401k Plan data: THE BANKERS BANK 401K PLAN plan

THE BANKERS BANK 401K PLAN 401k Plan overview

Plan Name	THE BANKERS BANK 401K PLAN
Plan identification number	002

THE BANKERS BANK 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE BANKER'S BANK has sponsored the creation of one or more 401k plans.

Company Name: THE BANKER'S BANK

Employer identification number (EIN): 731270380

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE BANKERS BANK 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2017-01-01 BETH HUMPHRIES
002 2016-01-01 BETH HUMPHRIES
002 2015-01-01 BETH HUMPHRIES 2016-08-19
002 2013-01-01 BETH HUMPHRIES 2014-06-17
002 2012-01-01 BETH HUMPHRIES 2013-07-16
002 2011-01-01 BETH HUMPHRIES 2012-07-10
002 2010-01-01 BETH HUMPHRIES 2011-06-23

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2017-01-01	BETH HUMPHRIES
002	2016-01-01	BETH HUMPHRIES
002	2015-01-01	BETH HUMPHRIES	2016-08-19
002	2013-01-01	BETH HUMPHRIES	2014-06-17
002	2012-01-01	BETH HUMPHRIES	2013-07-16
002	2011-01-01	BETH HUMPHRIES	2012-07-10
002	2010-01-01	BETH HUMPHRIES	2011-06-23

Plan Statistics for THE BANKERS BANK 401K PLAN

401k plan membership statisitcs for THE BANKERS BANK 401K PLAN

Measure Date Value
2017: THE BANKERS BANK 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 116
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 83
Number of retired or separated participants receiving benefits 2017-01-01 23
Total of all active and inactive participants 2017-01-01 106
Total participants 2017-01-01 106
Number of participants with account balances 2017-01-01 102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 2
2016: THE BANKERS BANK 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 117
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 83
Number of retired or separated participants receiving benefits 2016-01-01 32
Total of all active and inactive participants 2016-01-01 115
Total participants 2016-01-01 115
Number of participants with account balances 2016-01-01 115

Measure	Date	Value
2017: THE BANKERS BANK 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	116
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	83
Number of retired or separated participants receiving benefits	2017-01-01	23
Total of all active and inactive participants	2017-01-01	106
Total participants	2017-01-01	106
Number of participants with account balances	2017-01-01	102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	2
2016: THE BANKERS BANK 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	117
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	83
Number of retired or separated participants receiving benefits	2016-01-01	32
Total of all active and inactive participants	2016-01-01	115
Total participants	2016-01-01	115
Number of participants with account balances	2016-01-01	115

Financial Data on THE BANKERS BANK 401K PLAN

Measure	Date	Value
2018 : THE BANKERS BANK 401K PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$-521,524
Total of all expenses incurred	2018-12-31	$1,399,854
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,394,052
Value of total assets at end of year	2018-12-31	$9,352,214
Value of total assets at beginning of year	2018-12-31	$11,273,592
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$5,802
Total interest from all sources	2018-12-31	$33,141
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$5,802
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Participant contributions at end of year	2018-12-31	$372,498
Participant contributions at beginning of year	2018-12-31	$350,497
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$36,482
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$35,877
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$3
Other income not declared elsewhere	2018-12-31	$-3,843
Total non interest bearing cash at beginning of year	2018-12-31	$29,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,921,378
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$9,352,214
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$11,273,592
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$8,038,596
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$9,720,352
Interest on participant loans	2018-12-31	$14,761
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$904,635
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$930,616
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$930,616
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$18,380
Net investment gain or loss from common/collective trusts	2018-12-31	$-550,822
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Employer contributions (assets) at beginning of year	2018-12-31	$207,146
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,394,052
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	HOGANTAYLOR LLP
Accountancy firm EIN	2018-12-31	731413977
2017 : THE BANKERS BANK 401K PLAN 2017 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$88
Total income from all sources (including contributions)	2017-12-31	$2,230,361
Total of all expenses incurred	2017-12-31	$379,543
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$375,475
Value of total corrective distributions	2017-12-31	$130
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$841,488
Value of total assets at end of year	2017-12-31	$11,273,592
Value of total assets at beginning of year	2017-12-31	$9,422,862
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$3,938
Total interest from all sources	2017-12-31	$25,128
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$3,938
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$429,425
Participant contributions at end of year	2017-12-31	$350,497
Participant contributions at beginning of year	2017-12-31	$423,719
Participant contributions at beginning of year	2017-12-31	$15,296
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$35,877
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$113,070
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$6
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$88
Other income not declared elsewhere	2017-12-31	$6,468
Total non interest bearing cash at end of year	2017-12-31	$29,104
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,850,818
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$11,273,592
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$9,422,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$9,720,352
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$7,925,701
Interest on participant loans	2017-12-31	$14,450
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$930,616
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$936,858
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$936,858
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$10,678
Net investment gain or loss from common/collective trusts	2017-12-31	$1,357,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$412,063
Employer contributions (assets) at end of year	2017-12-31	$207,146
Employer contributions (assets) at beginning of year	2017-12-31	$8,212
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$375,475
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	HOGANTAYLOR LLP
Accountancy firm EIN	2017-12-31	731413977
2016 : THE BANKERS BANK 401K PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$88
Total income from all sources (including contributions)	2016-12-31	$1,626,870
Total of all expenses incurred	2016-12-31	$212,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$208,196
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$900,839
Value of total assets at end of year	2016-12-31	$9,422,862
Value of total assets at beginning of year	2016-12-31	$8,008,416
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$4,316
Total interest from all sources	2016-12-31	$14,890
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$4,316
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$509,362
Participant contributions at end of year	2016-12-31	$423,719
Participant contributions at beginning of year	2016-12-31	$367,317
Participant contributions at end of year	2016-12-31	$15,296
Participant contributions at beginning of year	2016-12-31	$17,504
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$113,070
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$58,665
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$131,434
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$6
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$10
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$88
Other income not declared elsewhere	2016-12-31	$9,417
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,414,358
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$9,422,774
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$8,008,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$7,925,701
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$7,293,297
Interest on participant loans	2016-12-31	$13,284
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$936,858
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$261,907
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$261,907
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$1,606
Net investment gain or loss from common/collective trusts	2016-12-31	$701,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$260,043
Employer contributions (assets) at end of year	2016-12-31	$8,212
Employer contributions (assets) at beginning of year	2016-12-31	$9,716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$208,196
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	HOGANTAYLOR LLP
Accountancy firm EIN	2016-12-31	731413977

Form 5500 Responses for THE BANKERS BANK 401K PLAN

2017: THE BANKERS BANK 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE BANKERS BANK 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE BANKER'S BANK
Employer identification number (EIN):	731270380
NAIC Classification:	522110
NAIC Description:	Commercial Banking