IMPERIAL MANAGEMENT CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan IMPERIAL MANAGEMENT CORPORATION 401K PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2014 : IMPERIAL MANAGEMENT CORPORATION 401K PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-09-30 | $6,142,590 |
| Total of all expenses incurred | 2014-09-30 | $14,256,562 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $14,243,878 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $5,017,454 |
| Value of total assets at end of year | 2014-09-30 | $931,265 |
| Value of total assets at beginning of year | 2014-09-30 | $9,045,237 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $12,684 |
| Total interest from all sources | 2014-09-30 | $12,142 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $394,960 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-09-30 | $394,960 |
| Administrative expenses professional fees incurred | 2014-09-30 | $12,684 |
| Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
| Value of fidelity bond cover | 2014-09-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
| Contributions received from participants | 2014-09-30 | $800,650 |
| Participant contributions at end of year | 2014-09-30 | $54,000 |
| Participant contributions at beginning of year | 2014-09-30 | $275,533 |
| Participant contributions at beginning of year | 2014-09-30 | $27,272 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-09-30 | $3,824,641 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
| Value of net income/loss | 2014-09-30 | $-8,113,972 |
| Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $931,265 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $9,045,237 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-09-30 | $877,265 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-09-30 | $8,729,095 |
| Interest on participant loans | 2014-09-30 | $12,142 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-09-30 | $718,034 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
| Contributions received in cash from employer | 2014-09-30 | $392,163 |
| Employer contributions (assets) at beginning of year | 2014-09-30 | $13,337 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-09-30 | $14,243,878 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-09-30 | No |
| Did the plan have assets held for investment | 2014-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Disclaimer |
| Accountancy firm name | 2014-09-30 | POSTLETHWAITE & NETTERVILLE |
| Accountancy firm EIN | 2014-09-30 | 721202445 |
| 2013 : IMPERIAL MANAGEMENT CORPORATION 401K PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-09-30 | $1,903,380 |
| Total of all expenses incurred | 2013-09-30 | $620,111 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-09-30 | $617,249 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-09-30 | $875,901 |
| Value of total assets at end of year | 2013-09-30 | $9,045,237 |
| Value of total assets at beginning of year | 2013-09-30 | $7,761,968 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-09-30 | $2,862 |
| Total interest from all sources | 2013-09-30 | $12,137 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-09-30 | $217,087 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-09-30 | $217,087 |
| Administrative expenses professional fees incurred | 2013-09-30 | $2,862 |
| Was this plan covered by a fidelity bond | 2013-09-30 | Yes |
| Value of fidelity bond cover | 2013-09-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-09-30 | No |
| Contributions received from participants | 2013-09-30 | $615,924 |
| Participant contributions at end of year | 2013-09-30 | $275,533 |
| Participant contributions at beginning of year | 2013-09-30 | $268,876 |
| Participant contributions at end of year | 2013-09-30 | $27,272 |
| Participant contributions at beginning of year | 2013-09-30 | $23,340 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-09-30 | $203 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
| Value of net income/loss | 2013-09-30 | $1,283,269 |
| Value of net assets at end of year (total assets less liabilities) | 2013-09-30 | $9,045,237 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-09-30 | $7,761,968 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-09-30 | $8,729,095 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-09-30 | $7,457,702 |
| Interest on participant loans | 2013-09-30 | $12,137 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-09-30 | $798,255 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-09-30 | No |
| Contributions received in cash from employer | 2013-09-30 | $259,774 |
| Employer contributions (assets) at end of year | 2013-09-30 | $13,337 |
| Employer contributions (assets) at beginning of year | 2013-09-30 | $12,050 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-09-30 | $617,249 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-09-30 | No |
| Did the plan have assets held for investment | 2013-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-09-30 | Disclaimer |
| Accountancy firm name | 2013-09-30 | POSTLETHWAITE & NETTERVILLE |
| Accountancy firm EIN | 2013-09-30 | 721202445 |
| 2012 : IMPERIAL MANAGEMENT CORPORATION 401K PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total income from all sources (including contributions) | 2012-09-30 | $1,988,570 |
