CHARLES MACHINE WORKS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE CHARLES MACHINE WORKS INC. 401K PLAN
| Measure | Date | Value |
|---|
| 2019 : THE CHARLES MACHINE WORKS INC. 401K PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total transfer of assets from this plan | 2019-12-31 | $131,422,151 |
| Total transfer of assets from this plan | 2019-12-31 | $131,422,151 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $33,643,487 |
| Total income from all sources (including contributions) | 2019-12-31 | $33,643,487 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $30,094,422 |
| Total of all expenses incurred | 2019-12-31 | $30,094,422 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $29,709,516 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $29,709,516 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $1,703 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $1,703 |
| Value of total corrective distributions | 2019-12-31 | $1,816 |
| Value of total corrective distributions | 2019-12-31 | $1,816 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $8,424,128 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $8,424,128 |
| Value of total assets at end of year | 2019-12-31 | $0 |
| Value of total assets at end of year | 2019-12-31 | $0 |
| Value of total assets at beginning of year | 2019-12-31 | $127,873,086 |
| Value of total assets at beginning of year | 2019-12-31 | $127,873,086 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $381,387 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $381,387 |
| Total interest from all sources | 2019-12-31 | $176,579 |
| Total interest from all sources | 2019-12-31 | $176,579 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $0 |
| Administrative expenses professional fees incurred | 2019-12-31 | $0 |
| Administrative expenses professional fees incurred | 2019-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $7,130,299 |
| Contributions received from participants | 2019-12-31 | $7,130,299 |
| Participant contributions at end of year | 2019-12-31 | $0 |
| Participant contributions at end of year | 2019-12-31 | $0 |
| Participant contributions at beginning of year | 2019-12-31 | $3,783,706 |
| Participant contributions at beginning of year | 2019-12-31 | $3,783,706 |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2019-12-31 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2019-12-31 | $0 |
| Other income not declared elsewhere | 2019-12-31 | $0 |
| Other income not declared elsewhere | 2019-12-31 | $0 |
| Administrative expenses (other) incurred | 2019-12-31 | $126 |
| Administrative expenses (other) incurred | 2019-12-31 | $126 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $3,549,065 |
| Value of net income/loss | 2019-12-31 | $3,549,065 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $0 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $127,873,086 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $127,873,086 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $318,071 |
| Investment advisory and management fees | 2019-12-31 | $318,071 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $42,503,650 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $42,503,650 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $0 |
| Interest on participant loans | 2019-12-31 | $0 |
| Interest on participant loans | 2019-12-31 | $0 |
| Interest earned on other investments | 2019-12-31 | $176,579 |
| Interest earned on other investments | 2019-12-31 | $176,579 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $72,380,387 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $72,380,387 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $6,559,719 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $6,559,719 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $10,554,120 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $10,554,120 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $262,126 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $262,126 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $14,226,534 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $14,226,534 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Assets. Invements in employer securities at end of year | 2019-12-31 | $0 |
| Assets. Invements in employer securities at end of year | 2019-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2019-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2019-12-31 | $0 |
| Contributions received in cash from employer | 2019-12-31 | $1,293,829 |
| Contributions received in cash from employer | 2019-12-31 | $1,293,829 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $2,645,624 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $2,645,624 |
| Income. Dividends from common stock | 2019-12-31 | $0 |
| Income. Dividends from common stock | 2019-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $29,709,516 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $29,709,516 |
| Contract administrator fees | 2019-12-31 | $63,190 |
| Contract administrator fees | 2019-12-31 | $63,190 |
| Did the plan have assets held for investment | 2019-12-31 | No |
| Did the plan have assets held for investment | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | GRANT THORNTON |
| Accountancy firm name | 2019-12-31 | GRANT THORNTON |
| Accountancy firm EIN | 2019-12-31 | 366055558 |
| Accountancy firm EIN | 2019-12-31 | 366055558 |
| 2018 : THE CHARLES MACHINE WORKS INC. 401K PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $347,872 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $7,886,526 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $7,485,464 |
| Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $365 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $8,710,134 |
| Value of total assets at end of year | 2018-12-31 | $125,227,462 |
| Value of total assets at beginning of year | 2018-12-31 | $132,766,116 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $400,697 |
| Total interest from all sources | 2018-12-31 | $383,767 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $2,955,684 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $2,955,684 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $5,667,257 |
| Participant contributions at end of year | 2018-12-31 | $3,783,706 |
| Participant contributions at beginning of year | 2018-12-31 | $3,878,389 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $636,041 |
