401k Plan data: ROBERT HATAWAY PROFIT SHARING PLAN plan

ROBERT HATAWAY PROFIT SHARING PLAN 401k Plan overview

Plan Name	ROBERT HATAWAY PROFIT SHARING PLAN
Plan identification number	001

ROBERT HATAWAY PROFIT SHARING PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Target benefit plan Profit-sharing Plan covering Self-Employed individuals. Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

ROBERT E HATAWAY has sponsored the creation of one or more 401k plans.

Company Name: ROBERT E HATAWAY

Employer identification number (EIN): 741800384

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERT HATAWAY PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01
001 2019-01-01
001 2017-01-01 KELLI BARNETT
001 2016-01-01 KELLI BARNETT KELLI BARNETT 2017-06-23
001 2015-01-01 KELLI BARNETT KELLI BARNETT 2016-08-19
001 2014-01-01 CHRISTINA SPINELLA CHRISTINA SPINELLA 2015-09-03
001 2013-01-01 CHRISTINA SPINELLA
001 2012-01-01 CHRISTINA SPINELLA
001 2011-01-01 CHRISTINA SPINELLA
001 2010-01-01 ROBERT E HATAWAY 2011-10-10
001 2009-01-01 ROBERT E HATAWAY 2012-05-22

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01
001	2019-01-01
001	2017-01-01	KELLI BARNETT
001	2016-01-01	KELLI BARNETT		KELLI BARNETT	2017-06-23
001	2015-01-01	KELLI BARNETT		KELLI BARNETT	2016-08-19
001	2014-01-01	CHRISTINA SPINELLA		CHRISTINA SPINELLA	2015-09-03
001	2013-01-01	CHRISTINA SPINELLA
001	2012-01-01	CHRISTINA SPINELLA
001	2011-01-01	CHRISTINA SPINELLA
001	2010-01-01	ROBERT E HATAWAY	2011-10-10
001	2009-01-01	ROBERT E HATAWAY	2012-05-22

Plan Statistics for ROBERT HATAWAY PROFIT SHARING PLAN

401k plan membership statisitcs for ROBERT HATAWAY PROFIT SHARING PLAN

Measure Date Value
2019: ROBERT HATAWAY PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
2017: ROBERT HATAWAY PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Total participants 2017-01-01 0
2016: ROBERT HATAWAY PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1
Total of all active and inactive participants 2016-01-01 0
Total participants 2016-01-01 0
2015: ROBERT HATAWAY PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1
Total of all active and inactive participants 2015-01-01 0
Total participants 2015-01-01 0
2014: ROBERT HATAWAY PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 5
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 5
Number of participants with account balances 2014-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ROBERT HATAWAY PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 5
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 5
Number of participants with account balances 2013-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ROBERT HATAWAY PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 5
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 5
Number of participants with account balances 2012-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ROBERT HATAWAY PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 5
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 5
Number of participants with account balances 2011-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: ROBERT HATAWAY PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 5
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 5
Number of participants with account balances 2010-01-01 5
2009: ROBERT HATAWAY PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 5
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 5
Number of participants with account balances 2009-01-01 5

Measure	Date	Value
2019: ROBERT HATAWAY PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
2017: ROBERT HATAWAY PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Total participants	2017-01-01	0
2016: ROBERT HATAWAY PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1
Total of all active and inactive participants	2016-01-01	0
Total participants	2016-01-01	0
2015: ROBERT HATAWAY PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1
Total of all active and inactive participants	2015-01-01	0
Total participants	2015-01-01	0
2014: ROBERT HATAWAY PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	5
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	5
Number of participants with account balances	2014-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ROBERT HATAWAY PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	5
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	5
Number of participants with account balances	2013-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ROBERT HATAWAY PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	5
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	5
Number of participants with account balances	2012-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ROBERT HATAWAY PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	5
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	5
Number of participants with account balances	2011-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: ROBERT HATAWAY PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	5
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	5
Number of participants with account balances	2010-01-01	5
2009: ROBERT HATAWAY PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	5
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	5
Number of participants with account balances	2009-01-01	5

Financial Data on ROBERT HATAWAY PROFIT SHARING PLAN

Measure	Date	Value
2019 : ROBERT HATAWAY PROFIT SHARING PLAN 2019 401k financial data
Transfers to/from the plan	2019-12-31	$-42,784
Total income from all sources	2019-12-31	$3,781
Expenses. Total of all expenses incurred	2019-12-31	$0
Total plan assets at end of year	2019-12-31	$0
Total plan assets at beginning of year	2019-12-31	$39,003
Other income received	2019-12-31	$3,781
Net income (gross income less expenses)	2019-12-31	$3,781
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$39,003
2018 : ROBERT HATAWAY PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$-9,076
Expenses. Total of all expenses incurred	2018-12-31	$0
Total plan assets at end of year	2018-12-31	$39,003
Total plan assets at beginning of year	2018-12-31	$48,079
Other income received	2018-12-31	$-9,076
Net income (gross income less expenses)	2018-12-31	$-9,076
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$39,003
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$48,079
2017 : ROBERT HATAWAY PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$11,478
Expenses. Total of all expenses incurred	2017-12-31	$0
Total plan assets at end of year	2017-12-31	$48,079
Total plan assets at beginning of year	2017-12-31	$36,601
Other income received	2017-12-31	$11,478
Net income (gross income less expenses)	2017-12-31	$11,478
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$48,079
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$36,601
2016 : ROBERT HATAWAY PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$-3,458
Expenses. Total of all expenses incurred	2016-12-31	$0
Total plan assets at end of year	2016-12-31	$36,601
Total plan assets at beginning of year	2016-12-31	$40,059
Other income received	2016-12-31	$-3,458
Net income (gross income less expenses)	2016-12-31	$-3,458
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$36,601
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$40,059
2015 : ROBERT HATAWAY PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$-12,794
Expenses. Total of all expenses incurred	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$40,059
Total plan assets at beginning of year	2015-12-31	$52,853
Other income received	2015-12-31	$-12,794
Net income (gross income less expenses)	2015-12-31	$-12,794
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$40,059
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$52,853
2014 : ROBERT HATAWAY PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$-54,698
Expenses. Total of all expenses incurred	2014-12-31	$22
Total plan assets at end of year	2014-12-31	$52,853
Total plan assets at beginning of year	2014-12-31	$107,573
Expenses. Other expenses not covered elsewhere	2014-12-31	$22
Other income received	2014-12-31	$-54,698
Net income (gross income less expenses)	2014-12-31	$-54,720
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$52,853
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$107,573
2013 : ROBERT HATAWAY PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$53,311
Expenses. Total of all expenses incurred	2013-12-31	$71
Total plan assets at end of year	2013-12-31	$107,573
Total plan assets at beginning of year	2013-12-31	$54,333
Expenses. Other expenses not covered elsewhere	2013-12-31	$71
Other income received	2013-12-31	$53,311
Net income (gross income less expenses)	2013-12-31	$53,240
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$107,573
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$54,333
2012 : ROBERT HATAWAY PROFIT SHARING PLAN 2012 401k financial data
Total plan assets at end of year	2012-12-31	$54,333
Total plan assets at beginning of year	2012-12-31	$92,251
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$54,333
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$92,251
2011 : ROBERT HATAWAY PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$6,394
Total plan assets at end of year	2011-12-31	$92,251
Total plan assets at beginning of year	2011-12-31	$96,161
Other income received	2011-12-31	$6,394
Net income (gross income less expenses)	2011-12-31	$6,394
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$92,251
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$96,161
2010 : ROBERT HATAWAY PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$28,316
Total plan assets at end of year	2010-12-31	$96,161
Total plan assets at beginning of year	2010-12-31	$67,845
Total contributions received or receivable from participants	2010-12-31	$2,500
Other income received	2010-12-31	$3,316
Net income (gross income less expenses)	2010-12-31	$28,316
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$96,161
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$67,845
Total contributions received or receivable from employer(s)	2010-12-31	$22,500

Form 5500 Responses for ROBERT HATAWAY PROFIT SHARING PLAN

2019: ROBERT HATAWAY PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2017: ROBERT HATAWAY PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	First time form 5500 has been submitted	Yes
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ROBERT HATAWAY PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	First time form 5500 has been submitted	Yes
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ROBERT HATAWAY PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	First time form 5500 has been submitted	Yes
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROBERT HATAWAY PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	First time form 5500 has been submitted	Yes
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROBERT HATAWAY PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROBERT HATAWAY PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROBERT HATAWAY PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ROBERT HATAWAY PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ROBERT HATAWAY PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ROBERT E HATAWAY
Employer identification number (EIN):	741800384
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages