SMART FINANCIAL CREDIT UNION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SMART FINANCIAL CREDIT UNION 401(K) PLAN
Measure | Date | Value |
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2022 : SMART FINANCIAL CREDIT UNION 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-1,695,780 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $1,298,619 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,250,758 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,093,608 |
Value of total assets at end of year | 2022-12-31 | $18,043,630 |
Value of total assets at beginning of year | 2022-12-31 | $21,038,029 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $47,861 |
Total interest from all sources | 2022-12-31 | $20,485 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $695,309 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $695,309 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $8,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $667,165 |
Participant contributions at end of year | 2022-12-31 | $466,536 |
Participant contributions at beginning of year | 2022-12-31 | $638,137 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $5,076 |
Other income not declared elsewhere | 2022-12-31 | $16,440 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-2,994,399 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $18,043,630 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $21,038,029 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $17,576,206 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $20,399,892 |
Interest on participant loans | 2022-12-31 | $20,485 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $888 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-3,521,598 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-24 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $421,367 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,250,758 |
Contract administrator fees | 2022-12-31 | $47,861 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CLIFTONLARSONALLEN, LLP |
Accountancy firm EIN | 2022-12-31 | 410746749 |
2021 : SMART FINANCIAL CREDIT UNION 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $3,821,263 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $3,927,745 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $3,911,019 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,052,431 |
Value of total assets at end of year | 2021-12-31 | $21,038,029 |
Value of total assets at beginning of year | 2021-12-31 | $21,144,511 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $16,726 |
Total interest from all sources | 2021-12-31 | $90,711 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,256,990 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,256,990 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $8,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $643,601 |
Participant contributions at end of year | 2021-12-31 | $638,137 |
Participant contributions at beginning of year | 2021-12-31 | $698,785 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $5,313 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $-106,482 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $21,038,029 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $21,144,511 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $20,399,892 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $15,765,670 |
Interest on participant loans | 2021-12-31 | $24,274 |
Interest earned on other investments | 2021-12-31 | $66,437 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $4,680,056 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $-957,550 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $2,378,681 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $403,517 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $3,911,019 |
Contract administrator fees | 2021-12-31 | $16,726 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | WARREN AVERETT, LLC |
Accountancy firm EIN | 2021-12-31 | 454084397 |
2020 : SMART FINANCIAL CREDIT UNION 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $3,350,225 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $2,546,528 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,533,784 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $900,765 |
Value of total assets at end of year | 2020-12-31 | $21,144,511 |
Value of total assets at beginning of year | 2020-12-31 | $20,340,814 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $12,744 |
Total interest from all sources | 2020-12-31 | $157,488 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $8,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $669,116 |
Participant contributions at end of year | 2020-12-31 | $698,785 |
Participant contributions at beginning of year | 2020-12-31 | $272,681 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $8,157 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $803,697 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $21,144,511 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $20,340,814 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $15,765,670 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $15,446,271 |
Interest on participant loans | 2020-12-31 | $16,898 |
Interest earned on other investments | 2020-12-31 | $140,590 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $4,680,056 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $4,621,862 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $2,291,972 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $223,492 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,533,784 |
Contract administrator fees | 2020-12-31 | $12,744 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | WARREN AVERETT, LLC |
Accountancy firm EIN | 2020-12-31 | 454084397 |
2019 : SMART FINANCIAL CREDIT UNION 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $4,534,491 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $1,423,429 |
Total of all expenses incurred | 2019-12-31 | $1,423,429 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,414,676 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,414,676 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,220,104 |
Value of total assets at end of year | 2019-12-31 | $20,340,814 |
Value of total assets at end of year | 2019-12-31 | $20,340,814 |
Value of total assets at beginning of year | 2019-12-31 | $17,229,752 |
Value of total assets at beginning of year | 2019-12-31 | $17,229,752 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $8,753 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $8,753 |
Total interest from all sources | 2019-12-31 | $165,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $8,000,000 |
Value of fidelity bond cover | 2019-12-31 | $8,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $737,326 |
Participant contributions at end of year | 2019-12-31 | $272,681 |
Participant contributions at end of year | 2019-12-31 | $272,681 |
Participant contributions at beginning of year | 2019-12-31 | $256,165 |
Participant contributions at beginning of year | 2019-12-31 | $256,165 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $32,122 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $32,122 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $3,111,062 |
Value of net income/loss | 2019-12-31 | $3,111,062 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $20,340,814 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $20,340,814 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $17,229,752 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $17,229,752 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $15,446,271 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $15,446,271 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $11,731,333 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $11,731,333 |
Interest on participant loans | 2019-12-31 | $11,722 |
Interest earned on other investments | 2019-12-31 | $153,278 |
Interest earned on other investments | 2019-12-31 | $153,278 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $4,621,862 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $5,242,254 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $5,242,254 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $3,149,387 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $3,149,387 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $450,656 |
