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THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 401k Plan overview

Plan NameTHE JOSEPH FEIN RETIREMENT PLAN AND TRUST
Plan identification number 002

THE JOSEPH FEIN RETIREMENT PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JOSEPH FEIN CATERER, INC. has sponsored the creation of one or more 401k plans.

Company Name:JOSEPH FEIN CATERER, INC.
Employer identification number (EIN):720548912
NAIC Classification:722511
NAIC Description:Full-Service Restaurants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE JOSEPH FEIN RETIREMENT PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-06-01JEROME A FEIN2018-10-29 JEROME A FEIN2018-10-29
0022016-06-01JEROME A FEIN2018-03-15 JEROME A FEIN2018-03-15
0022015-06-01JEROME FEIN JEROME FEIN2017-03-14
0022014-06-01JEROME A FEIN JEROME A FEIN2016-03-01
0022013-06-01JEROME A. FEIN JEROME A. FEIN2015-03-16
0022012-06-01JEROME A FEIN JEROME A FEIN2014-03-12
0022011-06-01JEROME A FEIN JEROME A FEIN2013-03-13
0022009-06-01JEROME A FEIN JEROME A FEIN2011-03-14

Plan Statistics for THE JOSEPH FEIN RETIREMENT PLAN AND TRUST

401k plan membership statisitcs for THE JOSEPH FEIN RETIREMENT PLAN AND TRUST

Measure Date Value
2015: THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-06-01159
Total number of active participants reported on line 7a of the Form 55002015-06-0140
Number of retired or separated participants receiving benefits2015-06-010
Number of other retired or separated participants entitled to future benefits2015-06-010
Total of all active and inactive participants2015-06-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-06-010
Total participants2015-06-0140
Number of participants with account balances2015-06-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-06-010
2014: THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-06-01150
Total number of active participants reported on line 7a of the Form 55002014-06-0192
Number of retired or separated participants receiving benefits2014-06-010
Number of other retired or separated participants entitled to future benefits2014-06-0151
Total of all active and inactive participants2014-06-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-06-010
Total participants2014-06-01143
Number of participants with account balances2014-06-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-06-010
2013: THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-06-01142
Total number of active participants reported on line 7a of the Form 55002013-06-0173
Number of retired or separated participants receiving benefits2013-06-010
Number of other retired or separated participants entitled to future benefits2013-06-0152
Total of all active and inactive participants2013-06-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-06-010
Total participants2013-06-01125
Number of participants with account balances2013-06-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-06-010
2012: THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-06-01130
Total number of active participants reported on line 7a of the Form 55002012-06-0163
Number of retired or separated participants receiving benefits2012-06-010
Number of other retired or separated participants entitled to future benefits2012-06-0155
Total of all active and inactive participants2012-06-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-06-010
Total participants2012-06-01118
Number of participants with account balances2012-06-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-06-011
2011: THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-06-01133
Total number of active participants reported on line 7a of the Form 55002011-06-0171
Number of retired or separated participants receiving benefits2011-06-016
Number of other retired or separated participants entitled to future benefits2011-06-0141
Total of all active and inactive participants2011-06-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-06-010
Total participants2011-06-01118
Number of participants with account balances2011-06-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-06-012
2009: THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-06-01125
Total number of active participants reported on line 7a of the Form 55002009-06-0162
Number of retired or separated participants receiving benefits2009-06-010
Number of other retired or separated participants entitled to future benefits2009-06-0155
Total of all active and inactive participants2009-06-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-06-010
Total participants2009-06-01117
Number of participants with account balances2009-06-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-06-016

