401k Plan data: RALPH G. BRODIE LTD PENSION PLAN & TRUST plan

RALPH G. BRODIE LTD PENSION PLAN & TRUST 401k Plan overview

Plan Name	RALPH G. BRODIE LTD PENSION PLAN & TRUST
Plan identification number	002

RALPH G. BRODIE LTD PENSION PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Money purchase (other than target benefit)
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

RALPH G. BRODIE, LTD has sponsored the creation of one or more 401k plans.

Company Name: RALPH G. BRODIE, LTD

Employer identification number (EIN): 710443111

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RALPH G. BRODIE LTD PENSION PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-01-01 RALPH BRODIE 2017-10-19 RALPH BRODIE 2017-10-19
002 2015-01-01 RALPH BRODIE 2017-10-20 RALPH BRODIE 2017-10-20
002 2014-01-01 RALPH BRODIE 2015-10-14
002 2014-01-01 RALPH BRODIE 2018-02-16 RALPH BRODIE 2018-02-16
002 2014-01-01 RALPH BRODIE 2018-02-14 RALPH BRODIE 2018-02-14
002 2014-01-01 RALPH BRODIE 2018-02-16 RALPH BRODIE 2018-02-16
002 2014-01-01 RALPH BRODIE 2018-02-14 RALPH BRODIE 2018-02-14
002 2013-01-01 RALPH BRODIE 2014-10-15
002 2012-01-01 RALPH BRODIE 2013-07-31
002 2011-01-01 RALPH BRODIE

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2015-01-01	RALPH BRODIE	2017-10-19	RALPH BRODIE	2017-10-19
002	2015-01-01	RALPH BRODIE	2017-10-20	RALPH BRODIE	2017-10-20
002	2014-01-01	RALPH BRODIE	2015-10-14
002	2014-01-01	RALPH BRODIE	2018-02-16	RALPH BRODIE	2018-02-16
002	2014-01-01	RALPH BRODIE	2018-02-14	RALPH BRODIE	2018-02-14
002	2014-01-01	RALPH BRODIE	2018-02-16	RALPH BRODIE	2018-02-16
002	2014-01-01	RALPH BRODIE	2018-02-14	RALPH BRODIE	2018-02-14
002	2013-01-01	RALPH BRODIE	2014-10-15
002	2012-01-01	RALPH BRODIE	2013-07-31
002	2011-01-01	RALPH BRODIE

Plan Statistics for RALPH G. BRODIE LTD PENSION PLAN & TRUST

401k plan membership statisitcs for RALPH G. BRODIE LTD PENSION PLAN & TRUST

Measure Date Value
2011: RALPH G. BRODIE LTD PENSION PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 2
Number of participants with account balances 2011-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2011: RALPH G. BRODIE LTD PENSION PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	2
Number of participants with account balances	2011-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on RALPH G. BRODIE LTD PENSION PLAN & TRUST

Measure	Date	Value
2011 : RALPH G. BRODIE LTD PENSION PLAN & TRUST 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$943
Expenses. Total of all expenses incurred	2011-12-31	$113
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$160,654
Total plan assets at beginning of year	2011-12-31	$159,824
Value of fidelity bond covering the plan	2011-12-31	$40,000
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Other income received	2011-12-31	$610
Net income (gross income less expenses)	2011-12-31	$830
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$160,654
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$159,824
Total contributions received or receivable from employer(s)	2011-12-31	$333
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$113
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2011-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$333
Amount contributed by the employer to the plan for this plan year	2011-12-31	$333
2010 : RALPH G. BRODIE LTD PENSION PLAN & TRUST 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$16,218
Expenses. Total of all expenses incurred	2010-12-31	$15,000
Benefits paid (including direct rollovers)	2010-12-31	$15,000
Total plan assets at end of year	2010-12-31	$159,606
Total plan assets at beginning of year	2010-12-31	$158,606
Value of fidelity bond covering the plan	2010-12-31	$40,000
Other income received	2010-12-31	$15,848
Net income (gross income less expenses)	2010-12-31	$1,218
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$159,606
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$158,606
Total contributions received or receivable from employer(s)	2010-12-31	$370
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2010-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$370
Amount contributed by the employer to the plan for this plan year	2010-12-31	$370

Form 5500 Responses for RALPH G. BRODIE LTD PENSION PLAN & TRUST

2011: RALPH G. BRODIE LTD PENSION PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

AVIVA LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 60631 )

Policy contract number

073085

Policy instance

Insurance contract or identification number	073085
Number of Individuals Covered	1
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AVIVA LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 60631 )

Policy contract number

073085

Policy instance

Insurance contract or identification number	073085
Number of Individuals Covered	1
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $9,750
Total amount of fees paid to insurance company	USD $100,000
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	INDIVIDUAL ANNUITY
Commission paid to Insurance Broker	USD $9,750
Insurance broker name	SHURWEST FINANCIAL

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	RALPH G. BRODIE, LTD
Employer identification number (EIN):	710443111
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers