THE YAFFE COMPANIES, INCORPORATED has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE YAFFE COMPANIES INC.-VEBA VOLUNTARY EMP BENEFICIARY TRUST
401k plan membership statisitcs for THE YAFFE COMPANIES INC.-VEBA VOLUNTARY EMP BENEFICIARY TRUST
| Measure | Date | Value |
|---|
| 2018 : THE YAFFE COMPANIES INC.-VEBA VOLUNTARY EMP BENEFICIARY TRUST 2018 401k financial data |
|---|
| Total income from all sources (including contributions) | 2018-12-31 | $2,812,923 |
| Total of all expenses incurred | 2018-12-31 | $2,800,363 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,719,230 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,812,923 |
| Value of total assets at end of year | 2018-12-31 | $178,646 |
| Value of total assets at beginning of year | 2018-12-31 | $166,086 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $81,133 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $1,660,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $985,951 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-12-31 | $24,606 |
| Total non interest bearing cash at end of year | 2018-12-31 | $39,930 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $39,930 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $12,560 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $178,646 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $166,086 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $138,716 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $126,156 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $126,156 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $298,737 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $1,826,972 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,395,887 |
| Contract administrator fees | 2018-12-31 | $81,133 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
| Did the plan have assets held for investment | 2018-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
| Accountancy firm name | 2018-12-31 | MARKSNELSON LLC |
| Accountancy firm EIN | 2018-12-31 | 481238645 |
| 2017 : THE YAFFE COMPANIES INC.-VEBA VOLUNTARY EMP BENEFICIARY TRUST 2017 401k financial data |
|---|
| Total income from all sources (including contributions) | 2017-12-31 | $2,775,191 |
| Total of all expenses incurred | 2017-12-31 | $2,766,053 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,619,128 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,775,191 |
| Value of total assets at end of year | 2017-12-31 | $166,086 |
| Value of total assets at beginning of year | 2017-12-31 | $156,948 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $146,925 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,660,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,018,347 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2017-12-31 | $3,537 |
| Total non interest bearing cash at end of year | 2017-12-31 | $39,930 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $39,930 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $9,138 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $166,086 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $156,948 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $126,156 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $117,018 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $117,018 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $434,944 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $1,756,844 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,180,647 |
| Contract administrator fees | 2017-12-31 | $146,925 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Did the plan have assets held for investment | 2017-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | MARKSNELSON LLC |
| Accountancy firm EIN | 2017-12-31 | 481238645 |
| 2016 : THE YAFFE COMPANIES INC.-VEBA VOLUNTARY EMP BENEFICIARY TRUST 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-12-31 | $3,177,043 |
| Total of all expenses incurred | 2016-12-31 | $3,569,855 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $3,439,809 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $3,177,043 |
| Value of total assets at end of year | 2016-12-31 | $156,948 |
| Value of total assets at beginning of year | 2016-12-31 | $549,760 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $130,046 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $1,660,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,013,737 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-12-31 | $116,192 |
| Total non interest bearing cash at end of year | 2016-12-31 | $39,930 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $-392,812 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $156,948 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $549,760 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $117,018 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $549,760 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $549,760 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $440,034 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $2,163,306 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,883,583 |
| Contract administrator fees | 2016-12-31 | $130,046 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Did the plan have assets held for investment | 2016-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | MARKSNELSON LLC |
| Accountancy firm EIN | 2016-12-31 | 481238645 |
| 2015 : THE YAFFE COMPANIES INC.-VEBA VOLUNTARY EMP BENEFICIARY TRUST 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-12-31 | $3,263,534 |
| Total of all expenses incurred | 2015-12-31 | $3,770,750 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $3,613,886 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,927,924 |
| Value of total assets at end of year | 2015-12-31 | $549,760 |
| Value of total assets at beginning of year | 2015-12-31 | $1,056,976 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $156,864 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $110,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,077,896 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-12-31 | $198,410 |
| Other income not declared elsewhere | 2015-12-31 | $335,610 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-507,216 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $549,760 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,056,976 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $549,760 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $1,056,976 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $1,056,976 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $486,585 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $1,850,028 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,928,891 |
| Contract administrator fees | 2015-12-31 | $156,864 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Did the plan have assets held for investment | 2015-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | MARKSNELSON LLC |
| Accountancy firm EIN | 2015-12-31 | 481238645 |
| 2014 : THE YAFFE COMPANIES INC.-VEBA VOLUNTARY EMP BENEFICIARY TRUST 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-12-31 | $3,282,923 |
| Total of all expenses incurred | 2014-12-31 | $3,741,915 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,657,631 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $3,141,446 |
| Value of total assets at end of year | 2014-12-31 | $1,056,976 |
| Value of total assets at beginning of year | 2014-12-31 | $1,515,968 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $84,284 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $182,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $791,026 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-12-31 | $188,885 |
| Other income not declared elsewhere | 2014-12-31 | $141,477 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-458,992 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $1,056,976 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,515,968 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $1,056,976 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $1,515,968 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $1,515,968 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $505,870 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $2,350,420 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,962,876 |
| Contract administrator fees | 2014-12-31 | $84,284 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Did the plan have assets held for investment | 2014-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | MARKSNELSON LLC |
| Accountancy firm EIN | 2014-12-31 | 481238645 |
| 2013 : THE YAFFE COMPANIES INC.-VEBA VOLUNTARY EMP BENEFICIARY TRUST 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-12-31 | $3,286,234 |
| Total of all expenses incurred | 2013-12-31 | $3,498,540 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $3,417,119 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $3,171,667 |
| Value of total assets at end of year | 2013-12-31 | $1,515,968 |
| Value of total assets at beginning of year | 2013-12-31 | $1,728,274 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $81,421 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $182,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $796,064 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $144,933 |
| Other income not declared elsewhere | 2013-12-31 | $114,567 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $-212,306 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $1,515,968 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,728,274 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $1,515,968 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $1,728,274 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $1,728,274 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $518,754 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $2,375,603 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,753,432 |
| Contract administrator fees | 2013-12-31 | $81,421 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Did the plan have assets held for investment | 2013-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | MARKSNELSON VOHLAND CAMPBELL RADETI |
| Accountancy firm EIN | 2013-12-31 | 481238645 |
| 2012 : THE YAFFE COMPANIES INC.-VEBA VOLUNTARY EMP BENEFICIARY TRUST 2012 401k financial data |
|---|
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $207,851 |
| Total income from all sources (including contributions) | 2012-12-31 | $3,262,301 |
| Total of all expenses incurred | 2012-12-31 | $3,328,811 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $3,249,780 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $3,168,111 |
| Value of total assets at end of year | 2012-12-31 | $1,728,274 |
| Value of total assets at beginning of year | 2012-12-31 | $2,002,635 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $79,031 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $200,500 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $796,976 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-12-31 | $139,009 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $207,851 |
| Other income not declared elsewhere | 2012-12-31 | $94,190 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $-66,510 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,728,274 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,794,784 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $1,728,274 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $2,002,635 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $2,002,635 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $500,110 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $2,371,135 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $2,610,661 |
| Contract administrator fees | 2012-12-31 | $79,031 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Did the plan have assets held for investment | 2012-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | MARKSNELSON VOHLAND CAMPBELL RADETI |
| Accountancy firm EIN | 2012-12-31 | 481238645 |
| 2011 : THE YAFFE COMPANIES INC.-VEBA VOLUNTARY EMP BENEFICIARY TRUST 2011 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $207,851 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $30,176 |
| Total income from all sources (including contributions) | 2011-12-31 | $3,187,382 |
| Total of all expenses incurred | 2011-12-31 | $3,030,084 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,957,676 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,973,504 |
| Value of total assets at end of year | 2011-12-31 | $2,002,635 |
| Value of total assets at beginning of year | 2011-12-31 | $1,667,662 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $72,408 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $300,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $747,971 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $140,141 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $207,851 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $30,176 |
| Other income not declared elsewhere | 2011-12-31 | $213,878 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $157,298 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,794,784 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,637,486 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $2,002,635 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $1,667,662 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $1,667,662 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $557,086 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $2,225,533 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,260,449 |
| Contract administrator fees | 2011-12-31 | $72,408 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | MARKSNELSON VOHLAND CAMPBELL RADETI |
| Accountancy firm EIN | 2011-12-31 | 481238645 |
| 2010 : THE YAFFE COMPANIES INC.-VEBA VOLUNTARY EMP BENEFICIARY TRUST 2010 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $30,176 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $199,096 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,912,488 |
| Total of all expenses incurred | 2010-12-31 | $2,581,393 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,514,701 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,756,647 |
| Value of total assets at end of year | 2010-12-31 | $1,667,662 |
| Value of total assets at beginning of year | 2010-12-31 | $1,505,487 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $66,692 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $300,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $687,123 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $135,245 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $30,176 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $199,096 |
| Other income not declared elsewhere | 2010-12-31 | $155,841 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $331,095 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,637,486 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,306,391 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $1,667,662 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,505,487 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,505,487 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $549,769 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $2,069,524 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,829,687 |
| Contract administrator fees | 2010-12-31 | $66,692 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | MARKSNELSON VOHLAND CAMPBELL RADETI |
| Accountancy firm EIN | 2010-12-31 | 481238645 |
