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SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 401k Plan overview

Plan NameSOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN
Plan identification number 003

SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

SOUTHWEST RESEARCH INSTITUTE has sponsored the creation of one or more 401k plans.

Company Name:SOUTHWEST RESEARCH INSTITUTE
Employer identification number (EIN):741070544
NAIC Classification:541700

Additional information about SOUTHWEST RESEARCH INSTITUTE

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1966-10-13
Company Identification Number: 0022861301
Legal Registered Office Address: 6220 CULEBRA RD

SAN ANTONIO
United States of America (USA)
78238

More information about SOUTHWEST RESEARCH INSTITUTE

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01BETH ANN RAFFERTY BETH ANN RAFFERTY2019-06-17
0032017-01-01BETH ANN RAFFERTY BETH ANN RAFFERTY2018-07-03
0032016-01-01BETH ANN RAFFERTY BETH ANN RAFFERTY2017-09-25
0032015-01-01BETH ANN RAFFERTY BETH ANN RAFFERTY2016-07-26
0032014-01-01BETH ANN RAFFERTY BETH ANN RAFFERTY2015-06-19
0032013-01-01BETH ANN RAFFERTY BETH ANN RAFFERTY2014-07-30
0032012-01-01BETH ANN RAFFERTY BETH ANN RAFFERTY2013-07-29
0032011-01-01BETH ANN RAFFERTY BETH ANN RAFFERTY2012-07-25
0032009-01-01JOHN F. SPRENCEL JOHN F. SPRENCEL2010-08-12

Plan Statistics for SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN

401k plan membership statisitcs for SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN

Measure Date Value
2022: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-015,836
Total number of active participants reported on line 7a of the Form 55002022-01-012,831
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-012,914
Total of all active and inactive participants2022-01-015,745
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01123
Total participants2022-01-015,868
Number of participants with account balances2022-01-015,868
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01146
2021: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-015,755
Total number of active participants reported on line 7a of the Form 55002021-01-012,825
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-012,992
Total of all active and inactive participants2021-01-015,817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01102
Total participants2021-01-015,919
Number of participants with account balances2021-01-015,836
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01152
2020: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-015,710
Total number of active participants reported on line 7a of the Form 55002020-01-012,822
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-012,962
Total of all active and inactive participants2020-01-015,784
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0113
Total participants2020-01-015,797
Number of participants with account balances2020-01-015,794
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0115
2019: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-015,546
Total number of active participants reported on line 7a of the Form 55002019-01-012,741
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-012,957
Total of all active and inactive participants2019-01-015,698
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0111
Total participants2019-01-015,709
Number of participants with account balances2019-01-015,707
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0167
2018: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-015,555
Total number of active participants reported on line 7a of the Form 55002018-01-012,582
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-012,953
Total of all active and inactive participants2018-01-015,535
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0111
Total participants2018-01-015,546
Number of participants with account balances2018-01-015,543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0126
2017: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-015,547
Total number of active participants reported on line 7a of the Form 55002017-01-012,526
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-013,023
Total of all active and inactive participants2017-01-015,549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-018
Total participants2017-01-015,557
Number of participants with account balances2017-01-015,553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0146
2016: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-015,533
Total number of active participants reported on line 7a of the Form 55002016-01-012,626
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-012,917
Total of all active and inactive participants2016-01-015,543
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-015
Total participants2016-01-015,548
Number of participants with account balances2016-01-015,545
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0140
2015: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-015,567
Total number of active participants reported on line 7a of the Form 55002015-01-012,700
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-012,830
Total of all active and inactive participants2015-01-015,530
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-015,535
Number of participants with account balances2015-01-015,530
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0119
2014: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015,581
Total number of active participants reported on line 7a of the Form 55002014-01-012,737
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-012,813
Total of all active and inactive participants2014-01-015,550
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0118
Total participants2014-01-015,568
Number of participants with account balances2014-01-015,559
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0129
2013: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015,565
Total number of active participants reported on line 7a of the Form 55002013-01-012,815
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-012,764
Total of all active and inactive participants2013-01-015,579
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0115
Total participants2013-01-015,594
Number of participants with account balances2013-01-015,571
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0145
2012: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015,504
Total number of active participants reported on line 7a of the Form 55002012-01-012,996
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-012,556
Total of all active and inactive participants2012-01-015,552
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0113
Total participants2012-01-015,565
Number of participants with account balances2012-01-015,540
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0150
2011: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015,519
Total number of active participants reported on line 7a of the Form 55002011-01-013,029
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-012,462
Total of all active and inactive participants2011-01-015,491
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0113
Total participants2011-01-015,504
Number of participants with account balances2011-01-015,485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0191
2009: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015,991
Total number of active participants reported on line 7a of the Form 55002009-01-013,216
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012,299
Total of all active and inactive participants2009-01-015,515
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-017
Total participants2009-01-015,522
Number of participants with account balances2009-01-015,478
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0141

