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SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameSAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number 002

SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SAN JOSE SHARKS, LLC has sponsored the creation of one or more 401k plans.

Company Name:SAN JOSE SHARKS, LLC
Employer identification number (EIN):731638357
NAIC Classification:711210
NAIC Description: Spectator Sports

Additional information about SAN JOSE SHARKS, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3444621

More information about SAN JOSE SHARKS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01KAREN AASEN
0022016-01-01KAREN AASEN
0022016-01-01KAREN AASEN
0022015-01-01KAREN AASEN
0022014-01-01FIONA OW GIUFFRE
0022014-01-01FIONA OW GIUFFRE
0022014-01-01KAREN AASEN
0022013-01-01GARY NIGH
0022012-01-01BETHANY LOPUSNAK
0022011-01-01HILARY LANSDON
0022010-01-01HILARY LANSDON
0022009-01-01
0022009-01-01CATHY CHANDLER
0022009-01-01CATHY CHANDLER

Plan Statistics for SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01591
Total number of active participants reported on line 7a of the Form 55002022-01-01369
Number of retired or separated participants receiving benefits2022-01-018
Number of other retired or separated participants entitled to future benefits2022-01-01154
Total of all active and inactive participants2022-01-01531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01533
Number of participants with account balances2022-01-01368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01647
Total number of active participants reported on line 7a of the Form 55002021-01-01429
Number of retired or separated participants receiving benefits2021-01-019
Number of other retired or separated participants entitled to future benefits2021-01-01143
Total of all active and inactive participants2021-01-01581
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01581
Number of participants with account balances2021-01-01365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01715
Total number of active participants reported on line 7a of the Form 55002020-01-01513
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01127
Total of all active and inactive participants2020-01-01640
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01640
Number of participants with account balances2020-01-01362
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01897
Total number of active participants reported on line 7a of the Form 55002019-01-01547
Number of retired or separated participants receiving benefits2019-01-018
Number of other retired or separated participants entitled to future benefits2019-01-01132
Total of all active and inactive participants2019-01-01687
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01687
Number of participants with account balances2019-01-01389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01866
Total number of active participants reported on line 7a of the Form 55002018-01-01720
Number of retired or separated participants receiving benefits2018-01-018
Number of other retired or separated participants entitled to future benefits2018-01-01123
Total of all active and inactive participants2018-01-01851
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01851
Number of participants with account balances2018-01-01377
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01532
Total number of active participants reported on line 7a of the Form 55002017-01-01701
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-01123
Total of all active and inactive participants2017-01-01831
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01831
Number of participants with account balances2017-01-01385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01439
Total number of active participants reported on line 7a of the Form 55002016-01-01271
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01207
Total of all active and inactive participants2016-01-01478
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01478
Number of participants with account balances2016-01-01465
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01392
Total number of active participants reported on line 7a of the Form 55002015-01-01241
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01178
Total of all active and inactive participants2015-01-01419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01419
Number of participants with account balances2015-01-01407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-019
2014: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01403
Total number of active participants reported on line 7a of the Form 55002014-01-01712
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01128
Total of all active and inactive participants2014-01-01840
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01840
Number of participants with account balances2014-01-01381
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01530
Total number of active participants reported on line 7a of the Form 55002013-01-01247
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-01136
Total of all active and inactive participants2013-01-01386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01387
Number of participants with account balances2013-01-01348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0123
2012: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01580
Total number of active participants reported on line 7a of the Form 55002012-01-01286
Number of retired or separated participants receiving benefits2012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-01221
Total of all active and inactive participants2012-01-01512
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01513
Number of participants with account balances2012-01-01513
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-017
2011: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01987
Total number of active participants reported on line 7a of the Form 55002011-01-01258
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-01320
Total of all active and inactive participants2011-01-01580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01580
Number of participants with account balances2011-01-01580
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0116
2010: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01784
Total number of active participants reported on line 7a of the Form 55002010-01-01926
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0161
Total of all active and inactive participants2010-01-01987
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01987
Number of participants with account balances2010-01-01308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01407
Total number of active participants reported on line 7a of the Form 55002009-01-01323
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0193
Total of all active and inactive participants2009-01-01416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01416
