401k Plan data: HUMPHREY & ASSOCIATES, INC. 401K PLAN plan

HUMPHREY & ASSOCIATES, INC. 401K PLAN 401k Plan overview

Plan Name	HUMPHREY & ASSOCIATES, INC. 401K PLAN
Plan identification number	003

HUMPHREY & ASSOCIATES, INC. 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Life insurance

401k Sponsoring company profile

HUMPHREY & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: HUMPHREY & ASSOCIATES, INC.

Employer identification number (EIN): 741907160

NAIC Classification: 236200

Additional information about HUMPHREY & ASSOCIATES, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations

Incorporation Date: 1992-07-24

Company Identification Number: V53858

Legal Registered Office Address: 740-C SOUTH MILITARY TRAIL

WEST PALM BEACH

33415

More information about HUMPHREY & ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HUMPHREY & ASSOCIATES, INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2021-07-01
003 2020-07-01
003 2019-07-01
003 2018-07-01
003 2018-07-01
003 2017-07-01
003 2016-07-01 RANDALL P. HUMPHREY
003 2015-07-01 RANDALL P. HUMPHREY
003 2014-07-01 RANDALL P. HUMPHREY
003 2013-07-01 RANDALL P. HUMPHREY
003 2012-07-01 RANDALL P. HUMPHREY
003 2011-07-01 RANDALL P. HUMPHREY
003 2009-07-01 RANDALL P. HUMPHREY

Plan Statistics for HUMPHREY & ASSOCIATES, INC. 401K PLAN

401k plan membership statisitcs for HUMPHREY & ASSOCIATES, INC. 401K PLAN

Measure Date Value
2021: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2021 401k membership
Total participants, beginning-of-year 2021-07-01 490
Total number of active participants reported on line 7a of the Form 5500 2021-07-01 417
Number of retired or separated participants receiving benefits 2021-07-01 0
Number of other retired or separated participants entitled to future benefits 2021-07-01 75
Total of all active and inactive participants 2021-07-01 492
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-07-01 2
Total participants 2021-07-01 494
Number of participants with account balances 2021-07-01 477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-07-01 29
2020: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2020 401k membership
Total participants, beginning-of-year 2020-07-01 493
Total number of active participants reported on line 7a of the Form 5500 2020-07-01 384
Number of retired or separated participants receiving benefits 2020-07-01 0
Number of other retired or separated participants entitled to future benefits 2020-07-01 97
Total of all active and inactive participants 2020-07-01 481
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-07-01 0
Total participants 2020-07-01 481
Number of participants with account balances 2020-07-01 469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-07-01 49
2019: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2019 401k membership
Total participants, beginning-of-year 2019-07-01 468
Total number of active participants reported on line 7a of the Form 5500 2019-07-01 399
Number of retired or separated participants receiving benefits 2019-07-01 0
Number of other retired or separated participants entitled to future benefits 2019-07-01 65
Total of all active and inactive participants 2019-07-01 464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-07-01 0
Total participants 2019-07-01 464
Number of participants with account balances 2019-07-01 458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-07-01 52
2018: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2018 401k membership
Total participants, beginning-of-year 2018-07-01 548
Total number of active participants reported on line 7a of the Form 5500 2018-07-01 411
Number of retired or separated participants receiving benefits 2018-07-01 2
Number of other retired or separated participants entitled to future benefits 2018-07-01 49
Total of all active and inactive participants 2018-07-01 462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-07-01 0
Total participants 2018-07-01 462
Number of participants with account balances 2018-07-01 452
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-07-01 27
2017: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-07-01 501
Total number of active participants reported on line 7a of the Form 5500 2017-07-01 388
Number of retired or separated participants receiving benefits 2017-07-01 25
Number of other retired or separated participants entitled to future benefits 2017-07-01 130
Total of all active and inactive participants 2017-07-01 543
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-07-01 0
Total participants 2017-07-01 543
Number of participants with account balances 2017-07-01 543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-07-01 31
2016: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-07-01 614
Total number of active participants reported on line 7a of the Form 5500 2016-07-01 376
Number of retired or separated participants receiving benefits 2016-07-01 0
Number of other retired or separated participants entitled to future benefits 2016-07-01 102
Total of all active and inactive participants 2016-07-01 478
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-07-01 0
Total participants 2016-07-01 478
Number of participants with account balances 2016-07-01 475
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-07-01 61
2015: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 605
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 423
Number of retired or separated participants receiving benefits 2015-07-01 0
Number of other retired or separated participants entitled to future benefits 2015-07-01 187
Total of all active and inactive participants 2015-07-01 610
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 1
Total participants 2015-07-01 611
Number of participants with account balances 2015-07-01 567
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 58
2014: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 561
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 399
Number of retired or separated participants receiving benefits 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 187
Total of all active and inactive participants 2014-07-01 586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 586
Number of participants with account balances 2014-07-01 544
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 37
2013: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 512
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 365
Number of retired or separated participants receiving benefits 2013-07-01 0
Number of other retired or separated participants entitled to future benefits 2013-07-01 171
Total of all active and inactive participants 2013-07-01 536
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 536
Number of participants with account balances 2013-07-01 496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 44
2012: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 443
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 328
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 150
Total of all active and inactive participants 2012-07-01 478
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 478
Number of participants with account balances 2012-07-01 437
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 32
2011: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 426
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 301
Number of retired or separated participants receiving benefits 2011-07-01 0
Number of other retired or separated participants entitled to future benefits 2011-07-01 133
Total of all active and inactive participants 2011-07-01 434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 0
Total participants 2011-07-01 434
Number of participants with account balances 2011-07-01 393
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 28
2009: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 481
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 329
Number of retired or separated participants receiving benefits 2009-07-01 0
Number of other retired or separated participants entitled to future benefits 2009-07-01 160
Total of all active and inactive participants 2009-07-01 489
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 1
Total participants 2009-07-01 490
Number of participants with account balances 2009-07-01 452
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 54

Measure	Date	Value
2021: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2021 401k membership
Total participants, beginning-of-year	2021-07-01	490
Total number of active participants reported on line 7a of the Form 5500	2021-07-01	417
Number of retired or separated participants receiving benefits	2021-07-01	0
Number of other retired or separated participants entitled to future benefits	2021-07-01	75
Total of all active and inactive participants	2021-07-01	492
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-07-01	2
Total participants	2021-07-01	494
Number of participants with account balances	2021-07-01	477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-07-01	29
2020: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2020 401k membership
Total participants, beginning-of-year	2020-07-01	493
Total number of active participants reported on line 7a of the Form 5500	2020-07-01	384
Number of retired or separated participants receiving benefits	2020-07-01	0
Number of other retired or separated participants entitled to future benefits	2020-07-01	97
Total of all active and inactive participants	2020-07-01	481
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-07-01	0
Total participants	2020-07-01	481
Number of participants with account balances	2020-07-01	469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-07-01	49
2019: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2019 401k membership
Total participants, beginning-of-year	2019-07-01	468
Total number of active participants reported on line 7a of the Form 5500	2019-07-01	399
Number of retired or separated participants receiving benefits	2019-07-01	0
Number of other retired or separated participants entitled to future benefits	2019-07-01	65
Total of all active and inactive participants	2019-07-01	464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-07-01	0
Total participants	2019-07-01	464
Number of participants with account balances	2019-07-01	458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-07-01	52
2018: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2018 401k membership
Total participants, beginning-of-year	2018-07-01	548
Total number of active participants reported on line 7a of the Form 5500	2018-07-01	411
Number of retired or separated participants receiving benefits	2018-07-01	2
Number of other retired or separated participants entitled to future benefits	2018-07-01	49
Total of all active and inactive participants	2018-07-01	462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-07-01	0
Total participants	2018-07-01	462
Number of participants with account balances	2018-07-01	452
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-07-01	27
2017: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-07-01	501
Total number of active participants reported on line 7a of the Form 5500	2017-07-01	388
Number of retired or separated participants receiving benefits	2017-07-01	25
Number of other retired or separated participants entitled to future benefits	2017-07-01	130
Total of all active and inactive participants	2017-07-01	543
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-07-01	0
Total participants	2017-07-01	543
Number of participants with account balances	2017-07-01	543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-07-01	31
2016: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-07-01	614
Total number of active participants reported on line 7a of the Form 5500	2016-07-01	376
Number of retired or separated participants receiving benefits	2016-07-01	0
Number of other retired or separated participants entitled to future benefits	2016-07-01	102
Total of all active and inactive participants	2016-07-01	478
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-07-01	0
Total participants	2016-07-01	478
Number of participants with account balances	2016-07-01	475
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-07-01	61
2015: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	605
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	423
Number of retired or separated participants receiving benefits	2015-07-01	0
Number of other retired or separated participants entitled to future benefits	2015-07-01	187
Total of all active and inactive participants	2015-07-01	610
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	1
Total participants	2015-07-01	611
Number of participants with account balances	2015-07-01	567
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	58
2014: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	561
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	399
Number of retired or separated participants receiving benefits	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	187
Total of all active and inactive participants	2014-07-01	586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	586
Number of participants with account balances	2014-07-01	544
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	37
2013: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	512
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	365
Number of retired or separated participants receiving benefits	2013-07-01	0
Number of other retired or separated participants entitled to future benefits	2013-07-01	171
Total of all active and inactive participants	2013-07-01	536
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	536
Number of participants with account balances	2013-07-01	496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	44
2012: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	443
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	328
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	150
Total of all active and inactive participants	2012-07-01	478
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	478
Number of participants with account balances	2012-07-01	437
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	32
2011: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	426
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	301
Number of retired or separated participants receiving benefits	2011-07-01	0
Number of other retired or separated participants entitled to future benefits	2011-07-01	133
Total of all active and inactive participants	2011-07-01	434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	0
Total participants	2011-07-01	434
Number of participants with account balances	2011-07-01	393
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	28
2009: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	481
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	329
Number of retired or separated participants receiving benefits	2009-07-01	0
Number of other retired or separated participants entitled to future benefits	2009-07-01	160
Total of all active and inactive participants	2009-07-01	489
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	1
Total participants	2009-07-01	490
Number of participants with account balances	2009-07-01	452
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	54

