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SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 401k Plan overview

Plan NameSAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN
Plan identification number 003

SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SAINT FRANCIS HEALTH SYSTEM, INC. has sponsored the creation of one or more 401k plans.

Company Name:SAINT FRANCIS HEALTH SYSTEM, INC.
Employer identification number (EIN):731501972
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01DEBORAH DAGE2023-07-31
0032021-01-01DEBORAH DAGE2022-09-28
0032020-01-01ERIC SCHICK2021-07-26
0032019-01-01ERIC SCHICK2020-07-23
0032018-01-01ERIC SCHICK2019-07-30
0032017-01-01
0032016-01-01
0032015-01-01
0032014-01-01
0032013-01-01
0032012-01-01BARRY STEICHEN
0032011-01-01BARRY STEICHEN
0032010-01-01BARRY STEICHEN
0032009-01-01BARRY STEICHEN

Plan Statistics for SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN

401k plan membership statisitcs for SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN

Measure Date Value
2022: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,082
Total number of active participants reported on line 7a of the Form 55002022-01-01991
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-01167
Total of all active and inactive participants2022-01-011,162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-011,164
Number of participants with account balances2022-01-01972
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0132
2021: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01895
Total number of active participants reported on line 7a of the Form 55002021-01-01930
Number of retired or separated participants receiving benefits2021-01-017
Number of other retired or separated participants entitled to future benefits2021-01-01144
Total of all active and inactive participants2021-01-011,081
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-011,082
Number of participants with account balances2021-01-01886
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0116
2020: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01933
Total number of active participants reported on line 7a of the Form 55002020-01-01756
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-01136
Total of all active and inactive participants2020-01-01893
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01895
Number of participants with account balances2020-01-01870
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0117
2019: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01857
Total number of active participants reported on line 7a of the Form 55002019-01-01810
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-01120
Total of all active and inactive participants2019-01-01931
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01933
Number of participants with account balances2019-01-01826
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0116
2018: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01821
Total number of active participants reported on line 7a of the Form 55002018-01-01735
Number of retired or separated participants receiving benefits2018-01-016
Number of other retired or separated participants entitled to future benefits2018-01-01115
Total of all active and inactive participants2018-01-01856
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01857
Number of participants with account balances2018-01-01769
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0120
2017: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01711
Total number of active participants reported on line 7a of the Form 55002017-01-01704
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-01114
Total of all active and inactive participants2017-01-01821
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01821
Number of participants with account balances2017-01-01731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0116
2016: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01698
Total number of active participants reported on line 7a of the Form 55002016-01-01610
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0198
Total of all active and inactive participants2016-01-01710
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01711
Number of participants with account balances2016-01-01660
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0112
2015: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01749
Total number of active participants reported on line 7a of the Form 55002015-01-01572
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-01124
Total of all active and inactive participants2015-01-01698
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01698
Number of participants with account balances2015-01-01646
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0120
2014: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01712
Total number of active participants reported on line 7a of the Form 55002014-01-01603
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-01143
Total of all active and inactive participants2014-01-01749
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01749
Number of participants with account balances2014-01-01649
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01682
Total number of active participants reported on line 7a of the Form 55002013-01-01583
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-01127
Total of all active and inactive participants2013-01-01712
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01712
Number of participants with account balances2013-01-01650
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0114
2012: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01671
Total number of active participants reported on line 7a of the Form 55002012-01-01590
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-0190
Total of all active and inactive participants2012-01-01682
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01682
Number of participants with account balances2012-01-01635
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01580
Total number of active participants reported on line 7a of the Form 55002011-01-01497
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-0190
Total of all active and inactive participants2011-01-01589
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01589
Number of participants with account balances2011-01-01547
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2010: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01524
Total number of active participants reported on line 7a of the Form 55002010-01-01477
Number of retired or separated participants receiving benefits2010-01-014
Number of other retired or separated participants entitled to future benefits2010-01-0199
Total of all active and inactive participants2010-01-01580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01580
Number of participants with account balances2010-01-01486
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-017
2009: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01514
Total number of active participants reported on line 7a of the Form 55002009-01-01414
Number of retired or separated participants receiving benefits2009-01-014
Number of other retired or separated participants entitled to future benefits2009-01-01106
Total of all active and inactive participants2009-01-01524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01524
