63
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	11
Total of all active and inactive participants	2017-01-01	75
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	75
Number of participants with account balances	2017-01-01	42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	111
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	63
Number of other retired or separated participants entitled to future benefits	2016-01-01	52
Total of all active and inactive participants	2016-01-01	115
Total participants	2016-01-01	115
Number of participants with account balances	2016-01-01	86

Financial Data on DELTA TRUST AND BANK 401K PROFIT SHARING PLAN

Measure	Date	Value
2017 : DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2017 401k financial data
Total transfer of assets to this plan	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$265,250
Total of all expenses incurred	2017-12-31	$94,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$89,968
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$107
Value of total assets at end of year	2017-12-31	$1,964,853
Value of total assets at beginning of year	2017-12-31	$1,793,610
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$4,039
Total interest from all sources	2017-12-31	$2,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Administrative expenses (other) incurred	2017-12-31	$3,663
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$171,243
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$1,964,853
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$1,793,610
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$376
Value of interest in pooled separate accounts at end of year	2017-12-31	$1,813,872
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$1,616,983
Interest earned on other investments	2017-12-31	$2,104
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$150,981
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$176,627
Net investment gain/loss from pooled separate accounts	2017-12-31	$263,039
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$107
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$89,968
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	ERWIN AND COMPANY
Accountancy firm EIN	2017-12-31	710653587
2016 : DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2016 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$2,020
Total income from all sources (including contributions)	2016-12-31	$159,685
Total of all expenses incurred	2016-12-31	$658,383
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$654,932
Value of total assets at end of year	2016-12-31	$1,793,610
Value of total assets at beginning of year	2016-12-31	$2,294,328
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$3,451
Total interest from all sources	2016-12-31	$2,508
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$2,020
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-498,698
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$1,793,610
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,292,308
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$1,616,983
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$1,925,241
Interest earned on other investments	2016-12-31	$2,508
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$176,627
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$369,087
Net investment gain/loss from pooled separate accounts	2016-12-31	$157,177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$654,932
Contract administrator fees	2016-12-31	$3,451
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ERWIN AND COMPANY
Accountancy firm EIN	2016-12-31	710653587

Form 5500 Responses for DELTA TRUST AND BANK 401K PROFIT SHARING PLAN

2017: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

803457

Policy instance

Insurance contract or identification number	803457
Number of Individuals Covered	42
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	SIMMONS FIRST NATIONAL CORPORATION
Employer identification number (EIN):	710407808
NAIC Classification:	522110
NAIC Description:	Commercial Banking

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2017-06-27
Company Identification Number:	0802758380
Legal Registered Office Address:	PO BOX 7009 PINE BLUFF United States of America (USA) 71611