| Total of all expenses incurred | 2012-09-30 | $650,020 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-30 | $645,050 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-30 | $838,983 |
| Value of total assets at end of year | 2012-09-30 | $7,761,968 |
| Value of total assets at beginning of year | 2012-09-30 | $6,423,418 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-30 | $4,970 |
| Total interest from all sources | 2012-09-30 | $9,654 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-09-30 | $150,867 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-09-30 | $150,867 |
| Administrative expenses professional fees incurred | 2012-09-30 | $4,970 |
| Was this plan covered by a fidelity bond | 2012-09-30 | Yes |
| Value of fidelity bond cover | 2012-09-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-09-30 | No |
| Contributions received from participants | 2012-09-30 | $565,664 |
| Participant contributions at end of year | 2012-09-30 | $268,876 |
| Participant contributions at beginning of year | 2012-09-30 | $208,211 |
| Participant contributions at end of year | 2012-09-30 | $23,340 |
| Participant contributions at beginning of year | 2012-09-30 | $19,956 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-09-30 | $9,296 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
| Value of net income/loss | 2012-09-30 | $1,338,550 |
| Value of net assets at end of year (total assets less liabilities) | 2012-09-30 | $7,761,968 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-09-30 | $6,423,418 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-09-30 | $7,457,702 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-09-30 | $6,135,341 |
| Interest on participant loans | 2012-09-30 | $9,654 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-09-30 | $989,066 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-09-30 | No |
| Contributions received in cash from employer | 2012-09-30 | $264,023 |
| Employer contributions (assets) at end of year | 2012-09-30 | $12,050 |
| Employer contributions (assets) at beginning of year | 2012-09-30 | $59,910 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-30 | $645,050 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-09-30 | No |
| Did the plan have assets held for investment | 2012-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-09-30 | Disclaimer |
| Accountancy firm name | 2012-09-30 | POSTLETHWAITE & NETTERVILLE |
| Accountancy firm EIN | 2012-09-30 | 721202445 |
| 2011 : IMPERIAL MANAGEMENT CORPORATION 401K PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total transfer of assets to this plan | 2011-09-30 | $1,572,443 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $4,430 |
| Total income from all sources (including contributions) | 2011-09-30 | $581,400 |
| Total of all expenses incurred | 2011-09-30 | $285,654 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-30 | $283,432 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-30 | $741,148 |
| Value of total assets at end of year | 2011-09-30 | $6,423,418 |
| Value of total assets at beginning of year | 2011-09-30 | $4,559,659 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-30 | $2,222 |
| Total interest from all sources | 2011-09-30 | $4,960 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $117,528 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-09-30 | $117,528 |
| Administrative expenses professional fees incurred | 2011-09-30 | $2,222 |
| Was this plan covered by a fidelity bond | 2011-09-30 | Yes |
| Value of fidelity bond cover | 2011-09-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-09-30 | No |
| Contributions received from participants | 2011-09-30 | $445,009 |
| Participant contributions at end of year | 2011-09-30 | $208,211 |
| Participant contributions at beginning of year | 2011-09-30 | $103,790 |
| Participant contributions at end of year | 2011-09-30 | $19,956 |
| Other income not declared elsewhere | 2011-09-30 | $-27,913 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Value of net income/loss | 2011-09-30 | $295,746 |
| Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $6,423,418 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-09-30 | $4,555,229 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-09-30 | $6,135,341 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-09-30 | $3,467,137 |
| Interest on participant loans | 2011-09-30 | $4,960 |
| Value of interest in common/collective trusts at end of year | 2011-09-30 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2011-09-30 | $951,910 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-09-30 | $-254,323 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-09-30 | No |
| Contributions received in cash from employer | 2011-09-30 | $296,139 |
| Employer contributions (assets) at end of year | 2011-09-30 | $59,910 |
| Employer contributions (assets) at beginning of year | 2011-09-30 | $36,822 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-09-30 | $283,432 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-09-30 | No |
| Liabilities. Value of benefit claims payable at end of year | 2011-09-30 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-09-30 | $4,430 |
| Did the plan have assets held for investment | 2011-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-09-30 | Disclaimer |
| Accountancy firm name | 2011-09-30 | POSTLETHWAITE & NETTERVILLE |
| Accountancy firm EIN | 2011-09-30 | 721202445 |