Contributions received in cash from employer | 2019-12-31 | $450,656 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,414,676 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,414,676 |
Contract administrator fees | 2019-12-31 | $8,753 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | WARREN AVERETT, LLC |
Accountancy firm name | 2019-12-31 | WARREN AVERETT, LLC |
Accountancy firm EIN | 2019-12-31 | 454084437 |
Accountancy firm EIN | 2019-12-31 | 454084437 |
2018 : SMART FINANCIAL CREDIT UNION 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $439,472 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $660,580 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $651,520 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,156,149 |
Value of total assets at end of year | 2018-12-31 | $17,229,752 |
Value of total assets at beginning of year | 2018-12-31 | $17,450,860 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $9,060 |
Total interest from all sources | 2018-12-31 | $151,957 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $6,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $713,059 |
Participant contributions at end of year | 2018-12-31 | $256,165 |
Participant contributions at beginning of year | 2018-12-31 | $183,993 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $15,840 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-221,108 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $17,229,752 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $17,450,860 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $11,731,333 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $12,622,609 |
Interest on participant loans | 2018-12-31 | $7,867 |
Interest earned on other investments | 2018-12-31 | $144,090 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $5,242,254 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $4,644,258 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-868,634 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $427,250 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $651,520 |
Contract administrator fees | 2018-12-31 | $9,060 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | WARREN AVERETT, LLC |
Accountancy firm EIN | 2018-12-31 | 454084437 |
2017 : SMART FINANCIAL CREDIT UNION 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $3,419,440 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,394,375 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,386,760 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,105,117 |
Value of total assets at end of year | 2017-12-31 | $17,450,860 |
Value of total assets at beginning of year | 2017-12-31 | $15,425,795 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $7,615 |
Total interest from all sources | 2017-12-31 | $147,268 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $6,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $737,080 |
Participant contributions at end of year | 2017-12-31 | $183,993 |
Participant contributions at beginning of year | 2017-12-31 | $181,408 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $33,623 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $2,025,065 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $17,450,860 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $15,425,795 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $12,622,609 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $10,633,792 |
Interest on participant loans | 2017-12-31 | $6,045 |
Interest earned on other investments | 2017-12-31 | $141,223 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $4,644,258 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $4,610,595 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $2,167,055 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $334,414 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,386,760 |
Contract administrator fees | 2017-12-31 | $7,615 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | WARREN AVERETT, LLC |
Accountancy firm EIN | 2017-12-31 | 454084437 |
2016 : SMART FINANCIAL CREDIT UNION 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $2,103,189 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,010,653 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,001,768 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,147,417 |
Value of total assets at end of year | 2016-12-31 | $15,425,795 |
Value of total assets at beginning of year | 2016-12-31 | $14,333,259 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $8,885 |
Total interest from all sources | 2016-12-31 | $139,051 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $6,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $771,015 |
Participant contributions at end of year | 2016-12-31 | $181,408 |
Participant contributions at beginning of year | 2016-12-31 | $209,772 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $25,057 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $1,092,536 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $15,425,795 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $14,333,259 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $10,633,792 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $10,348,712 |
Interest on participant loans | 2016-12-31 | $6,287 |
Interest earned on other investments | 2016-12-31 | $132,764 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $4,610,595 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $3,774,775 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $816,721 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $351,345 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,001,768 |
Contract administrator fees | 2016-12-31 | $8,885 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | WARREN AVERETT, LLC |
Accountancy firm EIN | 2016-12-31 | 454084437 |
2015 : SMART FINANCIAL CREDIT UNION 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,324,720 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $855,231 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $839,312 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,147,553 |
Value of total assets at end of year | 2015-12-31 | $14,333,259 |
Value of total assets at beginning of year | 2015-12-31 | $13,863,770 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $15,919 |
Total interest from all sources | 2015-12-31 | $132,544 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $6,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $740,466 |
Participant contributions at end of year | 2015-12-31 | $209,772 |
Participant contributions at beginning of year | 2015-12-31 | $153,811 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $83,030 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $469,489 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $14,333,259 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $13,863,770 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $10,348,712 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $10,113,717 |
Interest on participant loans | 2015-12-31 | $5,219 |
Interest earned on other investments | 2015-12-31 | $127,325 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $3,774,775 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $3,596,242 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $44,623 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $324,057 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $839,312 |
Contract administrator fees | 2015-12-31 | $15,919 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | WARREN AVERETT, LLC |
Accountancy firm EIN | 2015-12-31 | 454084437 |
2014 : SMART FINANCIAL CREDIT UNION 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $1,978,385 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $774,298 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $739,320 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,032,725 |
Value of total assets at end of year | 2014-12-31 | $13,863,770 |
Value of total assets at beginning of year | 2014-12-31 | $12,659,683 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $34,978 |