Number of participants with account balances2009-01-01493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0119

Financial Data on SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN

Measure Date Value
2022 : SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2022 401k financial data
Total transfer of assets to this plan2022-12-31$287
Total income from all sources (including contributions)2022-12-31$-25,570,727
Total of all expenses incurred2022-12-31$29,552,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$29,431,109
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$33,153,673
Value of total assets at end of year2022-12-31$298,844,539
Value of total assets at beginning of year2022-12-31$353,967,495
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$121,407
Total interest from all sources2022-12-31$115,282
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$20,499,721
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$20,499,721
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$13,532,473
Participant contributions at end of year2022-12-31$47,841
Participant contributions at beginning of year2022-12-31$30,935
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,485,898
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$822,612
Administrative expenses (other) incurred2022-12-31$121,407
Total non interest bearing cash at end of year2022-12-31$100,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-55,123,243
Value of net assets at end of year (total assets less liabilities)2022-12-31$298,844,539
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$353,967,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$293,202,194
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$349,400,377
Value of interest in pooled separate accounts at end of year2022-12-31$404,360
Value of interest in pooled separate accounts at beginning of year2022-12-31$472,014
Interest on participant loans2022-12-31$13,897
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$101,385
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$4,200,272
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$4,012,716
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-79,339,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$18,135,302
Employer contributions (assets) at end of year2022-12-31$67,260
Employer contributions (assets) at beginning of year2022-12-31$51,453
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$29,431,109
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EIDE BAILLY LLP
Accountancy firm EIN2022-12-31450250958
2021 : SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2021 401k financial data
Total transfer of assets to this plan2021-12-31$17,021
Total income from all sources (including contributions)2021-12-31$72,717,073
Total of all expenses incurred2021-12-31$34,620,803
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$34,543,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$29,395,094
Value of total assets at end of year2021-12-31$353,967,495
Value of total assets at beginning of year2021-12-31$315,854,204
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$77,110
Total interest from all sources2021-12-31$681
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$28,350,499
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$28,350,499
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$12,163,967
Participant contributions at end of year2021-12-31$30,935
Participant contributions at beginning of year2021-12-31$42,740
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,172,195
Administrative expenses (other) incurred2021-12-31$77,110
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$2,247
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$38,096,270
Value of net assets at end of year (total assets less liabilities)2021-12-31$353,967,495
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$315,854,204
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$349,400,377
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$309,842,052
Value of interest in pooled separate accounts at end of year2021-12-31$472,014
Value of interest in pooled separate accounts at beginning of year2021-12-31$402,288
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$681
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$4,012,716
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$5,512,137
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$14,970,799
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$16,058,932
Employer contributions (assets) at end of year2021-12-31$51,453
Employer contributions (assets) at beginning of year2021-12-31$52,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$34,543,693
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EIDE BAILLY LLP
Accountancy firm EIN2021-12-31450250958
2020 : SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2020 401k financial data
Total transfer of assets to this plan2020-12-31$5,012
Total income from all sources (including contributions)2020-12-31$70,199,314
Total of all expenses incurred2020-12-31$21,671,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$21,611,097
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$27,029,555
Value of total assets at end of year2020-12-31$315,854,204
Value of total assets at beginning of year2020-12-31$267,321,022
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$60,047
Total interest from all sources2020-12-31$10,088
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$15,416,982
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$15,416,982
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$11,722,578
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$2,636
Participant contributions at end of year2020-12-31$42,740
Participant contributions at beginning of year2020-12-31$46,617
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$450,696
Administrative expenses (other) incurred2020-12-31$60,047
Total non interest bearing cash at end of year2020-12-31$2,247
Total non interest bearing cash at beginning of year2020-12-31$18,188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$48,528,170
Value of net assets at end of year (total assets less liabilities)2020-12-31$315,854,204
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$267,321,022
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$309,842,052
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$262,806,140
Value of interest in pooled separate accounts at end of year2020-12-31$402,288
Value of interest in pooled separate accounts at beginning of year2020-12-31$368,202
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$10,088
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$5,512,137
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$4,022,282
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$27,742,689
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$14,856,281
Employer contributions (assets) at end of year2020-12-31$52,740
Employer contributions (assets) at beginning of year2020-12-31$56,957
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$21,611,097
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31EIDE BAILLY LLP
Accountancy firm EIN2020-12-31450250958
2019 : SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2019 401k financial data
Total transfer of assets to this plan2019-12-31$7,533
Total income from all sources (including contributions)2019-12-31$73,336,519