Financial Data on THE JOSEPH FEIN RETIREMENT PLAN AND TRUST

Measure Date Value
2016 : THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-05-31$11,698
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-05-31$16,287
Total income from all sources (including contributions)2016-05-31$12,977
Total of all expenses incurred2016-05-31$359,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-05-31$347,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-05-31$10,420
Value of total assets at end of year2016-05-31$61,533
Value of total assets at beginning of year2016-05-31$412,586
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-05-31$12,323
Total interest from all sources2016-05-31$942
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-05-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-05-31$0
Administrative expenses professional fees incurred2016-05-31$11,445
Was this plan covered by a fidelity bond2016-05-31Yes
Value of fidelity bond cover2016-05-31$300,000
If this is an individual account plan, was there a blackout period2016-05-31No
Were there any nonexempt tranactions with any party-in-interest2016-05-31No
Contributions received from participants2016-05-31$10,420
Assets. Other investments not covered elsewhere at beginning of year2016-05-31$13,135
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-05-31$73
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-05-31$16,034
Other income not declared elsewhere2016-05-31$-25
Liabilities. Value of operating payables at end of year2016-05-31$11,445
Total non interest bearing cash at end of year2016-05-31$61,533
Total non interest bearing cash at beginning of year2016-05-31$30,491
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-31No
Value of net income/loss2016-05-31$-346,464
Value of net assets at end of year (total assets less liabilities)2016-05-31$49,835
Value of net assets at beginning of year (total assets less liabilities)2016-05-31$396,299
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-05-31No
Were any leases to which the plan was party in default or uncollectible2016-05-31No
Investment advisory and management fees2016-05-31$878
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-05-31$357,759
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-05-31$11,128
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-05-31$11,128
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-05-31$942
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-05-31$1,640
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-05-31Yes
Was there a failure to transmit to the plan any participant contributions2016-05-31No
Has the plan failed to provide any benefit when due under the plan2016-05-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-05-31$347,118
Liabilities. Value of benefit claims payable at end of year2016-05-31$253
Liabilities. Value of benefit claims payable at beginning of year2016-05-31$253
Did the plan have assets held for investment2016-05-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-05-31No
Opinion of an independent qualified public accountant for this plan2016-05-31Unqualified
Accountancy firm name2016-05-31STEPHEN C. HIMEL, CPA LLC
Accountancy firm EIN2016-05-31208410792
2015 : THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-05-31$16,287
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-05-31$5,659
Total income from all sources (including contributions)2015-05-31$135,391
Total of all expenses incurred2015-05-31$1,133,528
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-05-31$1,097,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-05-31$19,052
Value of total assets at end of year2015-05-31$412,586
Value of total assets at beginning of year2015-05-31$1,400,095
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-05-31$35,687
Total interest from all sources2015-05-31$19,336
Total dividends received (eg from common stock, registered investment company shares)2015-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-05-31No
Administrative expenses professional fees incurred2015-05-31$23,034
Was this plan covered by a fidelity bond2015-05-31Yes
Value of fidelity bond cover2015-05-31$300,000
If this is an individual account plan, was there a blackout period2015-05-31No
Were there any nonexempt tranactions with any party-in-interest2015-05-31No
Contributions received from participants2015-05-31$19,052
Assets. Other investments not covered elsewhere at end of year2015-05-31$13,135
Assets. Other investments not covered elsewhere at beginning of year2015-05-31$13,190
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-05-31$73
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-05-31$74
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-05-31$16,034
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-05-31$5,406
Other income not declared elsewhere2015-05-31$-55
Total non interest bearing cash at end of year2015-05-31$30,491
Total non interest bearing cash at beginning of year2015-05-31$14,861
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-05-31No
Value of net income/loss2015-05-31$-998,137
Value of net assets at end of year (total assets less liabilities)2015-05-31$396,299
Value of net assets at beginning of year (total assets less liabilities)2015-05-31$1,394,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-05-31No
Were any leases to which the plan was party in default or uncollectible2015-05-31No
