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THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameTHE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 004

THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

THE YAFFE COMPANIES, INCORPORATED has sponsored the creation of one or more 401k plans.

Company Name:THE YAFFE COMPANIES, INCORPORATED
Employer identification number (EIN):730723136
NAIC Classification:423500

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042022-01-01ANDREW EATON2023-10-16
0042021-01-01ANDREW EATON2022-09-19
0042020-01-01ANDREW EATON2021-10-13
0042019-01-01
0042018-01-01
0042017-01-01ANDREW EATON ANDREW EATON2018-07-06
0042016-01-01SHARLA MCAFEE SHARLA MCAFEE2017-07-28
0042015-01-01SHARLA MCAFEE SHARLA MCAFEE2016-08-12
0042015-01-01SHARLA MCAFEE SHARLA MCAFEE2016-07-29
0042014-01-01SHARLA MCAFEE SHARLA MCAFEE2015-07-31
0042013-01-01SHARLA MCAFEE SHARLA MCAFEE2014-08-08
0042012-01-01SHARLA MCAFEE SHARLA MCAFEE2013-10-09
0042011-01-01SHARLA MCAFEE SHARLA MCAFEE2012-10-26
0042009-01-01SHARLA MCAFEE SHARLA MCAFEE2010-09-10

Plan Statistics for THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01467
Total number of active participants reported on line 7a of the Form 55002022-01-01246
Number of retired or separated participants receiving benefits2022-01-0125
Number of other retired or separated participants entitled to future benefits2022-01-01201
Total of all active and inactive participants2022-01-01472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01474
Number of participants with account balances2022-01-01473
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0115
2021: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01479
Total number of active participants reported on line 7a of the Form 55002021-01-01237
Number of retired or separated participants receiving benefits2021-01-0130
Number of other retired or separated participants entitled to future benefits2021-01-01180
Total of all active and inactive participants2021-01-01447
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01449
Number of participants with account balances2021-01-01447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0128
2020: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01476
Total number of active participants reported on line 7a of the Form 55002020-01-01261
Number of retired or separated participants receiving benefits2020-01-0126
Number of other retired or separated participants entitled to future benefits2020-01-01172
Total of all active and inactive participants2020-01-01459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01460
Number of participants with account balances2020-01-01458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0119
2019: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01487
Total number of active participants reported on line 7a of the Form 55002019-01-01258
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01183
Total of all active and inactive participants2019-01-01441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01441
Number of participants with account balances2019-01-01441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0126
2018: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01465
Total number of active participants reported on line 7a of the Form 55002018-01-01290
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01157
Total of all active and inactive participants2018-01-01447
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01447
Number of participants with account balances2018-01-01442
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0119
2017: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01460
Total number of active participants reported on line 7a of the Form 55002017-01-01295
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01146
Total of all active and inactive participants2017-01-01441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01441
Number of participants with account balances2017-01-01440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0121
2016: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01491
Total number of active participants reported on line 7a of the Form 55002016-01-01305
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01139
Total of all active and inactive participants2016-01-01444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01444
Number of participants with account balances2016-01-01441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0130
2015: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01470
Total number of active participants reported on line 7a of the Form 55002015-01-01330
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01127
Total of all active and inactive participants2015-01-01457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01457
Number of participants with account balances2015-01-01454
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0124
2014: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01446
Total number of active participants reported on line 7a of the Form 55002014-01-01325
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01109
Total of all active and inactive participants2014-01-01434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01434
Number of participants with account balances2014-01-01433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0121
2013: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01503
Total number of active participants reported on line 7a of the Form 55002013-01-01342
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01103
Total of all active and inactive participants2013-01-01445
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01445
Number of participants with account balances2013-01-01433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0135
2012: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01479
Total number of active participants reported on line 7a of the Form 55002012-01-01347
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0173
Total of all active and inactive participants2012-01-01421
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01421
Number of participants with account balances2012-01-01411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0120
2011: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01474
Total number of active participants reported on line 7a of the Form 55002011-01-01342
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0167
Total of all active and inactive participants2011-01-01409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01409
Number of participants with account balances2011-01-01398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0126
2009: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01459
Total number of active participants reported on line 7a of the Form 55002009-01-01345
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0191
Total of all active and inactive participants2009-01-01436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01436
Number of participants with account balances2009-01-01429
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0135

Financial Data on THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$2,241,039
Total unrealized appreciation/depreciation of assets2022-12-31$2,241,039
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$96,263
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$255,930
Total income from all sources (including contributions)2022-12-31$8,284,560
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,554,648
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,554,648
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,197,695
Value of total assets at end of year2022-12-31$51,852,981
Value of total assets at beginning of year2022-12-31$47,282,736
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$0
Total interest from all sources2022-12-31$6,095
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$1,116,403
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$96,263
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$255,930
Other income not declared elsewhere2022-12-31$3,839,731
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$2,097,695
Value of net income/loss2022-12-31$4,729,912
Value of net assets at end of year (total assets less liabilities)2022-12-31$51,756,718
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$47,026,806
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,644,657
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$296,742
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$296,742
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$6,095
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$50,208,324
Assets. Invements in employer securities at beginning of year2022-12-31$45,869,591
Contributions received in cash from employer2022-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,554,648
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MARKSNELSON LLC
Accountancy firm EIN2022-12-31481238645
2021 : THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$6,252,063
Total unrealized appreciation/depreciation of assets2021-12-31$6,252,063
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$255,930
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$4,060,644
Expenses. Interest paid2021-12-31$96,322
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$96,322
Total income from all sources (including contributions)2021-12-31$11,773,430
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,250,484
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,154,162
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$100,000
Value of total assets at end of year2021-12-31$47,282,736
Value of total assets at beginning of year2021-12-31$42,564,504
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$0
Total interest from all sources2021-12-31$995
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$1,116,403
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$255,930
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$60,644
Other income not declared elsewhere2021-12-31$5,420,372
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,522,946
Value of net assets at end of year (total assets less liabilities)2021-12-31$47,026,806
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$38,503,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$296,742
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$246,943
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$246,943
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$995
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$45,869,591
Assets. Invements in employer securities at beginning of year2021-12-31$42,317,561
Contributions received in cash from employer2021-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,154,162
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$4,000,000
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MARKSNELSON LLC
Accountancy firm EIN2021-12-31481238645
2020 : THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$4,400,058
Total unrealized appreciation/depreciation of assets2020-12-31$4,400,058
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$4,060,644
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$4,323,680
Expenses. Interest paid2020-12-31$189,441
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$189,441
Total income from all sources (including contributions)2020-12-31$3,959,799
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,294,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,104,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$100,038
Value of total assets at end of year2020-12-31$42,564,504
Value of total assets at beginning of year2020-12-31$41,161,965
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$0
Total interest from all sources2020-12-31$397
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$60,644
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$116,840
Other income not declared elsewhere2020-12-31$-540,694
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,665,575
Value of net assets at end of year (total assets less liabilities)2020-12-31$38,503,860
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$36,838,285
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$246,943
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$286,246
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$286,246
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$397
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$42,317,561
Assets. Invements in employer securities at beginning of year2020-12-31$40,875,719
Contributions received in cash from employer2020-12-31$100,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,104,783
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$4,000,000
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$4,206,840
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MARKSNELSON LLC
Accountancy firm EIN2020-12-31481238645
2019 : THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$-13,704,151
Total unrealized appreciation/depreciation of assets2019-12-31$-13,704,151
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4,323,680
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$7,086,364
Expenses. Interest paid2019-12-31$335,971
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$335,971
Total income from all sources (including contributions)2019-12-31$-10,712,266
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$9,135,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$8,799,431
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,991,235
Value of total assets at end of year2019-12-31$41,161,965
Value of total assets at beginning of year2019-12-31$63,772,423
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$106
Total interest from all sources2019-12-31$650
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$106
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$116,840
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$89,403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-19,847,774
Value of net assets at end of year (total assets less liabilities)2019-12-31$36,838,285
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$56,686,059
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$286,246
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$182,851
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$182,851
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$650
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$40,875,719
Assets. Invements in employer securities at beginning of year2019-12-31$63,589,572
Contributions received in cash from employer2019-12-31$2,991,235
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$8,799,431
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$4,206,840
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$6,996,961
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31MARKSNELSON LLC
Accountancy firm EIN2019-12-31481238645
2018 : THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-8,482,438
Total unrealized appreciation/depreciation of assets2018-12-31$-8,482,438
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$7,086,364
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$9,577,498
Expenses. Interest paid2018-12-31$348,966
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$348,966
Total income from all sources (including contributions)2018-12-31$-4,078,077
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$6,172,489
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,823,523
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$50,000