Total of all expenses incurred2019-12-31$10,431,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$10,376,880
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$27,101,366
Value of total assets at end of year2019-12-31$267,321,022
Value of total assets at beginning of year2019-12-31$204,408,211
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$54,361
Total interest from all sources2019-12-31$72,634
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$13,274,967
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$13,274,967
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$10,613,341
Participant contributions at end of year2019-12-31$2,636
Participant contributions at beginning of year2019-12-31$2,523
Participant contributions at end of year2019-12-31$46,617
Participant contributions at beginning of year2019-12-31$9,177
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,676,955
Administrative expenses (other) incurred2019-12-31$54,361
Total non interest bearing cash at end of year2019-12-31$18,188
Total non interest bearing cash at beginning of year2019-12-31$21,932
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$62,905,278
Value of net assets at end of year (total assets less liabilities)2019-12-31$267,321,022
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$204,408,211
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$262,806,140
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$200,769,737
Value of interest in pooled separate accounts at end of year2019-12-31$368,202
Value of interest in pooled separate accounts at beginning of year2019-12-31$311,303
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$72,634
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,022,282
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,272,444
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$32,887,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$13,811,070
Employer contributions (assets) at end of year2019-12-31$56,957
Employer contributions (assets) at beginning of year2019-12-31$21,095
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$10,376,880
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31EIDE BAILLY LLP
Accountancy firm EIN2019-12-31450250958
2018 : SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2018 401k financial data
Total transfer of assets to this plan2018-12-31$24,582
Total income from all sources (including contributions)2018-12-31$9,443,440
Total of all expenses incurred2018-12-31$11,420,010
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$11,417,601
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$22,099,855
Value of total assets at end of year2018-12-31$204,408,211
Value of total assets at beginning of year2018-12-31$206,360,199
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,409
Total interest from all sources2018-12-31$43,364
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$13,480,310
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$13,480,310
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$9,297,426
Participant contributions at end of year2018-12-31$2,523
Participant contributions at beginning of year2018-12-31$2,362
Participant contributions at end of year2018-12-31$9,177
Participant contributions at beginning of year2018-12-31$68,693
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$480,373
Administrative expenses (other) incurred2018-12-31$2,409
Total non interest bearing cash at end of year2018-12-31$21,932
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,976,570
Value of net assets at end of year (total assets less liabilities)2018-12-31$204,408,211
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$206,360,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$200,769,737
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$203,200,766
Value of interest in pooled separate accounts at end of year2018-12-31$311,303
Value of interest in pooled separate accounts at beginning of year2018-12-31$386,123
Interest earned on other investments2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$43,364
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,272,444
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,547,991
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-26,180,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$12,322,056
Employer contributions (assets) at end of year2018-12-31$21,095
Employer contributions (assets) at beginning of year2018-12-31$154,264
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$11,417,601
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31EIDE BAILLY LLP
Accountancy firm EIN2018-12-31450250958
2017 : SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$50,913,221
Total of all expenses incurred2017-12-31$12,331,005
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$12,328,397
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$20,210,502
Value of total assets at end of year2017-12-31$206,360,199
Value of total assets at beginning of year2017-12-31$167,777,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,608
Total interest from all sources2017-12-31$90,118
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$10,115,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$10,115,382
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$8,301,624
Participant contributions at end of year2017-12-31$2,362
Participant contributions at beginning of year2017-12-31$2,297
Participant contributions at end of year2017-12-31$68,693
Participant contributions at beginning of year2017-12-31$61,918
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$600,746
Administrative expenses (other) incurred2017-12-31$2,608
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$38,582,216
Value of net assets at end of year (total assets less liabilities)2017-12-31$206,360,199
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$167,777,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$203,200,766
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$164,967,609
Value of interest in pooled separate accounts at end of year2017-12-31$386,123
Value of interest in pooled separate accounts at beginning of year2017-12-31$379,544
Interest earned on other investments2017-12-31$32,267
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$57,851
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,547,991
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,229,413
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$20,497,219
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$11,308,132
Employer contributions (assets) at end of year2017-12-31$154,264
Employer contributions (assets) at beginning of year2017-12-31$137,202
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$12,328,397
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31EIDE BAILLY LLP
Accountancy firm EIN2017-12-31450250958
2016 : SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$28,666,538
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$9,342,912
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$9,341,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$17,936,845
Value of total assets at end of year2016-12-31$167,777,983
Value of total assets at beginning of year2016-12-31$148,454,357
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,064
Total interest from all sources2016-12-31$28,923
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$5,609,615
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$5,609,615
