LOCKE LORD, LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan EDWARDS WILDMAN 401(K) SAVINGS PLAN
Measure | Date | Value |
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2017 : EDWARDS WILDMAN 401(K) SAVINGS PLAN 2017 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2017-03-31 | $46,809 |
Total unrealized appreciation/depreciation of assets | 2017-03-31 | $46,809 |
Total transfer of assets from this plan | 2017-03-31 | $57,305,840 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-03-31 | $0 |
Total income from all sources (including contributions) | 2017-03-31 | $3,351,183 |
Total loss/gain on sale of assets | 2017-03-31 | $3,597,594 |
Total of all expenses incurred | 2017-03-31 | $1,023,087 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-03-31 | $1,022,966 |
Expenses. Certain deemed distributions of participant loans | 2017-03-31 | $0 |
Value of total corrective distributions | 2017-03-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-03-31 | $841,362 |
Value of total assets at end of year | 2017-03-31 | $0 |
Value of total assets at beginning of year | 2017-03-31 | $54,977,744 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-03-31 | $121 |
Total interest from all sources | 2017-03-31 | $600 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-03-31 | $39,102 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-03-31 | $39,102 |
Administrative expenses professional fees incurred | 2017-03-31 | $0 |
Was this plan covered by a fidelity bond | 2017-03-31 | Yes |
Value of fidelity bond cover | 2017-03-31 | $1,500,000 |
If this is an individual account plan, was there a blackout period | 2017-03-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-03-31 | No |
Contributions received from participants | 2017-03-31 | $293,312 |
Participant contributions at end of year | 2017-03-31 | $0 |
Participant contributions at beginning of year | 2017-03-31 | $93,032 |
Assets. Other investments not covered elsewhere at end of year | 2017-03-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-03-31 | $1,723,407 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-03-31 | $548,050 |
Other income not declared elsewhere | 2017-03-31 | $-12,512 |
Administrative expenses (other) incurred | 2017-03-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-03-31 | No |
Value of net income/loss | 2017-03-31 | $2,328,096 |
Value of net assets at end of year (total assets less liabilities) | 2017-03-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-03-31 | $54,977,744 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-03-31 | No |
Investment advisory and management fees | 2017-03-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-03-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-03-31 | $49,228,501 |
Value of interest in pooled separate accounts at end of year | 2017-03-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2017-03-31 | $0 |
Interest on participant loans | 2017-03-31 | $600 |
Interest earned on other investments | 2017-03-31 | $0 |
Value of interest in common/collective trusts at end of year | 2017-03-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2017-03-31 | $3,932,804 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-03-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-03-31 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2017-03-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-03-31 | $-1,123,230 |
Net investment gain/loss from pooled separate accounts | 2017-03-31 | $0 |
Net investment gain or loss from common/collective trusts | 2017-03-31 | $-38,542 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-03-31 | No |
Assets. Invements in employer securities at end of year | 2017-03-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2017-03-31 | $0 |
Contributions received in cash from employer | 2017-03-31 | $0 |
Income. Dividends from common stock | 2017-03-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-03-31 | $1,022,966 |
Contract administrator fees | 2017-03-31 | $121 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-03-31 | Yes |
Did the plan have assets held for investment | 2017-03-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-03-31 | Yes |
Aggregate proceeds on sale of assets | 2017-03-31 | $26,768,881 |
Aggregate carrying amount (costs) on sale of assets | 2017-03-31 | $23,171,287 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-03-31 | Disclaimer |
Accountancy firm name | 2017-03-31 | WHITLEY PENN LLP |
Accountancy firm EIN | 2017-03-31 | 752392478 |
2016 : EDWARDS WILDMAN 401(K) SAVINGS PLAN 2016 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $12,307 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $12,307 |
Total transfer of assets to this plan | 2016-12-31 | $1,874,949 |
Total transfer of assets from this plan | 2016-12-31 | $371,456 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $5,646,026 |
Total loss/gain on sale of assets | 2016-12-31 | $452,741 |
Total of all expenses incurred | 2016-12-31 | $4,736,422 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $4,735,892 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $0 |
Value of total corrective distributions | 2016-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,469,996 |
Value of total assets at end of year | 2016-12-31 | $54,977,744 |
Value of total assets at beginning of year | 2016-12-31 | $52,564,647 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $530 |
Total interest from all sources | 2016-12-31 | $4,827 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $1,680,834 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,680,834 |
Administrative expenses professional fees incurred | 2016-12-31 | $0 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,456,075 |
Participant contributions at end of year | 2016-12-31 | $93,032 |
Participant contributions at beginning of year | 2016-12-31 | $166,690 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $1,723,407 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $1,475,157 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $13,921 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $15,411 |
Other income not declared elsewhere | 2016-12-31 | $182,744 |
Administrative expenses (other) incurred | 2016-12-31 | $0 |
Total non interest bearing cash at end of year | 2016-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $-4,400 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $909,604 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $54,977,744 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $52,564,647 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $49,228,501 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $47,104,447 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $0 |
Interest on participant loans | 2016-12-31 | $4,827 |
Interest earned on other investments | 2016-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $3,932,804 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $3,801,259 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $6,083 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $6,083 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,808,239 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $34,338 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Assets. Invements in employer securities at end of year | 2016-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2016-12-31 | $0 |
Contributions received in cash from employer | 2016-12-31 | $0 |
Income. Dividends from common stock | 2016-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $4,735,892 |
Contract administrator fees | 2016-12-31 | $530 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Aggregate proceeds on sale of assets | 2016-12-31 | $7,752,629 |
Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $7,299,888 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | WHITLEY PENN LLP |
Accountancy firm EIN | 2016-12-31 | 752392478 |
2015 : EDWARDS WILDMAN 401(K) SAVINGS PLAN 2015 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $708 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $708 |
Total transfer of assets to this plan | 2015-12-31 | $21,772,102 |
Total transfer of assets from this plan | 2015-12-31 | $444,805 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,542,596 |
Total loss/gain on sale of assets | 2015-12-31 | $1,308,168 |
Total of all expenses incurred | 2015-12-31 | $8,175,120 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $8,173,499 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $0 |
Value of total corrective distributions | 2015-12-31 | $1,036 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,949,141 |
Value of total assets at end of year | 2015-12-31 | $52,564,647 |
Value of total assets at beginning of year | 2015-12-31 | $37,869,874 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $585 |
Total interest from all sources | 2015-12-31 | $5,909 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $2,527,993 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $2,527,993 |
Administrative expenses professional fees incurred | 2015-12-31 | $0 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,822,614 |
Participant contributions at end of year | 2015-12-31 | $166,690 |
Participant contributions at beginning of year | 2015-12-31 | $178,589 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $1,475,157 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $1,165,377 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $126,527 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $15,411 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $10,810 |
Other income not declared elsewhere | 2015-12-31 | $-24,135 |
Administrative expenses (other) incurred | 2015-12-31 | $0 |
Total non interest bearing cash at end of year | 2015-12-31 | $-4,400 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-6,632,524 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $52,564,647 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $37,869,874 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $47,104,447 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $34,350,604 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $0 |
Interest on participant loans | 2015-12-31 | $5,909 |
Interest earned on other investments | 2015-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $3,801,259 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $2,164,494 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $6,083 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-4,265,000 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $39,812 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Assets. Invements in employer securities at end of year | 2015-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2015-12-31 | $0 |
Income. Dividends from common stock | 2015-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $8,173,499 |
Contract administrator fees | 2015-12-31 | $585 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Aggregate proceeds on sale of assets | 2015-12-31 | $10,791,158 |
Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $9,482,990 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | MAYER HOFFMAN MCCANN PC |
Accountancy firm EIN | 2015-12-31 | 431947695 |