Number of participants with account balances2009-01-01340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-018

Financial Data on SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022 : SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-4,053,553
Total of all expenses incurred2022-12-31$3,860,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,829,149
Expenses. Certain deemed distributions of participant loans2022-12-31$6,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,902,661
Value of total assets at end of year2022-12-31$32,651,449
Value of total assets at beginning of year2022-12-31$40,565,387
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$24,976
Total interest from all sources2022-12-31$45,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,509,774
Participant contributions at end of year2022-12-31$147,499
Participant contributions at beginning of year2022-12-31$153,598
Participant contributions at end of year2022-12-31$53,401
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,551
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$1,849
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$851
Administrative expenses (other) incurred2022-12-31$8,176
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-7,913,938
Value of net assets at end of year (total assets less liabilities)2022-12-31$32,651,449
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$40,565,387
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$16,800
Value of interest in pooled separate accounts at end of year2022-12-31$29,473,496
Value of interest in pooled separate accounts at beginning of year2022-12-31$37,647,940
Interest on participant loans2022-12-31$7,729
Interest earned on other investments2022-12-31$37,698
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$2,585,868
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$2,406,659
Net investment gain/loss from pooled separate accounts2022-12-31$-6,001,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$389,336
Employer contributions (assets) at end of year2022-12-31$389,336
Employer contributions (assets) at beginning of year2022-12-31$356,339
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,829,149
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2022-12-31381357951
2021 : SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$6,113,905
Total of all expenses incurred2021-12-31$719,514
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$695,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,799,348
Value of total assets at end of year2021-12-31$40,565,387
Value of total assets at beginning of year2021-12-31$35,170,996
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$24,414
Total interest from all sources2021-12-31$52,853
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,419,873
Participant contributions at end of year2021-12-31$153,598
Participant contributions at beginning of year2021-12-31$185,632
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$5,596
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$9,814
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$851
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Administrative expenses (other) incurred2021-12-31$3,394
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$5,394,391
Value of net assets at end of year (total assets less liabilities)2021-12-31$40,565,387
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$35,170,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$21,020
Value of interest in pooled separate accounts at end of year2021-12-31$37,647,940
Value of interest in pooled separate accounts at beginning of year2021-12-31$31,765,516
Interest on participant loans2021-12-31$9,591
Interest earned on other investments2021-12-31$43,262
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$2,406,659
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$2,863,461
Net investment gain/loss from pooled separate accounts2021-12-31$4,261,704
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$369,661
Employer contributions (assets) at end of year2021-12-31$356,339
Employer contributions (assets) at beginning of year2021-12-31$350,791
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$695,100
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$5,966,712
Total of all expenses incurred2020-12-31$2,035,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,020,971
Expenses. Certain deemed distributions of participant loans2020-12-31$386
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,028,723
Value of total assets at end of year2020-12-31$35,170,996
Value of total assets at beginning of year2020-12-31$31,239,893
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$14,252
Total interest from all sources2020-12-31$51,821
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$10,805
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,417,671
Participant contributions at end of year2020-12-31$185,632
Participant contributions at beginning of year2020-12-31$279,612
Participant contributions at end of year2020-12-31$5,596
Participant contributions at beginning of year2020-12-31$1,217
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$254,415
Administrative expenses (other) incurred2020-12-31$3,447
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,931,103
Value of net assets at end of year (total assets less liabilities)2020-12-31$35,170,996
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$31,239,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$31,765,516
Value of interest in pooled separate accounts at beginning of year2020-12-31$29,167,217
Interest on participant loans2020-12-31$12,922
Interest earned on other investments2020-12-31$38,899
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$2,863,461
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,478,044
Net investment gain/loss from pooled separate accounts2020-12-31$3,886,168
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$356,637
Employer contributions (assets) at end of year2020-12-31$350,791
Employer contributions (assets) at beginning of year2020-12-31$313,803
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,020,971
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS LLP
Accountancy firm EIN2020-12-31910189318
2019 : SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$7,019,833
Total of all expenses incurred2019-12-31$943,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$920,329
Expenses. Certain deemed distributions of participant loans2019-12-31$1,393
Value of total corrective distributions2019-12-31$2,675
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,926,782
Value of total assets at end of year2019-12-31$31,239,893
Value of total assets at beginning of year2019-12-31$25,163,896
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$19,439
Total interest from all sources2019-12-31$37,233
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$15,435