Investment advisory and management fees2015-05-31$12,653
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-05-31$357,759
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-05-31$1,304,890
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-05-31$11,128
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-05-31$67,080
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-05-31$67,080
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-05-31$19,336
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-05-31$97,058
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-05-31Yes
Was there a failure to transmit to the plan any participant contributions2015-05-31Yes
Has the plan failed to provide any benefit when due under the plan2015-05-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-05-31$1,097,841
Liabilities. Value of benefit claims payable at end of year2015-05-31$253
Liabilities. Value of benefit claims payable at beginning of year2015-05-31$253
Did the plan have assets held for investment2015-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-05-31No
Opinion of an independent qualified public accountant for this plan2015-05-31Unqualified
Accountancy firm name2015-05-31STEPHEN C. HIMEL, CPA LLC
Accountancy firm EIN2015-05-31208410792
2014 : THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-05-31$5,659
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-05-31$4,043
Total income from all sources (including contributions)2014-05-31$192,227
Total of all expenses incurred2014-05-31$279,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-05-31$260,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-05-31$16,795
Value of total assets at end of year2014-05-31$1,400,095
Value of total assets at beginning of year2014-05-31$1,485,943
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-05-31$19,691
Total interest from all sources2014-05-31$28,545
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-05-31No
Administrative expenses professional fees incurred2014-05-31$9,270
Was this plan covered by a fidelity bond2014-05-31Yes
Value of fidelity bond cover2014-05-31$300,000
If this is an individual account plan, was there a blackout period2014-05-31No
Were there any nonexempt tranactions with any party-in-interest2014-05-31No
Contributions received from participants2014-05-31$16,795
Participant contributions at beginning of year2014-05-31$735
Assets. Other investments not covered elsewhere at end of year2014-05-31$13,190
Assets. Other investments not covered elsewhere at beginning of year2014-05-31$13,189
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-05-31$74
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-05-31$74
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-05-31$5,406
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-05-31$3,790
Total non interest bearing cash at end of year2014-05-31$14,861
Total non interest bearing cash at beginning of year2014-05-31$89,986
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-05-31No
Value of net income/loss2014-05-31$-87,464
Value of net assets at end of year (total assets less liabilities)2014-05-31$1,394,436
Value of net assets at beginning of year (total assets less liabilities)2014-05-31$1,481,900
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-05-31No
Were any leases to which the plan was party in default or uncollectible2014-05-31No
Investment advisory and management fees2014-05-31$10,421
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-05-31$1,304,890
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-05-31$1,373,976
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-05-31$67,080
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-05-31$7,983
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-05-31$7,983
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-05-31$28,545
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-05-31$146,887
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-05-31Yes
Was there a failure to transmit to the plan any participant contributions2014-05-31No
Has the plan failed to provide any benefit when due under the plan2014-05-31No
Employer contributions (assets) at beginning of year2014-05-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-05-31$260,000
Liabilities. Value of benefit claims payable at end of year2014-05-31$253
Liabilities. Value of benefit claims payable at beginning of year2014-05-31$253
Did the plan have assets held for investment2014-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-05-31No
Opinion of an independent qualified public accountant for this plan2014-05-31Unqualified
Accountancy firm name2014-05-31STEPHEN C. HIMEL, CPA LLC
Accountancy firm EIN2014-05-31208410792
2013 : THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-05-31$4,043
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-05-31$434
Total income from all sources (including contributions)2013-05-31$217,804
Total of all expenses incurred2013-05-31$31,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-05-31$6,970
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-05-31$16,461
Value of total assets at end of year2013-05-31$1,485,943
Value of total assets at beginning of year2013-05-31$1,296,172
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-05-31$24,672
Total interest from all sources2013-05-31$20,946