| Administrative expenses (other) incurred | 2018-12-31 | $375 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-7,538,654 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $125,227,462 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $132,766,116 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $350,988 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $42,503,650 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $44,198,943 |
| Interest on participant loans | 2018-12-31 | $189,375 |
| Interest earned on other investments | 2018-12-31 | $194,392 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $72,380,388 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $79,333,307 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $6,559,718 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $5,355,477 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-5,909,851 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $-5,791,862 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $2,406,836 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $7,485,464 |
| Contract administrator fees | 2018-12-31 | $49,334 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | GRANT THORNTON |
| Accountancy firm EIN | 2018-12-31 | 366055558 |
| 2017 : THE CHARLES MACHINE WORKS INC. 401K PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $29,297,034 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $7,598,967 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $7,146,565 |
| Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $16,107 |
| Value of total corrective distributions | 2017-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $9,869,567 |
| Value of total assets at end of year | 2017-12-31 | $135,155,363 |
| Value of total assets at beginning of year | 2017-12-31 | $113,457,296 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $436,295 |
| Total interest from all sources | 2017-12-31 | $282,135 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $2,442,280 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $2,442,280 |
| Administrative expenses professional fees incurred | 2017-12-31 | $27,243 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $4,913,254 |
| Participant contributions at end of year | 2017-12-31 | $3,878,389 |
| Participant contributions at beginning of year | 2017-12-31 | $3,503,785 |
| Participant contributions at beginning of year | 2017-12-31 | $30,502 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $2,566,390 |
| Other income not declared elsewhere | 2017-12-31 | $182,837 |
| Administrative expenses (other) incurred | 2017-12-31 | $251 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $126 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $21,698,067 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $135,155,363 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $113,457,296 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $151,351 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $44,198,943 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $100,669,494 |
| Interest on participant loans | 2017-12-31 | $170,358 |
| Interest earned on other investments | 2017-12-31 | $111,777 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $79,333,307 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $5,355,477 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $5,995,505 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $10,307,879 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $6,212,336 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $2,389,923 |
| Employer contributions (assets) at end of year | 2017-12-31 | $2,389,247 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $3,257,884 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $7,146,565 |
| Contract administrator fees | 2017-12-31 | $257,450 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | GRANT THORNTON LLP |
| Accountancy firm EIN | 2017-12-31 | 366055558 |
| 2016 : THE CHARLES MACHINE WORKS INC. 401K PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $114,542 |
| Total income from all sources (including contributions) | 2016-12-31 | $15,935,499 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $7,125,457 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $6,718,072 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $8,479,290 |
| Value of total assets at end of year | 2016-12-31 | $113,457,297 |
| Value of total assets at beginning of year | 2016-12-31 | $104,761,797 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $407,385 |
| Total interest from all sources | 2016-12-31 | $207,982 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $3,006,128 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $3,006,128 |
| Administrative expenses professional fees incurred | 2016-12-31 | $36,036 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $4,619,209 |
| Participant contributions at end of year | 2016-12-31 | $3,503,785 |
| Participant contributions at beginning of year | 2016-12-31 | $3,084,472 |
| Participant contributions at end of year | 2016-12-31 | $30,502 |
| Participant contributions at beginning of year | 2016-12-31 | $12,148 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $600,403 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $114,542 |
| Other income not declared elsewhere | 2016-12-31 | $103,804 |
| Total non interest bearing cash at end of year | 2016-12-31 | $126 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $4,222 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $8,810,042 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $113,457,297 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $104,647,255 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $371,349 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $100,669,495 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $93,947,681 |
| Interest on participant loans | 2016-12-31 | $140,186 |
| Interest earned on other investments | 2016-12-31 | $67,796 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $5,995,505 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $4,407,502 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $4,138,295 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $3,259,678 |
| Employer contributions (assets) at end of year | 2016-12-31 | $3,257,884 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $3,305,772 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $6,718,072 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | GRANT THORNTON LLP |
| Accountancy firm EIN | 2016-12-31 | 366055558 |
| 2015 : THE CHARLES MACHINE WORKS INC. 401K PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $114,542 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $8,090,923 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $5,916,177 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $5,517,847 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $8,618,555 |