Financial Data on SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN

Measure Date Value
2022 : SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-134,335,947
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$59,855,352
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$59,851,686
Expenses. Certain deemed distributions of participant loans2022-12-31$2,749
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$46,472,059
Value of total assets at end of year2022-12-31$1,372,219,413
Value of total assets at beginning of year2022-12-31$1,566,410,712
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$917
Total interest from all sources2022-12-31$15,625,264
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$27,428,267
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$27,428,267
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$21,506,463
Participant contributions at end of year2022-12-31$1,328,939
Participant contributions at beginning of year2022-12-31$86,377
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,757,407
Other income not declared elsewhere2022-12-31$619,383
Administrative expenses (other) incurred2022-12-31$917
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-194,191,299
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,372,219,413
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,566,410,712
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$909,684,674
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,115,574,635
Value of interest in pooled separate accounts at end of year2022-12-31$71,072,314
Value of interest in pooled separate accounts at beginning of year2022-12-31$66,623,156
Interest on participant loans2022-12-31$38,704
Interest earned on other investments2022-12-31$15,586,560
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$390,133,486
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$384,126,544
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$10,172,968
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-230,003,860
Net investment gain/loss from pooled separate accounts2022-12-31$5,522,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$23,208,189
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$49,678,718
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31RSM US LLP
Accountancy firm EIN2022-12-31420714325
2021 : SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$228,006,692
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$57,706,151
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$57,705,447
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$42,861,292
Value of total assets at end of year2021-12-31$1,566,410,712
Value of total assets at beginning of year2021-12-31$1,396,110,171
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$704
Total interest from all sources2021-12-31$13,141,998
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$44,097,322
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$44,097,322
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$19,986,954
Participant contributions at end of year2021-12-31$86,377
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,492,355
Other income not declared elsewhere2021-12-31$610,272
Administrative expenses (other) incurred2021-12-31$704
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$170,300,541
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,566,410,712
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,396,110,171
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,115,574,635
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$962,210,522
Value of interest in pooled separate accounts at end of year2021-12-31$66,623,156
Value of interest in pooled separate accounts at beginning of year2021-12-31$55,127,608
Interest on participant loans2021-12-31$18
Interest earned on other investments2021-12-31$13,141,980
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$384,126,544
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$378,772,041
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$6,960,939
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$117,308,538
Net investment gain/loss from pooled separate accounts2021-12-31$9,987,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$21,381,983
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$50,744,508
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31RSM US LLP
Accountancy firm EIN2021-12-31420714325
2020 : SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$193,524,397
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$66,880,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$66,880,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$40,734,935
Value of total assets at end of year2020-12-31$1,396,110,171
Value of total assets at beginning of year2020-12-31$1,269,466,036
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$0
Total interest from all sources2020-12-31$14,595,820
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$17,568,155
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$17,568,155
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$18,632,212
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$834,175
Other income not declared elsewhere2020-12-31$542,389
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$126,644,135
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,396,110,171
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,269,466,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$962,210,522
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$835,775,936
Value of interest in pooled separate accounts at end of year2020-12-31$55,127,608
Value of interest in pooled separate accounts at beginning of year2020-12-31$57,981,772
Interest earned on other investments2020-12-31$14,595,820
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$378,772,041
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$375,708,328
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$18,214,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$120,574,133
Net investment gain/loss from pooled separate accounts2020-12-31$-491,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$21,268,548
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$48,665,683
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM US LLP
Accountancy firm EIN2020-12-31420714325
2019 : SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$224,214,747
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$67,944,338
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$67,944,049
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$38,711,838
Value of total assets at end of year2019-12-31$1,269,466,036
Value of total assets at beginning of year2019-12-31$1,113,195,627
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$289
Total interest from all sources2019-12-31$14,822,286
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$19,563,067
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$19,563,067
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$17,060,476
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,882,150
Other income not declared elsewhere2019-12-31$377,069
Administrative expenses (other) incurred2019-12-31$289
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$156,270,409
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,269,466,036
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,113,195,627
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$835,775,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$677,430,629
Value of interest in pooled separate accounts at end of year2019-12-31$57,981,772
Value of interest in pooled separate accounts at beginning of year2019-12-31$54,071,512
Interest earned on other investments2019-12-31$14,822,286
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$375,708,328
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$381,693,486
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$19,284,745
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$147,735,515
Net investment gain/loss from pooled separate accounts2019-12-31$3,004,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$19,769,212
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$48,659,304
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
2018 : SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-4,391,378
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$69,808,470
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$69,808,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$36,079,792
Value of total assets at end of year2018-12-31$1,113,195,627
Value of total assets at beginning of year2018-12-31$1,187,395,475
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$15,529,359
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$24,025,013
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$24,025,013
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$15,794,065
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,576,838
Other income not declared elsewhere2018-12-31$634,411
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-74,199,848
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,113,195,627
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,187,395,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$677,430,629
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$751,494,003
Value of interest in pooled separate accounts at end of year2018-12-31$54,071,512
Value of interest in pooled separate accounts at beginning of year2018-12-31$50,808,246
Interest earned on other investments2018-12-31$15,529,359
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$381,693,486
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$385,093,226
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$20,570,736
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-83,083,988
Net investment gain/loss from pooled separate accounts2018-12-31$2,424,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$18,708,889
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$49,237,734
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$176,145,667
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$53,564,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$53,564,948
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$33,548,221
Value of total assets at end of year2017-12-31$1,187,395,475
Value of total assets at beginning of year2017-12-31$1,064,814,756
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$15,229,543
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$17,150,799
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$17,150,799
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$15,371,798
Other income not declared elsewhere2017-12-31$485,173
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$122,580,719
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,187,395,475
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,064,814,756
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$751,494,003
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$634,167,950
Value of interest in pooled separate accounts at end of year2017-12-31$50,808,246
Value of interest in pooled separate accounts at beginning of year2017-12-31$49,974,860
Interest earned on other investments2017-12-31$15,229,543
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$385,093,226
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$380,671,946
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$14,033,578
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$107,565,785
Net investment gain/loss from pooled separate accounts2017-12-31$2,166,146
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$18,176,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$39,531,370
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$99,209,036
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$46,097,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$46,097,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$33,382,855
Value of total assets at end of year2016-12-31$1,064,814,756
Value of total assets at beginning of year2016-12-31$1,011,703,693
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$16,163,332
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$10,406,943
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$10,406,943
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$14,889,152
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$587,267
Other income not declared elsewhere2016-12-31$474,267
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$53,111,063
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,064,814,756
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,011,703,693
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$634,167,950
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$592,725,307
Value of interest in pooled separate accounts at end of year2016-12-31$49,974,860
Value of interest in pooled separate accounts at beginning of year2016-12-31$45,891,049
Interest earned on other investments2016-12-31$16,163,332
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$380,671,946
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$371,837,494
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$9,534,331
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$36,327,285
Net investment gain/loss from pooled separate accounts2016-12-31$2,454,354
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$18,493,703
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$662,576
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$36,563,642
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31420714325
2015 : SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$51,946,303
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$46,451,485
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$46,450,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$34,153,676
Value of total assets at end of year2015-12-31$1,011,703,693
Value of total assets at beginning of year2015-12-31$1,006,208,875
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$876
Total interest from all sources2015-12-31$15,012,443
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$14,453,740
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$14,453,740
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$15,602,533