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-05-31No
Administrative expenses professional fees incurred2013-05-31$15,072
Was this plan covered by a fidelity bond2013-05-31Yes
Value of fidelity bond cover2013-05-31$300,000
If this is an individual account plan, was there a blackout period2013-05-31No
Were there any nonexempt tranactions with any party-in-interest2013-05-31No
Contributions received from participants2013-05-31$16,461
Participant contributions at end of year2013-05-31$735
Participant contributions at beginning of year2013-05-31$1,152
Assets. Other investments not covered elsewhere at end of year2013-05-31$13,189
Assets. Other investments not covered elsewhere at beginning of year2013-05-31$13,140
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-05-31$74
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-05-31$1,819
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-05-31$3,790
Total non interest bearing cash at end of year2013-05-31$89,986
Total non interest bearing cash at beginning of year2013-05-31$85,997
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-05-31No
Value of net income/loss2013-05-31$186,162
Value of net assets at end of year (total assets less liabilities)2013-05-31$1,481,900
Value of net assets at beginning of year (total assets less liabilities)2013-05-31$1,295,738
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-05-31No
Were any leases to which the plan was party in default or uncollectible2013-05-31No
Investment advisory and management fees2013-05-31$9,600
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-05-31$1,373,976
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-05-31$1,179,887
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-05-31$7,983
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-05-31$10,051
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-05-31$10,051
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-05-31$20,946
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-05-31$180,397
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-05-31No
Was there a failure to transmit to the plan any participant contributions2013-05-31No
Has the plan failed to provide any benefit when due under the plan2013-05-31No
Employer contributions (assets) at end of year2013-05-31$0
Employer contributions (assets) at beginning of year2013-05-31$4,126
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-05-31$6,970
Liabilities. Value of benefit claims payable at end of year2013-05-31$253
Liabilities. Value of benefit claims payable at beginning of year2013-05-31$434
Did the plan have assets held for investment2013-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-05-31No
Opinion of an independent qualified public accountant for this plan2013-05-31Unqualified
Accountancy firm name2013-05-31STEPHEN C. HIMEL, CPA LLC
Accountancy firm EIN2013-05-31208410792
2012 : THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2012 401k financial data
Total transfer of assets to this plan2012-05-31$0
Total transfer of assets from this plan2012-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-05-31$434
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-05-31$330
Expenses. Interest paid2012-05-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-05-31$0
Total income from all sources (including contributions)2012-05-31$117,767
Total of all expenses incurred2012-05-31$1,014,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-05-31$988,798
Expenses. Certain deemed distributions of participant loans2012-05-31$0
Value of total corrective distributions2012-05-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-05-31$57,807
Value of total assets at end of year2012-05-31$1,296,172
Value of total assets at beginning of year2012-05-31$2,192,759
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-05-31$25,660
Total interest from all sources2012-05-31$31,701
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-05-31No
Administrative expenses professional fees incurred2012-05-31$12,040
Was this plan covered by a fidelity bond2012-05-31Yes
Value of fidelity bond cover2012-05-31$300,000
If this is an individual account plan, was there a blackout period2012-05-31No
Were there any nonexempt tranactions with any party-in-interest2012-05-31No
Contributions received from participants2012-05-31$31,827
Participant contributions at end of year2012-05-31$1,152
Assets. Other investments not covered elsewhere at end of year2012-05-31$13,140
Assets. Other investments not covered elsewhere at beginning of year2012-05-31$20,198
Income. Received or receivable in cash from other sources (including rollovers)2012-05-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-05-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-05-31$1,819
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-05-31$86
Other income not declared elsewhere2012-05-31$43,118
Administrative expenses (other) incurred2012-05-31$0
Total non interest bearing cash at end of year2012-05-31$85,997
Total non interest bearing cash at beginning of year2012-05-31$28,912
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-05-31No
Income. Non cash contributions2012-05-31$0
Value of net income/loss2012-05-31$-896,691
Value of net assets at end of year (total assets less liabilities)2012-05-31$1,295,738
Value of net assets at beginning of year (total assets less liabilities)2012-05-31$2,192,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-05-31No
Were any leases to which the plan was party in default or uncollectible2012-05-31No
Investment advisory and management fees2012-05-31$13,620
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-05-31$1,179,887
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-05-31$2,104,606
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-05-31$10,051
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-05-31$12,273
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-05-31$12,273
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-05-31$31,701
Expenses. Payments to insurance carriers foe the provision of benefits2012-05-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-05-31$-14,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-05-31Yes
Was there a failure to transmit to the plan any participant contributions2012-05-31No
Has the plan failed to provide any benefit when due under the plan2012-05-31No
Contributions received in cash from employer2012-05-31$25,980
Employer contributions (assets) at end of year2012-05-31$4,126
Employer contributions (assets) at beginning of year2012-05-31$26,684
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-05-31$988,798
Contract administrator fees2012-05-31$0
Liabilities. Value of benefit claims payable at end of year2012-05-31$434
Liabilities. Value of benefit claims payable at beginning of year2012-05-31$330
Did the plan have assets held for investment2012-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-05-31No
Opinion of an independent qualified public accountant for this plan2012-05-31Unqualified
Accountancy firm name2012-05-31STEPHEN C. HIMEL, CPA LLC
Accountancy firm EIN2012-05-31208410792
2011 : THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-05-31$330
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-05-31$222
Total income from all sources (including contributions)2011-05-31$424,226
Total loss/gain on sale of assets2011-05-31$0
Total of all expenses incurred2011-05-31$149,715
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-05-31$124,188
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-05-31$61,132
Value of total assets at end of year2011-05-31$2,192,759
Value of total assets at beginning of year2011-05-31$1,918,140
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-05-31$25,527
Total interest from all sources2011-05-31$36,844
Total dividends received (eg from common stock, registered investment company shares)2011-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-05-31No
Administrative expenses professional fees incurred2011-05-31$10,806
Was this plan covered by a fidelity bond2011-05-31Yes
Value of fidelity bond cover2011-05-31$300,000
If this is an individual account plan, was there a blackout period2011-05-31No
Were there any nonexempt tranactions with any party-in-interest2011-05-31No
Contributions received from participants2011-05-31$34,448
Assets. Other investments not covered elsewhere at end of year2011-05-31$20,198
Assets. Other investments not covered elsewhere at beginning of year2011-05-31$20,577
Income. Received or receivable in cash from other sources (including rollovers)2011-05-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-05-31$86
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-05-31$86
Other income not declared elsewhere2011-05-31$0
Total non interest bearing cash at end of year2011-05-31$28,912
Total non interest bearing cash at beginning of year2011-05-31$23,596
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-05-31No
Income. Non cash contributions2011-05-31$0
Value of net income/loss2011-05-31$274,511
Value of net assets at end of year (total assets less liabilities)2011-05-31$2,192,429
Value of net assets at beginning of year (total assets less liabilities)2011-05-31$1,917,918
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-05-31No
Were any leases to which the plan was party in default or uncollectible2011-05-31No
Investment advisory and management fees2011-05-31$14,721
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-05-31$2,104,606
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-05-31$1,862,138
Interest earned on other investments2011-05-31$-379
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-05-31$12,273
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-05-31$11,743
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-05-31$11,743
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-05-31$37,223
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-05-31$326,250
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-05-31Yes
Was there a failure to transmit to the plan any participant contributions2011-05-31Yes
Has the plan failed to provide any benefit when due under the plan2011-05-31No
Contributions received in cash from employer2011-05-31$26,684
Employer contributions (assets) at end of year2011-05-31$26,684
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-05-31$124,188
Liabilities. Value of benefit claims payable at end of year2011-05-31$330
Liabilities. Value of benefit claims payable at beginning of year2011-05-31$222
Did the plan have assets held for investment2011-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-05-31No
Opinion of an independent qualified public accountant for this plan2011-05-31Unqualified
Accountancy firm name2011-05-31STEPHEN C. HIMEL, CPA LLC
Accountancy firm EIN2011-05-31208410792

