401k Plan data: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT plan

OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 401k Plan overview

Plan Name	OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT
Plan identification number	002

OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

OUR LADY OF THE LAKE UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: OUR LADY OF THE LAKE UNIVERSITY

Employer identification number (EIN): 741109631

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 DIANA RAMOS
002 2013-01-01 DIANA RAMOS
002 2012-01-01 DIANA RAMOS
002 2011-01-01 DIANA RAMOS
002 2010-01-01 DIANA RAMOS
002 2009-01-01 DIANA RAMOS
002 2009-01-01 2011-07-19
002 2009-01-01 DIANA RAMOS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2014-01-01	DIANA RAMOS
002	2013-01-01	DIANA RAMOS
002	2012-01-01	DIANA RAMOS
002	2011-01-01	DIANA RAMOS
002	2010-01-01	DIANA RAMOS
002	2009-01-01	DIANA RAMOS
002	2009-01-01		2011-07-19
002	2009-01-01	DIANA RAMOS

Plan Statistics for OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT

401k plan membership statisitcs for OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT

Measure Date Value
2014: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2014 401k membership
Total participants, beginning-of-year 2014-01-01 120
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2013 401k membership
Total participants, beginning-of-year 2013-01-01 149
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 107
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 13
Total of all active and inactive participants 2013-01-01 120
Total participants 2013-01-01 120
Number of participants with account balances 2013-01-01 94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2012 401k membership
Total participants, beginning-of-year 2012-01-01 151
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 139
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 10
Total of all active and inactive participants 2012-01-01 149
Total participants 2012-01-01 149
Number of participants with account balances 2012-01-01 96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2011 401k membership
Total participants, beginning-of-year 2011-01-01 156
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 147
Number of other retired or separated participants entitled to future benefits 2011-01-01 4
Total of all active and inactive participants 2011-01-01 151
Total participants 2011-01-01 151
Number of participants with account balances 2011-01-01 98
2010: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2010 401k membership
Total participants, beginning-of-year 2010-01-01 161
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 154
Number of other retired or separated participants entitled to future benefits 2010-01-01 2
Total of all active and inactive participants 2010-01-01 156
Total participants 2010-01-01 156
Number of participants with account balances 2010-01-01 102
2009: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2009 401k membership
Total participants, beginning-of-year 2009-01-01 161
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 158
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 2
Total of all active and inactive participants 2009-01-01 160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 160
Number of participants with account balances 2009-01-01 108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2014 401k membership
Total participants, beginning-of-year	2014-01-01	120
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2013 401k membership
Total participants, beginning-of-year	2013-01-01	149
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	107
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	13
Total of all active and inactive participants	2013-01-01	120
Total participants	2013-01-01	120
Number of participants with account balances	2013-01-01	94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2012 401k membership
Total participants, beginning-of-year	2012-01-01	151
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	139
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	10
Total of all active and inactive participants	2012-01-01	149
Total participants	2012-01-01	149
Number of participants with account balances	2012-01-01	96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2011 401k membership
Total participants, beginning-of-year	2011-01-01	156
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	147
Number of other retired or separated participants entitled to future benefits	2011-01-01	4
Total of all active and inactive participants	2011-01-01	151
Total participants	2011-01-01	151
Number of participants with account balances	2011-01-01	98
2010: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2010 401k membership
Total participants, beginning-of-year	2010-01-01	161
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	154
Number of other retired or separated participants entitled to future benefits	2010-01-01	2
Total of all active and inactive participants	2010-01-01	156
Total participants	2010-01-01	156
Number of participants with account balances	2010-01-01	102
2009: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2009 401k membership
Total participants, beginning-of-year	2009-01-01	161
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	158
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	2
Total of all active and inactive participants	2009-01-01	160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	160
Number of participants with account balances	2009-01-01	108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT

Measure	Date	Value
2014 : OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-10-01	$0
Total transfer of assets to this plan	2014-10-01	$0
Total transfer of assets from this plan	2014-10-01	$2,202,112
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-10-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-10-01	$0
Total income from all sources (including contributions)	2014-10-01	$105,364
Total loss/gain on sale of assets	2014-10-01	$0
Total of all expenses incurred	2014-10-01	$57,758
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-10-01	$57,758
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-10-01	$18,584
Value of total assets at end of year	2014-10-01	$0
Value of total assets at beginning of year	2014-10-01	$2,154,506
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-10-01	$0
Total interest from all sources	2014-10-01	$3,114
Total dividends received (eg from common stock, registered investment company shares)	2014-10-01	$0
Was this plan covered by a fidelity bond	2014-10-01	Yes
Value of fidelity bond cover	2014-10-01	$500,000
If this is an individual account plan, was there a blackout period	2014-10-01	No
Were there any nonexempt tranactions with any party-in-interest	2014-10-01	No
Contributions received from participants	2014-10-01	$18,584
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-10-01	No
Value of net income/loss	2014-10-01	$47,606
Value of net assets at end of year (total assets less liabilities)	2014-10-01	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-10-01	$2,154,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-10-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-10-01	No
Were any leases to which the plan was party in default or uncollectible	2014-10-01	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-10-01	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-10-01	$1,453,529
Value of interest in pooled separate accounts at end of year	2014-10-01	$0
Value of interest in pooled separate accounts at beginning of year	2014-10-01	$34,770
Interest earned on other investments	2014-10-01	$3,114
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-10-01	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-10-01	$666,207
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-10-01	$80,753
Net investment gain/loss from pooled separate accounts	2014-10-01	$2,913
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-10-01	No
Was there a failure to transmit to the plan any participant contributions	2014-10-01	No
Has the plan failed to provide any benefit when due under the plan	2014-10-01	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-10-01	$57,758
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-10-01	No
Did the plan have assets held for investment	2014-10-01	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-10-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-10-01	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-10-01	Yes
Opinion of an independent qualified public accountant for this plan	2014-10-01	Disclaimer
Accountancy firm name	2014-10-01	BKD LLP
Accountancy firm EIN	2014-10-01	440160260
2013 : OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$329,615
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$183,932
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$183,932
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$23,027
Value of total assets at end of year	2013-12-31	$2,154,506
Value of total assets at beginning of year	2013-12-31	$2,008,823
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$17,677
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$23,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$145,683
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,154,506
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,008,823
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,453,529
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,308,920
Value of interest in pooled separate accounts at end of year	2013-12-31	$34,770
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$30,550
Interest earned on other investments	2013-12-31	$17,677
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$666,207
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$669,353
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$285,914
Net investment gain/loss from pooled separate accounts	2013-12-31	$2,997
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$183,932
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BKD LLP
Accountancy firm EIN	2013-12-31	440160260
2012 : OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2012 401k financial data
Total transfer of assets to this plan	2012-12-31	$15,323
Total income from all sources (including contributions)	2012-12-31	$257,341
Total of all expenses incurred	2012-12-31	$50,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$50,970
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$67,420
Value of total assets at end of year	2012-12-31	$2,008,823
Value of total assets at beginning of year	2012-12-31	$1,787,129
Total interest from all sources	2012-12-31	$22,389
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$19,326
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$16,096
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$48,094
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$206,371
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,008,823
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,787,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,308,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,122,979
Value of interest in pooled separate accounts at end of year	2012-12-31	$30,550
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$26,786
Interest earned on other investments	2012-12-31	$22,389
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$653,257
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$637,364
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$5,825
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$164,806
Net investment gain/loss from pooled separate accounts	2012-12-31	$2,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$45,145
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BKD LLP
Accountancy firm EIN	2012-12-31	440160260
2011 : OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$29,868
Total of all expenses incurred	2011-12-31	$83,196
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$83,196
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$25,871
Value of total assets at end of year	2011-12-31	$1,787,129
Value of total assets at beginning of year	2011-12-31	$1,840,458
Total interest from all sources	2011-12-31	$20,846
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$250,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$25,871
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-53,328
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,787,129
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,840,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,122,979
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,116,243
Value of interest in pooled separate accounts at end of year	2011-12-31	$26,786
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$39,143
Interest earned on other investments	2011-12-31	$20,846
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$637,364
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$685,072
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-19,960
Net investment gain/loss from pooled separate accounts	2011-12-31	$3,111
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$83,196
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BKL, LLP
Accountancy firm EIN	2011-12-31	440160260
2010 : OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$195,596
Total of all expenses incurred	2010-12-31	$19,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$19,951
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$38,739
Value of total assets at end of year	2010-12-31	$1,840,458
Value of total assets at beginning of year	2010-12-31	$1,664,813
Total interest from all sources	2010-12-31	$20,683
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$250,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$38,739
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$2,333
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$175,645
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,840,458
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,664,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,116,243
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$0
Value of interest in pooled separate accounts at end of year	2010-12-31	$39,143
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$25,685
Interest earned on other investments	2010-12-31	$20,683
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$22,410
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$22,410
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$685,072
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$637,922
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$131,854
Net investment gain/loss from pooled separate accounts	2010-12-31	$4,320
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$19,951
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$132,887
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$843,576
Did the plan have assets held for investment	2010-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BKD,LLP
Accountancy firm EIN	2010-12-31	440160260

Form 5500 Responses for OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT

2014: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2010: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2009: OUR LADY OF THE LAKE UNIVERSITY SUPPLEMENTAL DEFINED CONTRIBUTION RETIREMENT 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	OUR LADY OF THE LAKE UNIVERSITY
Employer identification number (EIN):	741109631
NAIC Classification:	611000