Participant contributions at end of year2015-12-31$587,267
Participant contributions at beginning of year2015-12-31$476,252
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$5,530
Other income not declared elsewhere2015-12-31$448,984
Administrative expenses (other) incurred2015-12-31$876
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$5,494,818
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,011,703,693
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,006,208,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$592,725,307
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$602,575,000
Value of interest in pooled separate accounts at end of year2015-12-31$45,891,049
Value of interest in pooled separate accounts at beginning of year2015-12-31$39,630,556
Interest earned on other investments2015-12-31$15,012,443
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$371,837,494
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$362,949,436
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$6,902,171
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-15,450,698
Net investment gain/loss from pooled separate accounts2015-12-31$3,328,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$18,545,613
Employer contributions (assets) at end of year2015-12-31$662,576
Employer contributions (assets) at beginning of year2015-12-31$577,631
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$39,548,438
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PADGETT, STRATEMANN & COMPANY LLP
Accountancy firm EIN2015-12-31741650885
2014 : SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$92,687,723
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$56,595,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$56,593,937
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$33,797,717
Value of total assets at end of year2014-12-31$1,006,208,875
Value of total assets at beginning of year2014-12-31$970,116,988
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,899
Total interest from all sources2014-12-31$15,149,278
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$13,258,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$13,258,601
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$15,276,962
Participant contributions at end of year2014-12-31$476,252
Participant contributions at beginning of year2014-12-31$429,685
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$12,345
Other income not declared elsewhere2014-12-31$494,622
Administrative expenses (other) incurred2014-12-31$1,899
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$36,091,887
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,006,208,875
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$970,116,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$602,575,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$576,077,839
Value of interest in pooled separate accounts at end of year2014-12-31$39,630,556
Value of interest in pooled separate accounts at beginning of year2014-12-31$34,044,145
Interest earned on other investments2014-12-31$15,149,278
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$362,949,436
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$359,059,325
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$8,717,491
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$25,708,248
Net investment gain/loss from pooled separate accounts2014-12-31$4,279,257
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$18,508,410
Employer contributions (assets) at end of year2014-12-31$577,631
Employer contributions (assets) at beginning of year2014-12-31$505,994
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$47,876,446
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PADGETT, STRATEMANN & COMPANY LLP
Accountancy firm EIN2014-12-31741650885
2013 : SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$160,986,770
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$36,158,348
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$36,157,769
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$34,755,886
Value of total assets at end of year2013-12-31$970,116,988
Value of total assets at beginning of year2013-12-31$845,288,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$579
Total interest from all sources2013-12-31$14,362,521
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$11,025,633
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$11,025,633
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$15,752,686
Participant contributions at end of year2013-12-31$429,685
Participant contributions at beginning of year2013-12-31$365,316
Other income not declared elsewhere2013-12-31$513,960
Administrative expenses (other) incurred2013-12-31$579
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$124,828,422
Value of net assets at end of year (total assets less liabilities)2013-12-31$970,116,988
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$845,288,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$576,077,839
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$471,967,567
Value of interest in pooled separate accounts at end of year2013-12-31$34,044,145
Value of interest in pooled separate accounts at beginning of year2013-12-31$28,180,223
Interest earned on other investments2013-12-31$14,362,521
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$359,059,325
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$344,330,355
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$4,115,626
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$97,443,752
Net investment gain/loss from pooled separate accounts2013-12-31$2,885,018
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$19,003,200
Employer contributions (assets) at end of year2013-12-31$505,994
Employer contributions (assets) at beginning of year2013-12-31$445,105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$32,042,143
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PADGETT, STRATEMANN & COMPANY LLP
Accountancy firm EIN2013-12-31741650885
2012 : SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$113,970,375
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$41,333,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$41,333,820
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$35,290,285
Value of total assets at end of year2012-12-31$845,288,566
Value of total assets at beginning of year2012-12-31$772,652,011
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$13,578,921
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$4,223,204
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$4,223,204
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$15,952,160
Participant contributions at end of year2012-12-31$365,316
Participant contributions at beginning of year2012-12-31$288,756
Other income not declared elsewhere2012-12-31$898,305
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$72,636,555
Value of net assets at end of year (total assets less liabilities)2012-12-31$845,288,566
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$772,652,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$471,967,567
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$409,216,424