Total interest from all sources | 2014-12-31 | $122,174 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $6,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $661,231 |
Participant contributions at end of year | 2014-12-31 | $153,811 |
Participant contributions at beginning of year | 2014-12-31 | $140,676 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $71,003 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,204,087 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $13,863,770 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $12,659,683 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $10,113,717 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $9,273,678 |
Interest on participant loans | 2014-12-31 | $4,762 |
Interest earned on other investments | 2014-12-31 | $117,412 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $3,596,242 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $3,245,329 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $823,486 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $300,491 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $739,320 |
Contract administrator fees | 2014-12-31 | $34,978 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | HUTTO & CARVER |
Accountancy firm EIN | 2014-12-31 | 593262654 |
2013 : SMART FINANCIAL CREDIT UNION 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $2,717,218 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $527,275 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $514,912 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $970,458 |
Value of total assets at end of year | 2013-12-31 | $12,659,683 |
Value of total assets at beginning of year | 2013-12-31 | $10,469,740 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $12,363 |
Total interest from all sources | 2013-12-31 | $-209,158 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $565,097 |
Participant contributions at end of year | 2013-12-31 | $140,676 |
Participant contributions at beginning of year | 2013-12-31 | $147,497 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $131,435 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $2,189,943 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $12,659,683 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $10,469,740 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $9,273,678 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $7,048,066 |
Interest on participant loans | 2013-12-31 | $4,054 |
Interest earned on other investments | 2013-12-31 | $-213,212 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $3,245,329 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $3,274,177 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $1,955,918 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $273,926 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $514,912 |
Contract administrator fees | 2013-12-31 | $12,363 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | HUTTO & CARVER |
Accountancy firm EIN | 2013-12-31 | 593262654 |
2012 : SMART FINANCIAL CREDIT UNION 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $2,050,888 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $405,531 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $394,431 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $867,480 |
Value of total assets at end of year | 2012-12-31 | $10,469,740 |
Value of total assets at beginning of year | 2012-12-31 | $8,824,383 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $11,100 |
Total interest from all sources | 2012-12-31 | $301,844 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $577,119 |
Participant contributions at end of year | 2012-12-31 | $147,497 |
Participant contributions at beginning of year | 2012-12-31 | $137,006 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $23,249 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,645,357 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $10,469,740 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $8,824,383 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $7,048,066 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $5,718,120 |
Interest on participant loans | 2012-12-31 | $4,853 |
Interest earned on other investments | 2012-12-31 | $296,991 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $3,274,177 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $2,969,257 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $881,564 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $267,112 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $394,431 |
Contract administrator fees | 2012-12-31 | $11,100 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | HUTTO & CARVER P.A. |
Accountancy firm EIN | 2012-12-31 | 593262654 |
2011 : SMART FINANCIAL CREDIT UNION 401(K) PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $855,758 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $569,264 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $558,799 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $745,645 |
Value of total assets at end of year | 2011-12-31 | $8,824,383 |
Value of total assets at beginning of year | 2011-12-31 | $8,537,889 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $10,465 |
Total interest from all sources | 2011-12-31 | $153,998 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $510,990 |
Participant contributions at end of year | 2011-12-31 | $137,006 |
Participant contributions at beginning of year | 2011-12-31 | $80,338 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $286,494 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $8,824,383 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $8,537,889 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $5,718,120 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $5,711,421 |
Interest on participant loans | 2011-12-31 | $3,584 |
Interest earned on other investments | 2011-12-31 | $150,414 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $2,969,257 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $2,746,130 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-43,885 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $234,655 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $558,799 |
Contract administrator fees | 2011-12-31 | $10,465 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | HUTTO & CARVER P.A. |
Accountancy firm EIN | 2011-12-31 | 593262654 |
2010 : SMART FINANCIAL CREDIT UNION 401(K) PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $1,744,633 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $1,084,368 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,074,463 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $756,732 |
Value of total assets at end of year | 2010-12-31 | $8,537,889 |
Value of total assets at beginning of year | 2010-12-31 | $7,877,624 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $9,905 |
Total interest from all sources | 2010-12-31 | $162,311 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $522,287 |
Participant contributions at end of year | 2010-12-31 | $80,338 |
Participant contributions at beginning of year | 2010-12-31 | $120,230 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $5,807 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $660,265 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $8,537,889 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $7,877,624 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $5,711,421 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $5,626,447 |
Interest on participant loans | 2010-12-31 | $4,559 |
Interest earned on other investments | 2010-12-31 | $157,752 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $2,746,130 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $2,130,947 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $825,590 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $228,638 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,074,463 |
Contract administrator fees | 2010-12-31 | $9,905 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | HUTTO & CARVER P.C. |
Accountancy firm EIN | 2010-12-31 | 593262654 |
2009 : SMART FINANCIAL CREDIT UNION 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |