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THE SAFEGUARD SYSTEMS 401 (K) 401k Plan overview

Plan NameTHE SAFEGUARD SYSTEMS 401 (K)
Plan identification number 001

THE SAFEGUARD SYSTEMS 401 (K) Benefits

401k Plan TypeOther Pension Benefit
Plan Features/Benefits
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

THE SAFEGUARD SYSTEMS, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE SAFEGUARD SYSTEMS, INC.
Employer identification number (EIN):741772172
NAIC Classification:812990
NAIC Description:All Other Personal Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SAFEGUARD SYSTEMS 401 (K)

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-08-01GARLAND DIERINGER2023-09-19
0012021-08-01GARLAND DIERINGER2022-09-26
0012020-08-01GARLAND DIERINGER2021-12-07
0012019-08-01GARLAND DIERINGER2020-11-04
0012018-08-01GARLAND DIERINGER2019-11-12
0012017-08-01GARLAND DIERINGER2018-12-06
0012016-08-01GARLAND DIERINGER2018-10-25
0012015-08-01GARLAND DIERINGER2017-06-29 GARLAND DIERINGER2017-06-29
0012014-08-01GARLAND DIERINGER2017-07-27
0012013-08-01GARLAND DIERINGER2015-05-18
0012012-08-01GARLAND DIERINGER2015-05-18
0012011-08-01GARLAND DIERINGER
0012010-08-01GARLAND DIERINGER
0012009-08-01GARLAND DIERINGER
0012009-08-01GARLAND DIERINGER

Plan Statistics for THE SAFEGUARD SYSTEMS 401 (K)

401k plan membership statisitcs for THE SAFEGUARD SYSTEMS 401 (K)

Measure Date Value
2011: THE SAFEGUARD SYSTEMS 401 (K) 2011 401k membership
Total participants, beginning-of-year2011-08-0112
Total number of active participants reported on line 7a of the Form 55002011-08-0110
Number of other retired or separated participants entitled to future benefits2011-08-013
Total of all active and inactive participants2011-08-0113
Total participants2011-08-0113
Number of participants with account balances2011-08-0113
2010: THE SAFEGUARD SYSTEMS 401 (K) 2010 401k membership
Total participants, beginning-of-year2010-08-017
Total number of active participants reported on line 7a of the Form 55002010-08-019
Number of retired or separated participants receiving benefits2010-08-010
Number of other retired or separated participants entitled to future benefits2010-08-013
Total of all active and inactive participants2010-08-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-08-010
Total participants2010-08-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-08-010
2009: THE SAFEGUARD SYSTEMS 401 (K) 2009 401k membership
Total participants, beginning-of-year2009-08-017
Total number of active participants reported on line 7a of the Form 55002009-08-017
Total of all active and inactive participants2009-08-017
Total participants2009-08-017
Number of participants with account balances2009-08-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-08-011

Financial Data on THE SAFEGUARD SYSTEMS 401 (K)

Measure Date Value
2012 : THE SAFEGUARD SYSTEMS 401 (K) 2012 401k financial data
Total income from all sources2012-07-31$31,140
Expenses. Total of all expenses incurred2012-07-31$5,686
Total plan assets at end of year2012-07-31$357,934
Total plan assets at beginning of year2012-07-31$332,480
Total contributions received or receivable from participants2012-07-31$25,156
Expenses. Other expenses not covered elsewhere2012-07-31$5,506
Other income received2012-07-31$228
Net income (gross income less expenses)2012-07-31$25,454
Net plan assets at end of year (total assets less liabilities)2012-07-31$357,934
Net plan assets at beginning of year (total assets less liabilities)2012-07-31$332,480
Total contributions received or receivable from employer(s)2012-07-31$5,756
Expenses. Administrative service providers (salaries,fees and commissions)2012-07-31$180
2011 : THE SAFEGUARD SYSTEMS 401 (K) 2011 401k financial data
Total income from all sources2011-07-31$77,019
Expenses. Total of all expenses incurred2011-07-31$135
Total plan assets at end of year2011-07-31$332,480
Total plan assets at beginning of year2011-07-31$255,596
Total contributions received or receivable from participants2011-07-31$22,455
Other income received2011-07-31$49,612
Net income (gross income less expenses)2011-07-31$76,884
Net plan assets at end of year (total assets less liabilities)2011-07-31$332,480
Net plan assets at beginning of year (total assets less liabilities)2011-07-31$255,596
Total contributions received or receivable from employer(s)2011-07-31$4,952
Expenses. Administrative service providers (salaries,fees and commissions)2011-07-31$135

Form 5500 Responses for THE SAFEGUARD SYSTEMS 401 (K)

2011: THE SAFEGUARD SYSTEMS 401 (K) 2011 form 5500 responses
2011-08-01Type of plan entitySingle employer plan
2011-08-01Submission has been amendedNo
2011-08-01This submission is the final filingNo
2011-08-01This return/report is a short plan year return/report (less than 12 months)No
2011-08-01Plan is a collectively bargained planNo
2011-08-01Plan funding arrangement – InsuranceYes
2011-08-01Plan funding arrangement – TrustYes
2011-08-01Plan benefit arrangement – InsuranceYes
2011-08-01Plan benefit arrangement - TrustYes
2010: THE SAFEGUARD SYSTEMS 401 (K) 2010 form 5500 responses
2010-08-01Type of plan entitySingle employer plan
2010-08-01Submission has been amendedNo
2010-08-01This submission is the final filingNo
2010-08-01This return/report is a short plan year return/report (less than 12 months)No
2010-08-01Plan is a collectively bargained planNo
2010-08-01Plan funding arrangement – InsuranceYes
2010-08-01Plan funding arrangement – TrustYes
2010-08-01Plan benefit arrangement – InsuranceYes
2010-08-01Plan benefit arrangement - TrustYes
2009: THE SAFEGUARD SYSTEMS 401 (K) 2009 form 5500 responses
2009-08-01Type of plan entitySingle employer plan
2009-08-01Submission has been amendedNo
2009-08-01This submission is the final filingNo
2009-08-01This return/report is a short plan year return/report (less than 12 months)No
2009-08-01Plan is a collectively bargained planNo
2009-08-01Plan funding arrangement – InsuranceYes
2009-08-01Plan funding arrangement – TrustYes
2009-08-01Plan benefit arrangement – InsuranceYes
2009-08-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHB780
Policy instance 1
Insurance contract or identification numberPHB780
Number of Individuals Covered13
Insurance policy start date2011-08-01
Insurance policy end date2012-07-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHB780
Policy instance 1
Insurance contract or identification numberPHB780
Number of Individuals Covered13
Insurance policy start date2010-08-01
Insurance policy end date2011-07-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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