Financial Data on HUMPHREY & ASSOCIATES, INC. 401K PLAN

Measure	Date	Value
2022 : HUMPHREY & ASSOCIATES, INC. 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-06-30	$0
Total income from all sources (including contributions)	2022-06-30	$-2,783,914
Total loss/gain on sale of assets	2022-06-30	$0
Total of all expenses incurred	2022-06-30	$4,561,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-06-30	$4,364,778
Value of total corrective distributions	2022-06-30	$22,908
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-06-30	$2,705,285
Value of total assets at end of year	2022-06-30	$35,606,387
Value of total assets at beginning of year	2022-06-30	$42,951,929
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-06-30	$173,942
Total interest from all sources	2022-06-30	$55,083
Total dividends received (eg from common stock, registered investment company shares)	2022-06-30	$29,953
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-06-30	$29,953
Administrative expenses professional fees incurred	2022-06-30	$10,177
Was this plan covered by a fidelity bond	2022-06-30	Yes
Value of fidelity bond cover	2022-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2022-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2022-06-30	No
Contributions received from participants	2022-06-30	$2,336,198
Participant contributions at end of year	2022-06-30	$1,131,950
Participant contributions at beginning of year	2022-06-30	$1,006,728
Participant contributions at end of year	2022-06-30	$73,567
Participant contributions at beginning of year	2022-06-30	$26,696
Income. Received or receivable in cash from other sources (including rollovers)	2022-06-30	$135,461
Other income not declared elsewhere	2022-06-30	$350,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-06-30	No
Value of net income/loss	2022-06-30	$-7,345,542
Value of net assets at end of year (total assets less liabilities)	2022-06-30	$35,606,387
Value of net assets at beginning of year (total assets less liabilities)	2022-06-30	$42,951,929
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-06-30	No
Were any leases to which the plan was party in default or uncollectible	2022-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-06-30	$2,855,469
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-06-30	$4,681,177
Value of interest in pooled separate accounts at end of year	2022-06-30	$976,680
Value of interest in pooled separate accounts at beginning of year	2022-06-30	$720,664
Interest on participant loans	2022-06-30	$49,773
Interest earned on other investments	2022-06-30	$5,310
Value of interest in common/collective trusts at end of year	2022-06-30	$29,967,196
Value of interest in common/collective trusts at beginning of year	2022-06-30	$36,228,972
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-06-30	$594,168
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-06-30	$285,022
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-06-30	$-939,554
Net investment gain/loss from pooled separate accounts	2022-06-30	$-126,171
Net investment gain or loss from common/collective trusts	2022-06-30	$-4,858,510
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-06-30	No
Was there a failure to transmit to the plan any participant contributions	2022-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2022-06-30	No
Contributions received in cash from employer	2022-06-30	$233,626
Employer contributions (assets) at end of year	2022-06-30	$7,357
Employer contributions (assets) at beginning of year	2022-06-30	$2,670
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-06-30	$4,364,778
Contract administrator fees	2022-06-30	$163,765
Did the plan have assets held for investment	2022-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-06-30	No
Opinion of an independent qualified public accountant for this plan	2022-06-30	Unqualified
Accountancy firm name	2022-06-30	WEAVER LLC
Accountancy firm EIN	2022-06-30	750786316
2021 : HUMPHREY & ASSOCIATES, INC. 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-30	$0
Total income from all sources (including contributions)	2021-06-30	$12,017,101
Total loss/gain on sale of assets	2021-06-30	$0
Total of all expenses incurred	2021-06-30	$3,285,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-06-30	$3,100,454
Value of total corrective distributions	2021-06-30	$8,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-06-30	$2,603,288
Value of total assets at end of year	2021-06-30	$42,951,929
Value of total assets at beginning of year	2021-06-30	$34,220,765
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-06-30	$176,655
Total interest from all sources	2021-06-30	$54,804
Total dividends received (eg from common stock, registered investment company shares)	2021-06-30	$43,181
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-06-30	$43,181
Administrative expenses professional fees incurred	2021-06-30	$17,800
Was this plan covered by a fidelity bond	2021-06-30	Yes
Value of fidelity bond cover	2021-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2021-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2021-06-30	No
Contributions received from participants	2021-06-30	$2,236,103
Participant contributions at end of year	2021-06-30	$1,006,728
Participant contributions at beginning of year	2021-06-30	$885,320
Participant contributions at end of year	2021-06-30	$26,696
Participant contributions at beginning of year	2021-06-30	$28,783
Income. Received or receivable in cash from other sources (including rollovers)	2021-06-30	$143,574
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-30	No
Value of net income/loss	2021-06-30	$8,731,164
Value of net assets at end of year (total assets less liabilities)	2021-06-30	$42,951,929
Value of net assets at beginning of year (total assets less liabilities)	2021-06-30	$34,220,765
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-06-30	No
Were any leases to which the plan was party in default or uncollectible	2021-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-06-30	$4,681,177
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-06-30	$2,838,752
Value of interest in pooled separate accounts at end of year	2021-06-30	$720,664
Value of interest in pooled separate accounts at beginning of year	2021-06-30	$856,437
Interest on participant loans	2021-06-30	$48,461
Interest earned on other investments	2021-06-30	$6,343
Value of interest in common/collective trusts at end of year	2021-06-30	$36,228,972
Value of interest in common/collective trusts at beginning of year	2021-06-30	$28,862,816
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-06-30	$285,022
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-06-30	$345,779
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-06-30	$1,286,163
Net investment gain/loss from pooled separate accounts	2021-06-30	$55,494
Net investment gain or loss from common/collective trusts	2021-06-30	$7,974,171
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-06-30	No
Was there a failure to transmit to the plan any participant contributions	2021-06-30	No
Has the plan failed to provide any benefit when due under the plan	2021-06-30	No
Contributions received in cash from employer	2021-06-30	$223,611
Employer contributions (assets) at end of year	2021-06-30	$2,670
Employer contributions (assets) at beginning of year	2021-06-30	$402,878
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-06-30	$3,100,454
Contract administrator fees	2021-06-30	$158,855
Did the plan have assets held for investment	2021-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-06-30	No
Opinion of an independent qualified public accountant for this plan	2021-06-30	Unqualified
Accountancy firm name	2021-06-30	WEAVER LLC
Accountancy firm EIN	2021-06-30	750786316
2020 : HUMPHREY & ASSOCIATES, INC. 401K PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-06-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-06-30	$0
Total unrealized appreciation/depreciation of assets	2020-06-30	$0
Total transfer of assets to this plan	2020-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$0
Expenses. Interest paid	2020-06-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2020-06-30	$0
Total income from all sources (including contributions)	2020-06-30	$5,533,144
Total loss/gain on sale of assets	2020-06-30	$0
Total of all expenses incurred	2020-06-30	$4,206,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-06-30	$4,098,586
Expenses. Certain deemed distributions of participant loans	2020-06-30	$0
Value of total corrective distributions	2020-06-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-06-30	$3,450,754
Value of total assets at end of year	2020-06-30	$34,220,765
Value of total assets at beginning of year	2020-06-30	$32,894,598
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-06-30	$108,391
Total income from rents	2020-06-30	$0
Total interest from all sources	2020-06-30	$43,798
Total dividends received (eg from common stock, registered investment company shares)	2020-06-30	$107,822
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-06-30	$107,822
Administrative expenses professional fees incurred	2020-06-30	$0
Was this plan covered by a fidelity bond	2020-06-30	Yes
Value of fidelity bond cover	2020-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2020-06-30	Yes
Were there any nonexempt tranactions with any party-in-interest	2020-06-30	No
Amount of non-exempt transactions with any party-in-interest	2020-06-30	$0
Contributions received from participants	2020-06-30	$2,149,948
Participant contributions at end of year	2020-06-30	$885,320
Participant contributions at beginning of year	2020-06-30	$829,397
Participant contributions at end of year	2020-06-30	$28,783
Participant contributions at beginning of year	2020-06-30	$75,874
Income. Received or receivable in cash from other sources (including rollovers)	2020-06-30	$683,122
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-06-30	$353
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-06-30	$75,324
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-06-30	$0
Other income not declared elsewhere	2020-06-30	$278
Administrative expenses (other) incurred	2020-06-30	$0
Liabilities. Value of operating payables at beginning of year	2020-06-30	$0
Total non interest bearing cash at end of year	2020-06-30	$0
Total non interest bearing cash at beginning of year	2020-06-30	$17,779
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Income. Non cash contributions	2020-06-30	$0
Value of net income/loss	2020-06-30	$1,326,167
Value of net assets at end of year (total assets less liabilities)	2020-06-30	$34,220,765
Value of net assets at beginning of year (total assets less liabilities)	2020-06-30	$32,894,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-06-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2020-06-30	$0
Were any leases to which the plan was party in default or uncollectible	2020-06-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2020-06-30	$0
Investment advisory and management fees	2020-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-06-30	$2,838,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-06-30	$28,395,976
Value of interest in pooled separate accounts at end of year	2020-06-30	$856,437
Value of interest in pooled separate accounts at beginning of year	2020-06-30	$0
Interest on participant loans	2020-06-30	$39,458
Income. Interest from loans (other than to participants)	2020-06-30	$0
Interest earned on other investments	2020-06-30	$4,340
Income. Interest from US Government securities	2020-06-30	$0
Income. Interest from corporate debt instruments	2020-06-30	$0
Value of interest in common/collective trusts at end of year	2020-06-30	$28,862,816
Value of interest in common/collective trusts at beginning of year	2020-06-30	$3,127,347
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-06-30	$15,313
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-06-30	$15,313
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-06-30	$345,779
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-06-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2020-06-30	$14,780
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-06-30	$539,348
Net investment gain/loss from pooled separate accounts	2020-06-30	$23,415
Net investment gain or loss from common/collective trusts	2020-06-30	$1,367,729
Net gain/loss from 103.12 investment entities	2020-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-06-30	No
Was there a failure to transmit to the plan any participant contributions	2020-06-30	No
Has the plan failed to provide any benefit when due under the plan	2020-06-30	No
Contributions received in cash from employer	2020-06-30	$617,684
Employer contributions (assets) at end of year	2020-06-30	$402,878
Employer contributions (assets) at beginning of year	2020-06-30	$357,588
Income. Dividends from preferred stock	2020-06-30	$0
Income. Dividends from common stock	2020-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-06-30	$4,083,453
Contract administrator fees	2020-06-30	$108,391
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-06-30	Yes
Liabilities. Value of benefit claims payable at beginning of year	2020-06-30	$0
Did the plan have assets held for investment	2020-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-06-30	No
Aggregate proceeds on sale of assets	2020-06-30	$0
Aggregate carrying amount (costs) on sale of assets	2020-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-06-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-06-30	Disclaimer
Accountancy firm name	2020-06-30	WEAVER & TIDWELL, LLP
Accountancy firm EIN	2020-06-30	750786316
2019 : HUMPHREY & ASSOCIATES, INC. 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total income from all sources (including contributions)	2019-06-30	$3,838,355
Total loss/gain on sale of assets	2019-06-30	$0
Total of all expenses incurred	2019-06-30	$1,052,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-06-30	$978,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-06-30	$2,157,075
Value of total assets at end of year	2019-06-30	$32,461,136
Value of total assets at beginning of year	2019-06-30	$29,675,453
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-06-30	$74,342
Total interest from all sources	2019-06-30	$47,366
Total dividends received (eg from common stock, registered investment company shares)	2019-06-30	$1,362,725
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-06-30	$1,362,725
Was this plan covered by a fidelity bond	2019-06-30	Yes
Value of fidelity bond cover	2019-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2019-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2019-06-30	No
Contributions received from participants	2019-06-30	$1,909,999
Participant contributions at end of year	2019-06-30	$829,397
Participant contributions at beginning of year	2019-06-30	$678,364
Participant contributions at end of year	2019-06-30	$0
Participant contributions at beginning of year	2019-06-30	$75,260
Income. Received or receivable in cash from other sources (including rollovers)	2019-06-30	$56,070
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-06-30	$75,324
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-06-30	$0
Total non interest bearing cash at end of year	2019-06-30	$17,779
Total non interest bearing cash at beginning of year	2019-06-30	$15,929
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Value of net income/loss	2019-06-30	$2,785,683
Value of net assets at end of year (total assets less liabilities)	2019-06-30	$32,461,136
Value of net assets at beginning of year (total assets less liabilities)	2019-06-30	$29,675,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-06-30	No
Were any leases to which the plan was party in default or uncollectible	2019-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-06-30	$28,395,976
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-06-30	$25,230,509
Interest on participant loans	2019-06-30	$32,053
Value of interest in common/collective trusts at end of year	2019-06-30	$3,127,347
Value of interest in common/collective trusts at beginning of year	2019-06-30	$3,167,865
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-06-30	$15,313
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-06-30	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-06-30	$15,313
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-06-30	$185,662
Net investment gain or loss from common/collective trusts	2019-06-30	$85,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-06-30	No
Was there a failure to transmit to the plan any participant contributions	2019-06-30	No
Has the plan failed to provide any benefit when due under the plan	2019-06-30	No
Contributions received in cash from employer	2019-06-30	$191,006
Employer contributions (assets) at end of year	2019-06-30	$0
Employer contributions (assets) at beginning of year	2019-06-30	$507,526
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-06-30	$978,330
Contract administrator fees	2019-06-30	$74,342
Did the plan have assets held for investment	2019-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-06-30	Disclaimer
Accountancy firm name	2019-06-30	WEAVER & TIDWELL, LLP
Accountancy firm EIN	2019-06-30	750786316
2018 : HUMPHREY & ASSOCIATES, INC. 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-06-30	$0
Total income from all sources (including contributions)	2018-06-30	$5,241,607
Total loss/gain on sale of assets	2018-06-30	$0
Total of all expenses incurred	2018-06-30	$1,095,035
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-06-30	$1,021,720
Value of total corrective distributions	2018-06-30	$11,824
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-06-30	$2,586,973
Value of total assets at end of year	2018-06-30	$29,675,453
Value of total assets at beginning of year	2018-06-30	$25,528,881
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-06-30	$61,491
Total interest from all sources	2018-06-30	$28,134
Total dividends received (eg from common stock, registered investment company shares)	2018-06-30	$818,697
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-06-30	$818,697
Was this plan covered by a fidelity bond	2018-06-30	Yes
Value of fidelity bond cover	2018-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2018-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-06-30	No
Contributions received from participants	2018-06-30	$1,847,414
Participant contributions at end of year	2018-06-30	$678,364
Participant contributions at beginning of year	2018-06-30	$587,643
Participant contributions at end of year	2018-06-30	$75,260
Participant contributions at beginning of year	2018-06-30	$91,343
Income. Received or receivable in cash from other sources (including rollovers)	2018-06-30	$55,202
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-06-30	$0
Other income not declared elsewhere	2018-06-30	$0
Total non interest bearing cash at end of year	2018-06-30	$15,929
Total non interest bearing cash at beginning of year	2018-06-30	$8,744
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-06-30	No
Value of net income/loss	2018-06-30	$4,146,572
Value of net assets at end of year (total assets less liabilities)	2018-06-30	$29,675,453
Value of net assets at beginning of year (total assets less liabilities)	2018-06-30	$25,528,881
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-06-30	No
Were any leases to which the plan was party in default or uncollectible	2018-06-30	No
Investment advisory and management fees	2018-06-30	$15,132
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-06-30	$25,230,509
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-06-30	$21,269,552
Interest on participant loans	2018-06-30	$28,134
Value of interest in common/collective trusts at end of year	2018-06-30	$3,167,865
Value of interest in common/collective trusts at beginning of year	2018-06-30	$2,812,465
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-06-30	$1,744,654
Net investment gain or loss from common/collective trusts	2018-06-30	$63,149
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-06-30	No
Was there a failure to transmit to the plan any participant contributions	2018-06-30	No
Has the plan failed to provide any benefit when due under the plan	2018-06-30	No
Contributions received in cash from employer	2018-06-30	$684,357
Employer contributions (assets) at end of year	2018-06-30	$507,526
Employer contributions (assets) at beginning of year	2018-06-30	$759,134
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-06-30	$1,021,720
Contract administrator fees	2018-06-30	$46,359
Did the plan have assets held for investment	2018-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-06-30	Disclaimer
Accountancy firm name	2018-06-30	WEAVER & TIDWELL, LLP
Accountancy firm EIN	2018-06-30	750786316
2017 : HUMPHREY & ASSOCIATES, INC. 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Total income from all sources (including contributions)	2017-06-30	$5,488,420
Total loss/gain on sale of assets	2017-06-30	$0
Total of all expenses incurred	2017-06-30	$743,509
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-06-30	$675,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-06-30	$2,607,010
Value of total assets at end of year	2017-06-30	$25,528,881
Value of total assets at beginning of year	2017-06-30	$20,783,970
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-06-30	$67,738
Total interest from all sources	2017-06-30	$23,763
Total dividends received (eg from common stock, registered investment company shares)	2017-06-30	$487,725
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-06-30	$487,725
Was this plan covered by a fidelity bond	2017-06-30	Yes
Value of fidelity bond cover	2017-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2017-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-06-30	No
Contributions received from participants	2017-06-30	$1,622,985
Participant contributions at end of year	2017-06-30	$587,643
Participant contributions at beginning of year	2017-06-30	$512,873
Participant contributions at end of year	2017-06-30	$91,343
Participant contributions at beginning of year	2017-06-30	$6,828
Income. Received or receivable in cash from other sources (including rollovers)	2017-06-30	$71,721
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-06-30	$0
Total non interest bearing cash at end of year	2017-06-30	$8,744
Total non interest bearing cash at beginning of year	2017-06-30	$7,003
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Value of net income/loss	2017-06-30	$4,744,911
Value of net assets at end of year (total assets less liabilities)	2017-06-30	$25,528,881
Value of net assets at beginning of year (total assets less liabilities)	2017-06-30	$20,783,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-06-30	No
Were any leases to which the plan was party in default or uncollectible	2017-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-06-30	$21,269,552
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-06-30	$15,237,083
Interest on participant loans	2017-06-30	$23,763
Value of interest in master investment trust accounts at end of year	2017-06-30	$0
Value of interest in master investment trust accounts at beginning of year	2017-06-30	$0
Value of interest in common/collective trusts at end of year	2017-06-30	$2,812,465
Value of interest in common/collective trusts at beginning of year	2017-06-30	$4,269,500
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-06-30	$2,308,133
Net investment gain or loss from common/collective trusts	2017-06-30	$61,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-06-30	No
Was there a failure to transmit to the plan any participant contributions	2017-06-30	No
Has the plan failed to provide any benefit when due under the plan	2017-06-30	No
Contributions received in cash from employer	2017-06-30	$912,304
Employer contributions (assets) at end of year	2017-06-30	$759,134
Employer contributions (assets) at beginning of year	2017-06-30	$750,683
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-06-30	$675,771
Contract administrator fees	2017-06-30	$67,738
Did the plan have assets held for investment	2017-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-06-30	Disclaimer
Accountancy firm name	2017-06-30	WEAVER & TIDWELL, LLP
Accountancy firm EIN	2017-06-30	750786316
2016 : HUMPHREY & ASSOCIATES, INC. 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$2,441
Total income from all sources (including contributions)	2016-06-30	$1,937,759
Total loss/gain on sale of assets	2016-06-30	$0
Total of all expenses incurred	2016-06-30	$837,231
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$768,834
Value of total corrective distributions	2016-06-30	$185
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$2,094,321