| Value of total assets at end of year | 2015-12-31 | $104,761,797 |
| Value of total assets at beginning of year | 2015-12-31 | $102,472,509 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $398,330 |
| Total interest from all sources | 2015-12-31 | $147,536 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $3,557,603 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $3,557,603 |
| Administrative expenses professional fees incurred | 2015-12-31 | $32,750 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $4,695,598 |
| Participant contributions at end of year | 2015-12-31 | $3,084,472 |
| Participant contributions at beginning of year | 2015-12-31 | $2,633,916 |
| Participant contributions at end of year | 2015-12-31 | $12,148 |
| Participant contributions at beginning of year | 2015-12-31 | $2,533 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $611,934 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $114,542 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
| Other income not declared elsewhere | 2015-12-31 | $105,942 |
| Total non interest bearing cash at end of year | 2015-12-31 | $4,222 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $98,085 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $2,174,746 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $104,647,255 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $102,472,509 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $365,580 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $93,947,681 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $94,001,608 |
| Interest on participant loans | 2015-12-31 | $113,528 |
| Interest earned on other investments | 2015-12-31 | $34,008 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $4,407,502 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $2,721,924 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-4,338,713 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $3,311,023 |
| Employer contributions (assets) at end of year | 2015-12-31 | $3,305,772 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $3,014,443 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $5,517,847 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | GRANT THORNTON LLP |
| Accountancy firm EIN | 2015-12-31 | 366055558 |
| 2014 : THE CHARLES MACHINE WORKS INC. 401K PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets to this plan | 2014-12-31 | $39,734,291 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $15,737,001 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $6,227,267 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $5,887,482 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $8,307,392 |
| Value of total assets at end of year | 2014-12-31 | $102,472,509 |
| Value of total assets at beginning of year | 2014-12-31 | $53,228,484 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $339,785 |
| Total interest from all sources | 2014-12-31 | $116,445 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $4,140,411 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $4,140,411 |
| Administrative expenses professional fees incurred | 2014-12-31 | $29,217 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $4,391,867 |
| Participant contributions at end of year | 2014-12-31 | $2,633,916 |
| Participant contributions at beginning of year | 2014-12-31 | $1,797,189 |
| Participant contributions at end of year | 2014-12-31 | $2,533 |
| Participant contributions at beginning of year | 2014-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $901,743 |
| Other income not declared elsewhere | 2014-12-31 | $105,237 |
| Total non interest bearing cash at end of year | 2014-12-31 | $98,085 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $9,509,734 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $102,472,509 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $53,228,484 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $310,568 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $94,001,608 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $48,329,170 |
| Interest earned on other investments | 2014-12-31 | $90,714 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $5,386 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $5,386 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $25,731 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $2,721,924 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $602,948 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $3,067,516 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $3,013,782 |
| Employer contributions (assets) at end of year | 2014-12-31 | $3,014,443 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $2,493,791 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $5,887,482 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | GRANT THORNTON LLP |
| Accountancy firm EIN | 2014-12-31 | 366055558 |
| 2013 : THE CHARLES MACHINE WORKS INC. 401K PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $5,662,015 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $14,137,531 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $2,949,780 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,818,365 |
| Value of total corrective distributions | 2013-12-31 | $7,522 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $6,221,651 |
| Value of total assets at end of year | 2013-12-31 | $53,228,484 |
| Value of total assets at beginning of year | 2013-12-31 | $36,378,718 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $123,893 |
| Total interest from all sources | 2013-12-31 | $79,076 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,586,979 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,586,979 |
| Administrative expenses professional fees incurred | 2013-12-31 | $14,501 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $3,480,577 |
| Participant contributions at end of year | 2013-12-31 | $1,797,189 |
| Participant contributions at beginning of year | 2013-12-31 | $1,372,128 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $247,283 |
| Other income not declared elsewhere | 2013-12-31 | $18,952 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $11,187,751 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $53,228,484 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $36,378,718 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $109,392 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $48,329,170 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $32,952,046 |