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$7,633,225
Participant contributions at end of year2016-12-31$1,079
Participant contributions at beginning of year2016-12-31$1,851
Participant contributions at end of year2016-12-31$61,918
Participant contributions at beginning of year2016-12-31$16,340
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$52,940
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$1,218
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$566
Administrative expenses (other) incurred2016-12-31$1,064
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$13,039
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$19,323,626
Value of net assets at end of year (total assets less liabilities)2016-12-31$167,777,983
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$148,454,357
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$164,967,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$146,097,104
Value of interest in pooled separate accounts at end of year2016-12-31$379,544
Value of interest in pooled separate accounts at beginning of year2016-12-31$360,843
Interest earned on other investments2016-12-31$28,923
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,229,413
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,935,709
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,001,023
Net investment gain/loss from pooled separate accounts2016-12-31$90,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$10,250,680
Employer contributions (assets) at end of year2016-12-31$137,202
Employer contributions (assets) at beginning of year2016-12-31$28,905
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$9,341,848
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31ERNST & YOUNG LLP
Accountancy firm EIN2016-12-31346565596
2015 : SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$17,397,291
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$13,676,085
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$13,674,081
Value of total corrective distributions2015-12-31$289
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$17,504,898
Value of total assets at end of year2015-12-31$148,454,357
Value of total assets at beginning of year2015-12-31$144,733,151
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,715
Total interest from all sources2015-12-31$30,121
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$7,287,513
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$7,287,513
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$7,086,462
Participant contributions at end of year2015-12-31$1,851
Participant contributions at beginning of year2015-12-31$1,851
Participant contributions at end of year2015-12-31$16,340
Participant contributions at beginning of year2015-12-31$2,945
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$553,789
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$566
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$566
Administrative expenses (other) incurred2015-12-31$1,715
Total non interest bearing cash at end of year2015-12-31$13,039
Total non interest bearing cash at beginning of year2015-12-31$19,848
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,721,206
Value of net assets at end of year (total assets less liabilities)2015-12-31$148,454,357
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$144,733,151
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$146,097,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$141,340,453
Value of interest in pooled separate accounts at end of year2015-12-31$360,843
Value of interest in pooled separate accounts at beginning of year2015-12-31$457,197
Interest earned on other investments2015-12-31$30,121
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,935,709
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,893,199
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-7,484,824
Net investment gain/loss from pooled separate accounts2015-12-31$59,583
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$9,864,647
Employer contributions (assets) at end of year2015-12-31$28,905
Employer contributions (assets) at beginning of year2015-12-31$17,092
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$13,674,081
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31ERNST & YOUNG LLP
Accountancy firm EIN2015-12-31346565596
2014 : SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$5,182
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$23,859,720
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$6,851,702
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,849,833
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$16,226,484
Value of total assets at end of year2014-12-31$144,733,151
Value of total assets at beginning of year2014-12-31$127,719,951
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,869
Total interest from all sources2014-12-31$43,394
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$10,233,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$10,233,104
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$6,612,395
Participant contributions at end of year2014-12-31$1,851
Participant contributions at beginning of year2014-12-31$1,851
Participant contributions at end of year2014-12-31$2,945
Participant contributions at beginning of year2014-12-31$7,387
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$787,927
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$566
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$566
Administrative expenses (other) incurred2014-12-31$1,869
Total non interest bearing cash at end of year2014-12-31$19,848
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$17,008,018
Value of net assets at end of year (total assets less liabilities)2014-12-31$144,733,151
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$127,719,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$141,340,453
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$124,250,270
Value of interest in pooled separate accounts at end of year2014-12-31$457,197
Value of interest in pooled separate accounts at beginning of year2014-12-31$484,848
Interest earned on other investments2014-12-31$43,394
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,893,199
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,955,772
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-2,615,611
Net investment gain/loss from pooled separate accounts2014-12-31$-27,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$8,826,162
Employer contributions (assets) at end of year2014-12-31$17,092
Employer contributions (assets) at beginning of year2014-12-31$19,257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,849,833
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31ERNST & YOUNG LLP
Accountancy firm EIN2014-12-31346565596
2013 : SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$32,983,558
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$13,523,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$13,501,469
Value of total corrective distributions2013-12-31$1,891
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$14,950,824
Value of total assets at end of year2013-12-31$127,719,951
Value of total assets at beginning of year2013-12-31$108,259,666
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$19,913
Total interest from all sources2013-12-31$48,365
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,382,700