Value of total assets at end of year	2016-06-30	$20,783,970
Value of total assets at beginning of year	2016-06-30	$19,685,883
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$68,212
Total interest from all sources	2016-06-30	$19,600
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$854,582
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-06-30	$854,582
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Contributions received from participants	2016-06-30	$1,212,481
Participant contributions at end of year	2016-06-30	$512,873
Participant contributions at beginning of year	2016-06-30	$442,131
Participant contributions at end of year	2016-06-30	$6,828
Participant contributions at beginning of year	2016-06-30	$17,287
Income. Received or receivable in cash from other sources (including rollovers)	2016-06-30	$10,587
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-06-30	$2,441
Total non interest bearing cash at end of year	2016-06-30	$7,003
Total non interest bearing cash at beginning of year	2016-06-30	$10,096
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$1,100,528
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$20,783,970
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$19,683,442
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-06-30	$15,237,083
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-06-30	$16,302,376
Interest on participant loans	2016-06-30	$19,600
Value of interest in master investment trust accounts at end of year	2016-06-30	$0
Value of interest in master investment trust accounts at beginning of year	2016-06-30	$0
Value of interest in common/collective trusts at end of year	2016-06-30	$4,269,500
Value of interest in common/collective trusts at beginning of year	2016-06-30	$2,162,264
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-06-30	$-1,093,304
Net investment gain or loss from common/collective trusts	2016-06-30	$62,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$871,253
Employer contributions (assets) at end of year	2016-06-30	$750,683
Employer contributions (assets) at beginning of year	2016-06-30	$751,729
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$768,834
Contract administrator fees	2016-06-30	$68,212
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-06-30	Disclaimer
Accountancy firm name	2016-06-30	WEAVER & TIDWELL, LLP
Accountancy firm EIN	2016-06-30	750786316
2015 : HUMPHREY & ASSOCIATES, INC. 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$2,441
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$2,224
Total income from all sources (including contributions)	2015-06-30	$2,423,953
Total loss/gain on sale of assets	2015-06-30	$0
Total of all expenses incurred	2015-06-30	$893,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$865,193
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$1,903,950
Value of total assets at end of year	2015-06-30	$19,685,883
Value of total assets at beginning of year	2015-06-30	$18,155,283
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$28,377
Total interest from all sources	2015-06-30	$17,361
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$789,464
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$789,464
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Contributions received from participants	2015-06-30	$1,047,562
Participant contributions at end of year	2015-06-30	$442,131
Participant contributions at beginning of year	2015-06-30	$396,295
Participant contributions at end of year	2015-06-30	$17,287
Participant contributions at beginning of year	2015-06-30	$36,331
Income. Received or receivable in cash from other sources (including rollovers)	2015-06-30	$1,382
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-06-30	$2,441
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-06-30	$2,224
Total non interest bearing cash at end of year	2015-06-30	$10,096
Total non interest bearing cash at beginning of year	2015-06-30	$5,585
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$1,530,383
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$19,683,442
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$18,153,059
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$16,302,376
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$15,308,556
Interest on participant loans	2015-06-30	$17,361
Value of interest in master investment trust accounts at end of year	2015-06-30	$0
Value of interest in master investment trust accounts at beginning of year	2015-06-30	$0
Value of interest in common/collective trusts at end of year	2015-06-30	$2,162,264
Value of interest in common/collective trusts at beginning of year	2015-06-30	$2,179,883
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$-322,611
Net investment gain or loss from common/collective trusts	2015-06-30	$35,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$855,006
Employer contributions (assets) at end of year	2015-06-30	$751,729
Employer contributions (assets) at beginning of year	2015-06-30	$228,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$865,193
Contract administrator fees	2015-06-30	$28,377
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	WEAVER & TIDWELL, LLP
Accountancy firm EIN	2015-06-30	750786316
2014 : HUMPHREY & ASSOCIATES, INC. 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$2,224
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$3,243
Total income from all sources (including contributions)	2014-06-30	$3,972,664
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$620,373
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$598,819
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$1,318,038
Value of total assets at end of year	2014-06-30	$18,155,283
Value of total assets at beginning of year	2014-06-30	$14,804,011
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$21,554
Total interest from all sources	2014-06-30	$16,145
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$542,624
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-06-30	$542,624
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$500,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Contributions received from participants	2014-06-30	$968,404
Participant contributions at end of year	2014-06-30	$396,295
Participant contributions at beginning of year	2014-06-30	$399,876
Participant contributions at end of year	2014-06-30	$36,331
Participant contributions at beginning of year	2014-06-30	$33,472
Income. Received or receivable in cash from other sources (including rollovers)	2014-06-30	$27,566
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-06-30	$2,224
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-06-30	$3,243
Total non interest bearing cash at end of year	2014-06-30	$5,585
Total non interest bearing cash at beginning of year	2014-06-30	$1,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$3,352,291
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$18,153,059
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$14,800,768
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$15,308,556
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$10,684,367
Interest on participant loans	2014-06-30	$16,145
Value of interest in master investment trust accounts at end of year	2014-06-30	$0
Value of interest in master investment trust accounts at beginning of year	2014-06-30	$0
Value of interest in common/collective trusts at end of year	2014-06-30	$2,179,883
Value of interest in common/collective trusts at beginning of year	2014-06-30	$3,181,798
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$2,048,743
Net investment gain or loss from common/collective trusts	2014-06-30	$47,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$322,068
Employer contributions (assets) at end of year	2014-06-30	$228,633
Employer contributions (assets) at beginning of year	2014-06-30	$503,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$598,819
Contract administrator fees	2014-06-30	$21,554
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	WEAVER & TIDWELL, LLP
Accountancy firm EIN	2014-06-30	750786316
2013 : HUMPHREY & ASSOCIATES, INC. 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$3,243
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$4,639