| Interest on participant loans | 2013-12-31 | $69,841 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $5,386 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $9,235 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $602,948 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $6,230,873 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $2,493,791 |
| Employer contributions (assets) at end of year | 2013-12-31 | $2,493,791 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $2,054,544 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,818,365 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | GRANT THORNTON LLP |
| Accountancy firm EIN | 2013-12-31 | 366055558 |
| 2012 : THE CHARLES MACHINE WORKS INC. 401K PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $9,065,417 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $1,490,776 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,464,295 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $4,956,707 |
| Value of total assets at end of year | 2012-12-31 | $36,378,718 |
| Value of total assets at beginning of year | 2012-12-31 | $28,804,077 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $26,481 |
| Total interest from all sources | 2012-12-31 | $53,863 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $553,124 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $553,124 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $2,664,427 |
| Participant contributions at end of year | 2012-12-31 | $1,372,128 |
| Participant contributions at beginning of year | 2012-12-31 | $1,282,365 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $236,644 |
| Administrative expenses (other) incurred | 2012-12-31 | $591 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $7,574,641 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $36,378,718 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $28,804,077 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $32,952,046 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $25,753,657 |
| Interest on participant loans | 2012-12-31 | $53,863 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $4,562 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $4,562 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $3,501,723 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $2,055,636 |
| Employer contributions (assets) at end of year | 2012-12-31 | $2,054,544 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $1,763,493 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,464,295 |
| Contract administrator fees | 2012-12-31 | $25,890 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Qualified |
| Accountancy firm name | 2012-12-31 | GRANT THORNTON |
| Accountancy firm EIN | 2012-12-31 | 366055558 |
| 2011 : THE CHARLES MACHINE WORKS INC. 401K PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $3,917,567 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $1,671,220 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,646,321 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $4,274,399 |
| Value of total assets at end of year | 2011-12-31 | $28,804,077 |
| Value of total assets at beginning of year | 2011-12-31 | $26,557,730 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $24,899 |
| Total interest from all sources | 2011-12-31 | $45,646 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $446,288 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $446,288 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $2,310,012 |
| Participant contributions at end of year | 2011-12-31 | $1,282,365 |
| Participant contributions at beginning of year | 2011-12-31 | $973,766 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $200,894 |
| Administrative expenses (other) incurred | 2011-12-31 | $409 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $2,246,347 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $28,804,077 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $26,557,730 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $25,753,657 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $24,071,179 |
| Interest on participant loans | 2011-12-31 | $45,646 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $4,562 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-848,766 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $1,763,493 |
| Employer contributions (assets) at end of year | 2011-12-31 | $1,763,493 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $1,512,785 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,646,321 |
| Contract administrator fees | 2011-12-31 | $24,490 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Qualified |
| Accountancy firm name | 2011-12-31 | GRANT THORNTON |
| Accountancy firm EIN | 2011-12-31 | 366055558 |
| 2010 : THE CHARLES MACHINE WORKS INC. 401K PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $6,060,910 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $1,186,963 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,168,596 |
| Value of total corrective distributions | 2010-12-31 | $5,007 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $3,347,910 |
| Value of total assets at end of year | 2010-12-31 | $26,557,730 |
| Value of total assets at beginning of year | 2010-12-31 | $21,683,783 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $13,360 |
| Total interest from all sources | 2010-12-31 | $40,742 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $402,285 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $402,285 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $1,776,021 |
| Participant contributions at end of year | 2010-12-31 | $973,766 |
| Participant contributions at beginning of year | 2010-12-31 | $811,680 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $59,104 |
| Administrative expenses (other) incurred | 2010-12-31 | $325 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $4,873,947 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $26,557,730 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $21,683,783 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $24,071,179 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $20,872,103 |
| Interest on participant loans | 2010-12-31 | $40,742 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $2,269,973 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $1,512,785 |
| Employer contributions (assets) at end of year | 2010-12-31 | $1,512,785 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,168,596 |
| Contract administrator fees | 2010-12-31 | $13,035 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Qualified |
| Accountancy firm name | 2010-12-31 | GRANT THORNTON |
| Accountancy firm EIN | 2010-12-31 | 366055558 |
| 2009 : THE CHARLES MACHINE WORKS INC. 401K PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