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,570,935
Participant contributions at end of year2019-12-31$279,612
Participant contributions at beginning of year2019-12-31$270,201
Participant contributions at end of year2019-12-31$1,217
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$28,496
Administrative expenses (other) incurred2019-12-31$4,004
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$6,075,997
Value of net assets at end of year (total assets less liabilities)2019-12-31$31,239,893
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$25,163,896
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$29,167,217
Value of interest in pooled separate accounts at beginning of year2019-12-31$23,061,513
Interest on participant loans2019-12-31$14,335
Interest earned on other investments2019-12-31$22,898
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,478,044
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,479,560
Net investment gain/loss from pooled separate accounts2019-12-31$5,055,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$327,351
Employer contributions (assets) at end of year2019-12-31$313,803
Employer contributions (assets) at beginning of year2019-12-31$352,622
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$920,329
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
2018 : SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$559,602
Total of all expenses incurred2018-12-31$457,606
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$438,871
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,106,948
Value of total assets at end of year2018-12-31$25,163,896
Value of total assets at beginning of year2018-12-31$25,061,900
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$18,735
Total interest from all sources2018-12-31$32,477
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$14,700
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,424,066
Participant contributions at end of year2018-12-31$270,201
Participant contributions at beginning of year2018-12-31$232,389
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$36,040
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$298,574
Administrative expenses (other) incurred2018-12-31$4,035
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$101,996
Value of net assets at end of year (total assets less liabilities)2018-12-31$25,163,896
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$25,061,900
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$23,061,513
Value of interest in pooled separate accounts at beginning of year2018-12-31$23,072,742
Interest on participant loans2018-12-31$13,659
Interest earned on other investments2018-12-31$18,818
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,479,560
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,370,098
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$31,228
Net investment gain/loss from pooled separate accounts2018-12-31$-1,579,823
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$384,308
Employer contributions (assets) at end of year2018-12-31$352,622
Employer contributions (assets) at beginning of year2018-12-31$350,631
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$407,643
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS LLP
Accountancy firm EIN2018-12-31910189318
2017 : SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$4,907,595
Total of all expenses incurred2017-12-31$851,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$844,585
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,823,957
Value of total assets at end of year2017-12-31$25,061,900
Value of total assets at beginning of year2017-12-31$21,005,697
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$6,807
Total interest from all sources2017-12-31$25,350
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,357,138
Participant contributions at end of year2017-12-31$232,389
Participant contributions at beginning of year2017-12-31$259,782
Participant contributions at end of year2017-12-31$36,040
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$84,903
Administrative expenses (other) incurred2017-12-31$6,807
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,056,203
Value of net assets at end of year (total assets less liabilities)2017-12-31$25,061,900
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$21,005,697
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$23,072,742
Value of interest in pooled separate accounts at beginning of year2017-12-31$19,393,022
Interest on participant loans2017-12-31$10,055
Interest earned on other investments2017-12-31$15,295
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,370,098
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,074,488
Net investment gain/loss from pooled separate accounts2017-12-31$3,058,288
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$381,916
Employer contributions (assets) at end of year2017-12-31$350,631
Employer contributions (assets) at beginning of year2017-12-31$278,405
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$844,585
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS LLP
Accountancy firm EIN2017-12-31910189318
2016 : SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$2,905,768
Total of all expenses incurred2016-12-31$1,068,859
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,065,140
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,523,105
Value of total assets at end of year2016-12-31$20,727,292
Value of total assets at beginning of year2016-12-31$18,890,383
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,719
Total interest from all sources2016-12-31$10,785
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,163,211
Participant contributions at end of year2016-12-31$259,782
Participant contributions at beginning of year2016-12-31$264,591
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$66,790
Other income not declared elsewhere2016-12-31$24,831
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,836,909
Value of net assets at end of year (total assets less liabilities)2016-12-31$20,727,292
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$18,890,383
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$19,393,022
Value of interest in pooled separate accounts at beginning of year2016-12-31$18,067,311
Interest on participant loans2016-12-31$10,785
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,074,488
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$558,481
Net investment gain/loss from pooled separate accounts2016-12-31$1,347,047
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$293,104
Employer contributions (assets) at end of year2016-12-31$278,405
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,065,140
Contract administrator fees2016-12-31$3,719
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31AUDIT AND TAX SOLUTIONS CPA
Accountancy firm EIN2016-12-31943211753
2015 : SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,017,217