Form 5500 Responses for THE JOSEPH FEIN RETIREMENT PLAN AND TRUST

2015: THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2015 form 5500 responses
2015-06-01Type of plan entitySingle employer plan
2015-06-01Submission has been amendedNo
2015-06-01This submission is the final filingNo
2015-06-01This return/report is a short plan year return/report (less than 12 months)No
2015-06-01Plan is a collectively bargained planNo
2015-06-01Plan funding arrangement – InsuranceYes
2015-06-01Plan funding arrangement – TrustYes
2015-06-01Plan benefit arrangement – InsuranceYes
2015-06-01Plan benefit arrangement - TrustYes
2014: THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2014 form 5500 responses
2014-06-01Type of plan entitySingle employer plan
2014-06-01Submission has been amendedNo
2014-06-01This submission is the final filingNo
2014-06-01This return/report is a short plan year return/report (less than 12 months)No
2014-06-01Plan is a collectively bargained planNo
2014-06-01Plan funding arrangement – InsuranceYes
2014-06-01Plan funding arrangement – TrustYes
2014-06-01Plan benefit arrangement – InsuranceYes
2014-06-01Plan benefit arrangement - TrustYes
2013: THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2013 form 5500 responses
2013-06-01Type of plan entitySingle employer plan
2013-06-01Submission has been amendedNo
2013-06-01This submission is the final filingNo
2013-06-01This return/report is a short plan year return/report (less than 12 months)No
2013-06-01Plan is a collectively bargained planNo
2013-06-01Plan funding arrangement – InsuranceYes
2013-06-01Plan funding arrangement – TrustYes
2013-06-01Plan benefit arrangement – InsuranceYes
2013-06-01Plan benefit arrangement - TrustYes
2012: THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2012 form 5500 responses
2012-06-01Type of plan entitySingle employer plan
2012-06-01Submission has been amendedNo
2012-06-01This submission is the final filingNo
2012-06-01This return/report is a short plan year return/report (less than 12 months)No
2012-06-01Plan is a collectively bargained planNo
2012-06-01Plan funding arrangement – InsuranceYes
2012-06-01Plan funding arrangement – TrustYes
2012-06-01Plan benefit arrangement – InsuranceYes
2012-06-01Plan benefit arrangement - TrustYes
2011: THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2011 form 5500 responses
2011-06-01Type of plan entitySingle employer plan
2011-06-01Submission has been amendedNo
2011-06-01This submission is the final filingNo
2011-06-01This return/report is a short plan year return/report (less than 12 months)No
2011-06-01Plan is a collectively bargained planNo
2011-06-01Plan funding arrangement – InsuranceYes
2011-06-01Plan funding arrangement – TrustYes
2011-06-01Plan benefit arrangement – InsuranceYes
2011-06-01Plan benefit arrangement - TrustYes
2009: THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2009 form 5500 responses
2009-06-01Type of plan entitySingle employer plan
2009-06-01Submission has been amendedNo
2009-06-01This submission is the final filingNo
2009-06-01This return/report is a short plan year return/report (less than 12 months)No
2009-06-01Plan is a collectively bargained planNo
2009-06-01Plan funding arrangement – InsuranceYes
2009-06-01Plan funding arrangement – TrustYes
2009-06-01Plan benefit arrangement – InsuranceYes
2009-06-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 84824 )
Policy contract numberD979
Policy instance 1
Insurance contract or identification numberD979
Insurance policy start date2015-06-01
Insurance policy end date2015-11-01
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Insurance broker organization code?3
Insurance broker nameWALTER JOHNSON
COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 84824 )
Policy contract numberD979
Policy instance 1
Insurance contract or identification numberD979
Insurance policy start date2014-06-01
Insurance policy end date2015-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Insurance broker organization code?3
Insurance broker nameWALTER JOHNSON
COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 84824 )
Policy contract numberD979
Policy instance 1
Insurance contract or identification numberD979
Insurance policy start date2013-06-01
Insurance policy end date2014-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Insurance broker organization code?3
Insurance broker nameWALTER JOHNSON
COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 84824 )
Policy contract numberD979
Policy instance 1
Insurance contract or identification numberD979
Insurance policy start date2012-06-01
Insurance policy end date2013-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Insurance broker organization code?3
Insurance broker nameWALTER JOHNSON
COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 84824 )
Policy contract numberD979
Policy instance 1
Insurance contract or identification numberD979
Insurance policy start date2011-06-01
Insurance policy end date2012-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 84824 )
Policy contract numberD979
Policy instance 1
Insurance contract or identification numberD979
Insurance policy start date2010-06-01
Insurance policy end date2011-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes

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