Value of total assets at end of year2018-12-31$63,772,423
Value of total assets at beginning of year2018-12-31$76,514,123
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$2,459
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,351,902
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$89,403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-10,250,566
Value of net assets at end of year (total assets less liabilities)2018-12-31$56,686,059
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$66,936,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$182,851
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$121,569
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$121,569
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$2,459
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$63,589,572
Assets. Invements in employer securities at beginning of year2018-12-31$76,392,554
Contributions received in cash from employer2018-12-31$50,000
Income. Dividends from common stock2018-12-31$4,351,902
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,823,523
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$6,996,961
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$9,577,498
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31MARKSNELSON LLC
Accountancy firm EIN2018-12-31481238645
2017 : THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$13,845,009
Total unrealized appreciation/depreciation of assets2017-12-31$13,845,009
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$9,577,498
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$9,610,732
Expenses. Interest paid2017-12-31$397,809
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$397,809
Total income from all sources (including contributions)2017-12-31$16,204,653
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,129,447
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,731,638
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$25,000
Value of total assets at end of year2017-12-31$76,514,123
Value of total assets at beginning of year2017-12-31$62,472,151
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$902
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,333,742
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$115,664
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$14,075,206
Value of net assets at end of year (total assets less liabilities)2017-12-31$66,936,625
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$52,861,419
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$121,569
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$41,939
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$41,939
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$76,392,554
Assets. Invements in employer securities at beginning of year2017-12-31$62,430,212
Contributions received in cash from employer2017-12-31$25,000
Income. Dividends from common stock2017-12-31$2,333,742
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,731,638
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$9,577,498
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$9,495,068
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31MARKSNELSON
Accountancy firm EIN2017-12-31481238645
2016 : THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$2,977,948
Total unrealized appreciation/depreciation of assets2016-12-31$2,977,948
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$9,610,732
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$10,294,524
Expenses. Interest paid2016-12-31$430,656
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$430,656
Total income from all sources (including contributions)2016-12-31$4,570,930
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,164,936
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,734,280
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$25,000
Value of total assets at end of year2016-12-31$62,472,151
Value of total assets at beginning of year2016-12-31$61,749,949
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$136
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,567,846
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$115,664
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$85,587
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,405,994
Value of net assets at end of year (total assets less liabilities)2016-12-31$52,861,419
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$51,455,425
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Interest earned on other investments2016-12-31$9
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$41,939
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$60,936
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$60,936
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$127
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$62,430,212
Assets. Invements in employer securities at beginning of year2016-12-31$61,689,013
Contributions received in cash from employer2016-12-31$25,000
Income. Dividends from common stock2016-12-31$1,567,846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,734,280
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$9,495,068
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$10,208,937
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31MARKSNELSON
Accountancy firm EIN2016-12-31481238645
2015 : THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-11,526,196
Total unrealized appreciation/depreciation of assets2015-12-31$-11,526,196
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$10,294,524
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$14,834,953
Expenses. Interest paid2015-12-31$353,227
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$353,227
Total income from all sources (including contributions)2015-12-31$-10,428,798
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,544,269
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,191,042
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$25,000
Value of total assets at end of year2015-12-31$61,749,949
Value of total assets at beginning of year2015-12-31$82,263,445
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$1,863
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,070,535
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$85,587
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$801,476
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-15,973,067
Value of net assets at end of year (total assets less liabilities)2015-12-31$51,455,425
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$67,428,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Interest earned on other investments2015-12-31$1,381
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$60,936
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$76,781
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$76,781
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$482
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$881,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$61,689,013
Assets. Invements in employer securities at beginning of year2015-12-31$81,305,086
Contributions received in cash from employer2015-12-31$25,000
Income. Dividends from common stock2015-12-31$1,070,535
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,191,042
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$10,208,937
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$14,033,477
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31MARKSNELSON
Accountancy firm EIN2015-12-31481238645
2014 : THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-7,699,027
Total unrealized appreciation/depreciation of assets2014-12-31$-7,699,027
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$14,834,953
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$17,444,601
Expenses. Interest paid2014-12-31$375,048
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$375,048
Total income from all sources (including contributions)2014-12-31$-6,301,780
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,514,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,139,362
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$50,000
Value of total assets at end of year2014-12-31$82,263,445
Value of total assets at beginning of year2014-12-31$95,689,283
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$526
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,338,755
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$68,387
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$801,476