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,382,700
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$6,267,096
Participant contributions at end of year2013-12-31$1,851
Participant contributions at beginning of year2013-12-31$1,851
Participant contributions at end of year2013-12-31$7,387
Participant contributions at beginning of year2013-12-31$16,665
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$217,968
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$566
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$566
Administrative expenses (other) incurred2013-12-31$19,913
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$19,460,285
Value of net assets at end of year (total assets less liabilities)2013-12-31$127,719,951
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$108,259,666
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$124,250,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$105,129,357
Value of interest in pooled separate accounts at end of year2013-12-31$484,848
Value of interest in pooled separate accounts at beginning of year2013-12-31$540,042
Interest earned on other investments2013-12-31$48,365
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,955,772
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,527,386
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$14,656,863
Net investment gain/loss from pooled separate accounts2013-12-31$-55,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$8,465,760
Employer contributions (assets) at end of year2013-12-31$19,257
Employer contributions (assets) at beginning of year2013-12-31$43,799
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$13,501,469
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2013-12-31346565596
2012 : SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$98
Total income from all sources (including contributions)2012-12-31$23,969,830
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,065,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,064,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$13,751,602
Value of total assets at end of year2012-12-31$108,259,666
Value of total assets at beginning of year2012-12-31$87,355,534
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,360
Total interest from all sources2012-12-31$58,893
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,004,659
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,004,659
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$5,714,168
Participant contributions at end of year2012-12-31$1,851
Participant contributions at beginning of year2012-12-31$1,851
Participant contributions at end of year2012-12-31$16,665
Participant contributions at beginning of year2012-12-31$7,371
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$33,837
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$566
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$566
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$98
Administrative expenses (other) incurred2012-12-31$1,360
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$20,904,230
Value of net assets at end of year (total assets less liabilities)2012-12-31$108,259,666
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$87,355,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$105,129,357
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$84,899,929
Value of interest in pooled separate accounts at end of year2012-12-31$540,042
Value of interest in pooled separate accounts at beginning of year2012-12-31$0
Interest earned on other investments2012-12-31$58,893
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,527,386
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,431,771
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$7,102,364
Net investment gain/loss from pooled separate accounts2012-12-31$52,312
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$8,003,597
Employer contributions (assets) at end of year2012-12-31$43,799
Employer contributions (assets) at beginning of year2012-12-31$14,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,064,240
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31ERNST & YOUNG LLP
Accountancy firm EIN2012-12-31346465596
2011 : SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$98
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$11,258,011
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$6,561,084
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,556,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$12,924,242
Value of total assets at end of year2011-12-31$87,355,534
Value of total assets at beginning of year2011-12-31$82,658,509
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,844
Total interest from all sources2011-12-31$68,618
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,643,234
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,643,234
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$5,327,272
Participant contributions at end of year2011-12-31$1,851
Participant contributions at beginning of year2011-12-31$6,236
Participant contributions at end of year2011-12-31$7,371
Participant contributions at beginning of year2011-12-31$10,949
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$170,919
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$566
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$2,711
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$98
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Administrative expenses (other) incurred2011-12-31$4,844
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$4,696,927
Value of net assets at end of year (total assets less liabilities)2011-12-31$87,355,436
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$82,658,509
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$84,899,929
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$81,371,576
Interest on participant loans2011-12-31$566
Interest earned on other investments2011-12-31$68,052
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,431,771
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,245,077
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-4,280,257
Net investment gain/loss from pooled separate accounts2011-12-31$-97,826
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$7,426,051
Employer contributions (assets) at end of year2011-12-31$14,046
Employer contributions (assets) at beginning of year2011-12-31$21,960
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,556,240
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31ERNST & YOUNG LLP
Accountancy firm EIN2011-12-31346565596
2010 : SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2010 401k financial data
Total transfer of assets to this plan2010-12-31$4,009
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$19,274,015
Total of all expenses incurred2010-12-31$4,038,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,029,857
Value of total corrective distributions2010-12-31$3,697
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$10,248,354
Value of total assets at end of year2010-12-31$82,658,509
Value of total assets at beginning of year2010-12-31$67,419,238
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,199
Total interest from all sources2010-12-31$47,575
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,340,678
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,340,678
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,252,248