Value of interest in pooled separate accounts at end of year2012-12-31$28,180,223
Value of interest in pooled separate accounts at beginning of year2012-12-31$24,661,114
Interest earned on other investments2012-12-31$13,578,921
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$344,330,355
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$338,093,150
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$8,108,383
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$57,447,445
Net investment gain/loss from pooled separate accounts2012-12-31$2,532,215
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$19,338,125
Employer contributions (assets) at end of year2012-12-31$445,105
Employer contributions (assets) at beginning of year2012-12-31$392,567
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$33,225,437
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PADGETT, STRATEMANN & COMPANY LLP
Accountancy firm EIN2012-12-31741650885
2011 : SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$38,083,057
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$28,313,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$28,313,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$33,428,541
Value of total assets at end of year2011-12-31$772,652,011
Value of total assets at beginning of year2011-12-31$762,882,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$13,189,706
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,421,991
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,421,991
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$14,644,177
Participant contributions at end of year2011-12-31$288,756
Participant contributions at beginning of year2011-12-31$581,665
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$9,769,784
Value of net assets at end of year (total assets less liabilities)2011-12-31$772,652,011
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$762,882,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$409,216,424
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$420,750,835
Value of interest in pooled separate accounts at end of year2011-12-31$24,661,114
Value of interest in pooled separate accounts at beginning of year2011-12-31$18,863,058
Interest earned on other investments2011-12-31$13,189,706
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$338,093,150
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$321,964,094
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$6,222,623
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-13,634,946
Net investment gain/loss from pooled separate accounts2011-12-31$2,677,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$18,784,364
Employer contributions (assets) at end of year2011-12-31$392,567
Employer contributions (assets) at beginning of year2011-12-31$722,575
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$22,090,650
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PADGETT, STRATEMANN & COMPANY LLP
Accountancy firm EIN2011-12-31741650885
2010 : SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$99,349,517
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$26,541,285
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$26,541,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$33,095,203
Value of total assets at end of year2010-12-31$762,882,227
Value of total assets at beginning of year2010-12-31$690,073,995
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$12,714,923
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$954,453
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$954,453
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$14,639,865
Participant contributions at end of year2010-12-31$581,665
Participant contributions at beginning of year2010-12-31$491,740
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$72,808,232
Value of net assets at end of year (total assets less liabilities)2010-12-31$762,882,227
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$690,073,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$420,750,835
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$364,431,331
Value of interest in pooled separate accounts at end of year2010-12-31$18,863,058
Value of interest in pooled separate accounts at beginning of year2010-12-31$14,033,949
Interest earned on other investments2010-12-31$12,714,923
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$321,964,094
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$310,460,233
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$50,521,426
Net investment gain/loss from pooled separate accounts2010-12-31$2,063,512
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$18,455,338
Employer contributions (assets) at end of year2010-12-31$722,575
Employer contributions (assets) at beginning of year2010-12-31$656,742
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$26,541,285
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PADGETT, STRATEMANN & COMPANY LLP
Accountancy firm EIN2010-12-31741650885
2009 : SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN

2022: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SOUTHWEST RESEARCH INSTITUTE RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101509
Policy instance 1
Insurance contract or identification number101509
Number of Individuals Covered4137
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101509
Policy instance 1
Insurance contract or identification number101509
Number of Individuals Covered4149
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101509
Policy instance 1
Insurance contract or identification number101509
Number of Individuals Covered4138
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101509
Policy instance 1
Insurance contract or identification number101509
Number of Individuals Covered4187
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101509
Policy instance 1
Insurance contract or identification number101509
Number of Individuals Covered4228
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101509
Policy instance 1
Insurance contract or identification number101509
Number of Individuals Covered4313
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101509
Policy instance 1
Insurance contract or identification number101509
Number of Individuals Covered4416
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101509
Policy instance 1
Insurance contract or identification number101509
Number of Individuals Covered4460
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101509
Policy instance 1
Insurance contract or identification number101509
Number of Individuals Covered4540
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101509
Policy instance 1
Insurance contract or identification number101509
Number of Individuals Covered5540
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101509
Policy instance 1
Insurance contract or identification number101509
Number of Individuals Covered5485
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101509
Policy instance 1
Insurance contract or identification number101509
Number of Individuals Covered5451
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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