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$3,187,858
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-10,816,190
Value of net assets at end of year (total assets less liabilities)2014-12-31$67,428,492
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$78,244,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Interest earned on other investments2014-12-31$73
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$76,781
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$15,807
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$15,807
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$453
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$881,578
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,065,969
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$7,966
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$81,305,086
Assets. Invements in employer securities at beginning of year2014-12-31$94,522,007
Contributions received in cash from employer2014-12-31$50,000
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from common stock2014-12-31$1,338,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,070,975
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$85,500
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$14,033,477
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$14,256,743
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31MARKSNELSON
Accountancy firm EIN2014-12-31481238645
2013 : THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$13,754,255
Total unrealized appreciation/depreciation of assets2013-12-31$13,754,255
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$17,444,601
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$285,811
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$285,811
Total income from all sources (including contributions)2013-12-31$16,712,895
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,341,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,054,534
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$50,000
Value of total assets at end of year2013-12-31$95,689,283
Value of total assets at beginning of year2013-12-31$64,872,839
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$707
Total interest from all sources2013-12-31$32,990
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,843,316
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$446,753
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$3,187,858
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$13,371,843
Value of net assets at end of year (total assets less liabilities)2013-12-31$78,244,682
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$64,872,839
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$707
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$63,621
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$15,807
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$751,070
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$751,070
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$32,990
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,065,969
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$437,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$32,334
Net investment gain/loss from pooled separate accounts2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$94,522,007
Assets. Invements in employer securities at beginning of year2013-12-31$62,493,178
Contributions received in cash from employer2013-12-31$50,000
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$50,000
Income. Dividends from common stock2013-12-31$2,843,316
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,607,781
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$85,500
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$1,077,350
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$14,256,743
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31MARKS NELSON VOHLAND CAMPBELL RADET
Accountancy firm EIN2013-12-31481238645
2012 : THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-18,266,690
Total unrealized appreciation/depreciation of assets2012-12-31$-18,266,690
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$-14,784,049
Total loss/gain on sale of assets2012-12-31$911
Total of all expenses incurred2012-12-31$6,335,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$6,327,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$50,000
Value of total assets at end of year2012-12-31$64,872,839
Value of total assets at beginning of year2012-12-31$85,992,855
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$8,171
Total interest from all sources2012-12-31$180,802
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,726,983
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$1,075,327
Other income not declared elsewhere2012-12-31$438,935
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-21,120,016
Value of net assets at end of year (total assets less liabilities)2012-12-31$64,872,839
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$85,992,855
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$8,171
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$63,621
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,096,563
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$751,070
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$6,211,624
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$6,211,624
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$180,802
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$437,620
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$85,010
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$62,493,178
Assets. Invements in employer securities at beginning of year2012-12-31$73,491,968
Contributions received in cash from employer2012-12-31$50,000
Employer contributions (assets) at end of year2012-12-31$50,000
Income. Dividends from common stock2012-12-31$2,726,983
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,252,469
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$1,077,350
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$3,993,031
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$199,669
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$911
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31MARKS NELSON VOHLAND CAMPBELL RADET
Accountancy firm EIN2012-12-31481238645
2011 : THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-434,003
Total unrealized appreciation/depreciation of assets2011-12-31$-434,003
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$11,787,219
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,778,048
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,766,196
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$50,000
Value of total assets at end of year2011-12-31$85,992,855
Value of total assets at beginning of year2011-12-31$76,983,684
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$11,852
Total interest from all sources2011-12-31$164,145
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$12,041,485
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$27,105
Administrative expenses (other) incurred2011-12-31$11,852
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$9,009,171
Value of net assets at end of year (total assets less liabilities)2011-12-31$85,992,855
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$76,983,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,096,563
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,085,978
Income. Interest from corporate debt instruments2011-12-31$163,963
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$6,211,624
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$2,707,981
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$2,707,981
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$182
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-34,408
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$73,491,968
Assets. Invements in employer securities at beginning of year2011-12-31$69,698,395
Contributions received in cash from employer2011-12-31$50,000
Income. Dividends from common stock2011-12-31$12,041,485
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,766,196
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$3,993,031
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$2,464,225
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$199,669
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31MARKS NELSON VOHLAND CAMPBELL RADET
Accountancy firm EIN2011-12-31481238645