Participant contributions at end of year2010-12-31$6,236
Participant contributions at beginning of year2010-12-31$10,294
Participant contributions at end of year2010-12-31$10,949
Participant contributions at beginning of year2010-12-31$4,496
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$256,106
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$2,711
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$4,452
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Administrative expenses (other) incurred2010-12-31$5,199
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$15,235,262
Value of net assets at end of year (total assets less liabilities)2010-12-31$82,658,509
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$67,419,238
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$81,371,576
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$66,280,246
Interest on participant loans2010-12-31$2,712
Interest earned on other investments2010-12-31$44,863
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,245,077
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,105,958
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$7,576,430
Net investment gain/loss from pooled separate accounts2010-12-31$60,978
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$5,740,000
Employer contributions (assets) at end of year2010-12-31$21,960
Employer contributions (assets) at beginning of year2010-12-31$13,792
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,029,857
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31ERNST & YOUNG LLP
Accountancy firm EIN2010-12-31346565596
2009 : SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN

2022: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SAINT FRANCIS HEALTH SYSTEM, INC. 403(B) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number95549-01
Policy instance 2
Insurance contract or identification number95549-01
Number of Individuals Covered30
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number436233/711533
Policy instance 1
Insurance contract or identification number436233/711533
Number of Individuals Covered24
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $10,812
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees10812
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number436233/711533
Policy instance 1
Insurance contract or identification number436233/711533
Number of Individuals Covered23
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $14,125
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees14125
Additional information about fees paid to insurance brokerREFERRAL SERVICE FEE
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number95549-01
Policy instance 2
Insurance contract or identification number95549-01
Number of Individuals Covered31
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number95549-01
Policy instance 2
Insurance contract or identification number95549-01
Number of Individuals Covered31
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number436233/711533
Policy instance 1
Insurance contract or identification number436233/711533
Number of Individuals Covered27
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $9,096
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees9096
Additional information about fees paid to insurance brokerREFERRAL SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number436233/711533
Policy instance 1
Insurance contract or identification number436233/711533
Number of Individuals Covered26
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,450
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees7450
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number95549-01
Policy instance 2
Insurance contract or identification number95549-01
Number of Individuals Covered33
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number436233/711533
Policy instance 1
Insurance contract or identification number436233/711533
Number of Individuals Covered32
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,168
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees6168
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameFIDELITY INVESTMENTS TAX EXEMPT SER
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number95549-01
Policy instance 2
Insurance contract or identification number95549-01
Number of Individuals Covered39
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number436233/711533
Policy instance 2
Insurance contract or identification number436233/711533
Number of Individuals Covered28
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,864
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees5864
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameFIDELITY INVESTMENTS TAX-EXEMPT SER
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number95549-01
Policy instance 1
Insurance contract or identification number95549-01
Number of Individuals Covered48
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number436233/711533
Policy instance 2
Insurance contract or identification number436233/711533
Number of Individuals Covered29
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,792
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees6792
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameFIDELITY INVESTMENTS TAX-EXEMPT SER
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number95549-01
Policy instance 1
Insurance contract or identification number95549-01
Number of Individuals Covered57
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number95549-01
Policy instance 2
Insurance contract or identification number95549-01
Number of Individuals Covered62
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number436233/711533
Policy instance 1
Insurance contract or identification number436233/711533
Number of Individuals Covered29
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,042
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees7042
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameFIDELITY INVESTMENTS TAX-EXEMPT SER
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number95549-01
Policy instance 1
Insurance contract or identification number95549-01
Number of Individuals Covered70
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number436233/711533
Policy instance 2
Insurance contract or identification number436233/711533
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number436233
Policy instance 1
Insurance contract or identification number436233
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,772
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number95549-01
Policy instance 2
Insurance contract or identification number95549-01
Number of Individuals Covered71
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number436233
Policy instance 2
Insurance contract or identification number436233
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,812
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1812
Additional information about fees paid to insurance brokerREFERRAL SERVICE FEE
Insurance broker organization code?3
Insurance broker nameFIDELITY INVESTMENTS TAX EXEMPT SER
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number95549-01
Policy instance 1
Insurance contract or identification number95549-01
Number of Individuals Covered82
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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