Total of all expenses incurred2015-12-31$2,657,360
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,653,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,267,866
Value of total assets at end of year2015-12-31$18,890,383
Value of total assets at beginning of year2015-12-31$20,530,526
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,930
Total interest from all sources2015-12-31$13,609
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,053,630
Participant contributions at end of year2015-12-31$264,591
Participant contributions at beginning of year2015-12-31$383,504
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$762
Other income not declared elsewhere2015-12-31$11,324
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,640,143
Value of net assets at end of year (total assets less liabilities)2015-12-31$18,890,383
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$20,530,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$18,067,311
Value of interest in pooled separate accounts at beginning of year2015-12-31$19,345,204
Income. Interest from loans (other than to participants)2015-12-31$13,609
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$558,481
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$801,818
Net investment gain/loss from pooled separate accounts2015-12-31$-275,582
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$213,474
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,653,430
Contract administrator fees2015-12-31$3,930
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31AUDIT AND TAX SOLUTIONS CPA
Accountancy firm EIN2015-12-31943211753
2014 : SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,363,741
Total of all expenses incurred2014-12-31$2,202,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,200,189
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,197,744
Value of total assets at end of year2014-12-31$20,530,526
Value of total assets at beginning of year2014-12-31$20,369,739
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,765
Total interest from all sources2014-12-31$14,097
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,087,808
Participant contributions at end of year2014-12-31$383,504
Participant contributions at beginning of year2014-12-31$279,763
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$109,936
Other income not declared elsewhere2014-12-31$13,489
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$160,787
Value of net assets at end of year (total assets less liabilities)2014-12-31$20,530,526
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$20,369,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$19,345,204
Value of interest in pooled separate accounts at beginning of year2014-12-31$19,056,037
Interest on participant loans2014-12-31$14,097
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$801,818
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$818,456
Net investment gain/loss from pooled separate accounts2014-12-31$1,138,411
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Employer contributions (assets) at beginning of year2014-12-31$215,483
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,200,189
Contract administrator fees2014-12-31$2,765
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31AUDIT AND TAX SOLUTIONS CPA
Accountancy firm EIN2014-12-31943211753
2013 : SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$4,305,094
Total of all expenses incurred2013-12-31$1,934,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,932,127
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,248,599
Value of total assets at end of year2013-12-31$20,369,739
Value of total assets at beginning of year2013-12-31$17,998,972
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,200
Total interest from all sources2013-12-31$13,613
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,093,009
Participant contributions at end of year2013-12-31$279,763
Participant contributions at beginning of year2013-12-31$323,965
Participant contributions at beginning of year2013-12-31$32,389
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$875
Other income not declared elsewhere2013-12-31$14,938
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,370,767
Value of net assets at end of year (total assets less liabilities)2013-12-31$20,369,739
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$17,998,972
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$19,056,037
Value of interest in pooled separate accounts at beginning of year2013-12-31$16,652,851
Interest on participant loans2013-12-31$13,613
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$818,456
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$777,901
Net investment gain/loss from pooled separate accounts2013-12-31$3,027,944
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$154,715
Employer contributions (assets) at end of year2013-12-31$215,483
Employer contributions (assets) at beginning of year2013-12-31$211,866
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,932,127
Contract administrator fees2013-12-31$2,200
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31AUDIT AND TAX SOLUTIONS CPA
Accountancy firm EIN2013-12-31943211753
2012 : SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,054,700
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,611,857
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,609,507
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,116,670
Value of total assets at end of year2012-12-31$17,998,972
Value of total assets at beginning of year2012-12-31$15,556,129
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,350
Total interest from all sources2012-12-31$15,035
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,186,475
Participant contributions at end of year2012-12-31$323,965
Participant contributions at beginning of year2012-12-31$394,410
Participant contributions at end of year2012-12-31$32,389
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$455,443
Other income not declared elsewhere2012-12-31$17,040
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,442,843
Value of net assets at end of year (total assets less liabilities)2012-12-31$17,998,972
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$15,556,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$16,652,851
Value of interest in pooled separate accounts at beginning of year2012-12-31$14,412,142
Interest on participant loans2012-12-31$15,035
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$777,901
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$749,577
Net investment gain/loss from pooled separate accounts2012-12-31$1,905,955
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$474,752
Employer contributions (assets) at end of year2012-12-31$211,866
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,609,507
Contract administrator fees2012-12-31$2,350
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31AUDIT AND TAX SOLUTIONS CPA INC.