Form 5500 Responses for THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN

2022: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE YAFFE COMPANIES, INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number21239428, ETC
Policy instance 1
Insurance contract or identification number21239428, ETC
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number21239428, ETC
Policy instance 1
Insurance contract or identification number21239428, ETC
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number6623811;6623839
Policy instance 3
Insurance contract or identification number6623811;6623839
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $13,465
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $10,772
Insurance broker organization code?3
Insurance broker nameTABOR BROKERAGE, LLC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number21239428,ETC.
Policy instance 2
Insurance contract or identification number21239428,ETC.
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $11,574
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $7,716
Insurance broker organization code?3
Insurance broker nameMARK E BURSON
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number1462614
Policy instance 1
Insurance contract or identification number1462614
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $8,255
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $6,619
Additional information about fees paid to insurance brokerOTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameLANCE FRANCZYK
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number6623811;6623839
Policy instance 3
Insurance contract or identification number6623811;6623839
Number of Individuals Covered2
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $182,160
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $145,728
Insurance broker organization code?3
Insurance broker nameTABOR BROKERAGE, LLC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number21239428,ETC.
Policy instance 2
Insurance contract or identification number21239428,ETC.
Number of Individuals Covered2
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $24,816
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $16,544
Insurance broker organization code?3
Insurance broker nameMARK E BURSON
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number1462614
Policy instance 1
Insurance contract or identification number1462614
Number of Individuals Covered2
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $23,627
Total amount of fees paid to insurance companyUSD $6,758
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $260,632
Commission paid to Insurance BrokerUSD $14,813
Amount paid for insurance broker fees5647
Additional information about fees paid to insurance brokerOTHER COMPENSATION
Insurance broker organization code?3
Insurance broker namePILLARS FINANCIAL, LLC
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number6623811;6623839
Policy instance 3
Insurance contract or identification number6623811;6623839
Number of Individuals Covered2
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $125,760
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $125,760
Insurance broker organization code?3
Insurance broker nameBANCFIRST INSURANCE SERVICES, INC.
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number21239428, ETC
Policy instance 2
Insurance contract or identification number21239428, ETC
Number of Individuals Covered2
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $99,261
Total amount of fees paid to insurance companyUSD $78,218
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $99,261
Insurance broker organization code?3
Amount paid for insurance broker fees78218
Additional information about fees paid to insurance brokerOTHER COMPENSATION
Insurance broker nameMARK E BURSON
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number1462614
Policy instance 1
Insurance contract or identification number1462614
Number of Individuals Covered2
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $69,152
Total amount of fees paid to insurance companyUSD $20,883
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $260,632
Commission paid to Insurance BrokerUSD $62,407
Amount paid for insurance broker fees13792
Additional information about fees paid to insurance brokerOTHER COMPENSATION
Insurance broker organization code?3
Insurance broker namePILLARS FINANCIAL, LLC

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