Accountancy firm EIN2012-12-31943211753
2011 : SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$848,149
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$393,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$391,157
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,355,717
Value of total assets at end of year2011-12-31$15,556,129
Value of total assets at beginning of year2011-12-31$15,101,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,450
Total interest from all sources2011-12-31$17,592
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,319,653
Participant contributions at end of year2011-12-31$394,410
Participant contributions at beginning of year2011-12-31$397,960
Other income not declared elsewhere2011-12-31$16,790
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$454,542
Value of net assets at end of year (total assets less liabilities)2011-12-31$15,556,129
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$15,101,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$14,412,142
Value of interest in pooled separate accounts at beginning of year2011-12-31$14,124,617
Interest on participant loans2011-12-31$17,592
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$749,577
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$579,010
Net investment gain/loss from pooled separate accounts2011-12-31$-541,950
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$36,064
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$391,157
Contract administrator fees2011-12-31$2,450
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31AUDIT AND TAX SOLUTIONS, CPA'S, INC
Accountancy firm EIN2011-12-31943211753
2010 : SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,436,230
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$414,657
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$412,307
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,362,025
Value of total assets at end of year2010-12-31$15,101,587
Value of total assets at beginning of year2010-12-31$12,080,014
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,350
Total interest from all sources2010-12-31$14,272
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,362,025
Participant contributions at end of year2010-12-31$397,960
Participant contributions at beginning of year2010-12-31$200,119
Participant contributions at beginning of year2010-12-31$46,319
Other income not declared elsewhere2010-12-31$30,778
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,021,573
Value of net assets at end of year (total assets less liabilities)2010-12-31$15,101,587
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,080,014
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$10,381,563
Value of interest in pooled separate accounts at end of year2010-12-31$14,124,617
Interest on participant loans2010-12-31$14,272
Value of interest in common/collective trusts at beginning of year2010-12-31$1,452,013
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$579,010
Net investment gain/loss from pooled separate accounts2010-12-31$2,029,155
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$412,307
Contract administrator fees2010-12-31$2,350
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31AUDIT AND TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN2010-12-31943211753
2009 : SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST

2022: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SAN JOSE SHARKS 401(K) PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800906
Policy instance 1
Insurance contract or identification number800906
Number of Individuals Covered368
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $42,771
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42,771
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800906
Policy instance 1
Insurance contract or identification number800906
Number of Individuals Covered365
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $44,692
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $44,692
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800906
Policy instance 1
Insurance contract or identification number800906
Number of Individuals Covered362
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $36,907
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $36,907
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800906
Policy instance 1
Insurance contract or identification number800906
Number of Individuals Covered389
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $48,888
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $48,888
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800906
Policy instance 1
Insurance contract or identification number800906
Number of Individuals Covered377
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $54,007
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $54,007
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800906
Policy instance 1
Insurance contract or identification number800906
Number of Individuals Covered385
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $59,039
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $59,039
Insurance broker organization code?3
Insurance broker nameEXPERTQUOTE INC.
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800906-000
Policy instance 1
Insurance contract or identification number800906-000
Number of Individuals Covered407
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $51,355
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $51,355
Insurance broker organization code?3
Insurance broker nameEXPERTQUOTE INC.
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800906
Policy instance 1
Insurance contract or identification number800906
Number of Individuals Covered381
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $52,464
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $52,464
Insurance broker organization code?3
Insurance broker nameEXPERTQUOTE INC.
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800906
Policy instance 1
Insurance contract or identification number800906
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $48,123
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $48,123
Insurance broker organization code?3
Insurance broker nameEXPERTQUOTE INC.
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800906
Policy instance 1
Insurance contract or identification number800906
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $43,933
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $43,933
Insurance broker organization code?3
Insurance broker namePAYAL H CHADHA
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800906
Policy instance 1
Insurance contract or identification number800906
Number of Individuals Covered1016
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $39,730
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800906
Policy instance 1
Insurance contract or identification number800906
Number of Individuals Covered987
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $30,778
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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