Total income from all sources (including contributions)	2013-06-30	$3,068,459
Total loss/gain on sale of assets	2013-06-30	$0
Total of all expenses incurred	2013-06-30	$523,982
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$500,366
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$1,473,929
Value of total assets at end of year	2013-06-30	$14,804,011
Value of total assets at beginning of year	2013-06-30	$12,260,930
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$23,616
Total interest from all sources	2013-06-30	$23,079
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$231,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-06-30	$231,281
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Contributions received from participants	2013-06-30	$880,027
Participant contributions at end of year	2013-06-30	$399,876
Participant contributions at beginning of year	2013-06-30	$522,909
Participant contributions at end of year	2013-06-30	$33,472
Participant contributions at beginning of year	2013-06-30	$49,164
Income. Received or receivable in cash from other sources (including rollovers)	2013-06-30	$5,699
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-06-30	$3,243
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-06-30	$4,639
Total non interest bearing cash at end of year	2013-06-30	$1,151
Total non interest bearing cash at beginning of year	2013-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$2,544,477
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$14,800,768
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$12,256,291
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$10,684,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$8,995,036
Interest on participant loans	2013-06-30	$23,079
Value of interest in master investment trust accounts at end of year	2013-06-30	$0
Value of interest in master investment trust accounts at beginning of year	2013-06-30	$0
Value of interest in common/collective trusts at end of year	2013-06-30	$3,181,798
Value of interest in common/collective trusts at beginning of year	2013-06-30	$2,538,904
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-06-30	$1,199,442
Net investment gain or loss from common/collective trusts	2013-06-30	$140,728
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$588,203
Employer contributions (assets) at end of year	2013-06-30	$503,347
Employer contributions (assets) at beginning of year	2013-06-30	$154,917
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$500,366
Contract administrator fees	2013-06-30	$23,616
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	WEAVER & TIDWELL, LLP
Accountancy firm EIN	2013-06-30	750786316
2012 : HUMPHREY & ASSOCIATES, INC. 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$19,256
Total income from all sources (including contributions)	2012-06-30	$378,608
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$763,583
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$736,994
Value of total corrective distributions	2012-06-30	$270
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$875,386
Value of total assets at end of year	2012-06-30	$12,050,361
Value of total assets at beginning of year	2012-06-30	$12,454,592
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$26,319
Total interest from all sources	2012-06-30	$21,408
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$251,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-06-30	$251,786
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Contributions received from participants	2012-06-30	$795,802
Participant contributions at end of year	2012-06-30	$522,909
Participant contributions at beginning of year	2012-06-30	$463,815
Participant contributions at end of year	2012-06-30	$0
Participant contributions at beginning of year	2012-06-30	$65,622
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-06-30	$19,256
Total non interest bearing cash at end of year	2012-06-30	$0
Total non interest bearing cash at beginning of year	2012-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$-384,975
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$12,050,361
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$12,435,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$8,988,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$9,541,170
Interest on participant loans	2012-06-30	$21,408
Value of interest in master investment trust accounts at end of year	2012-06-30	$0
Value of interest in master investment trust accounts at beginning of year	2012-06-30	$0
Value of interest in common/collective trusts at end of year	2012-06-30	$2,538,904
Value of interest in common/collective trusts at beginning of year	2012-06-30	$2,277,423
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$-706,373
Net investment gain or loss from common/collective trusts	2012-06-30	$-63,599
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$79,584
Employer contributions (assets) at end of year	2012-06-30	$0
Employer contributions (assets) at beginning of year	2012-06-30	$106,562
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$736,994
Contract administrator fees	2012-06-30	$26,319
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	WEAVER & TIDWELL, LLP
Accountancy firm EIN	2012-06-30	750786316
2011 : HUMPHREY & ASSOCIATES, INC. 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$19,256
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$11,315
Total income from all sources (including contributions)	2011-06-30	$3,429,200
Total loss/gain on sale of assets	2011-06-30	$0
Total of all expenses incurred	2011-06-30	$997,326
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$970,462
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$1,010,565
Value of total assets at end of year	2011-06-30	$12,454,592
Value of total assets at beginning of year	2011-06-30	$10,014,777
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$26,864
Total interest from all sources	2011-06-30	$14,974
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$234,949
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-06-30	$234,949
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2011-06-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Contributions received from participants	2011-06-30	$826,033
Participant contributions at end of year	2011-06-30	$463,815
Participant contributions at beginning of year	2011-06-30	$291,836
Participant contributions at end of year	2011-06-30	$65,622
Participant contributions at beginning of year	2011-06-30	$43,070
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-06-30	$19,256
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-06-30	$11,315
Total non interest bearing cash at end of year	2011-06-30	$0
Total non interest bearing cash at beginning of year	2011-06-30	$165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$2,431,874
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$12,435,336
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$10,003,462
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$9,541,170
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$7,906,598
Interest on participant loans	2011-06-30	$14,974
Value of interest in master investment trust accounts at end of year	2011-06-30	$0
Value of interest in master investment trust accounts at beginning of year	2011-06-30	$0
Value of interest in common/collective trusts at end of year	2011-06-30	$2,277,423
Value of interest in common/collective trusts at beginning of year	2011-06-30	$1,668,801
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$2,117,600
Net investment gain or loss from common/collective trusts	2011-06-30	$51,112
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$184,532
Employer contributions (assets) at end of year	2011-06-30	$106,562
Employer contributions (assets) at beginning of year	2011-06-30	$104,307
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$970,462
Contract administrator fees	2011-06-30	$26,864
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-06-30	Yes
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	WEAVER & TIDWELL, LLP
Accountancy firm EIN	2011-06-30	750786316
2010 : HUMPHREY & ASSOCIATES, INC. 401K PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for HUMPHREY & ASSOCIATES, INC. 401K PLAN

2021: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2021 form 5500 responses
2021-07-01	Type of plan entity	Single employer plan
2021-07-01	This submission is the final filing	No
2021-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-07-01	Plan is a collectively bargained plan	No
2021-07-01	Plan funding arrangement – Insurance	Yes
2021-07-01	Plan funding arrangement – Trust	Yes
2021-07-01	Plan benefit arrangement – Insurance	Yes
2021-07-01	Plan benefit arrangement - Trust	Yes
2020: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2020 form 5500 responses
2020-07-01	Type of plan entity	Single employer plan
2020-07-01	This submission is the final filing	No
2020-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-07-01	Plan is a collectively bargained plan	No
2020-07-01	Plan funding arrangement – Insurance	Yes
2020-07-01	Plan funding arrangement – Trust	Yes
2020-07-01	Plan benefit arrangement – Insurance	Yes
2020-07-01	Plan benefit arrangement - Trust	Yes
2019: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2019 form 5500 responses
2019-07-01	Type of plan entity	Single employer plan
2019-07-01	This submission is the final filing	No
2019-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-07-01	Plan is a collectively bargained plan	No
2019-07-01	Plan funding arrangement – Insurance	Yes
2019-07-01	Plan funding arrangement – Trust	Yes
2019-07-01	Plan benefit arrangement – Insurance	Yes
2019-07-01	Plan benefit arrangement - Trust	Yes
2018: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2018 form 5500 responses
2018-07-01	Type of plan entity	Single employer plan
2018-07-01	Submission has been amended	No
2018-07-01	This submission is the final filing	No
2018-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-07-01	Plan is a collectively bargained plan	No
2018-07-01	Plan funding arrangement – Trust	Yes
2018-07-01	Plan benefit arrangement - Trust	Yes
2017: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2017 form 5500 responses
2017-07-01	Type of plan entity	Single employer plan
2017-07-01	Submission has been amended	No
2017-07-01	This submission is the final filing	No
2017-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-07-01	Plan is a collectively bargained plan	No
2017-07-01	Plan funding arrangement – Trust	Yes
2017-07-01	Plan benefit arrangement - Trust	Yes
2016: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2016 form 5500 responses
2016-07-01	Type of plan entity	Single employer plan
2016-07-01	Submission has been amended	No
2016-07-01	This submission is the final filing	No
2016-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-07-01	Plan is a collectively bargained plan	No
2016-07-01	Plan funding arrangement – Trust	Yes
2016-07-01	Plan benefit arrangement - Trust	Yes
2015: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	Yes
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2009: HUMPHREY & ASSOCIATES, INC. 401K PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	494
Insurance policy start date	2021-07-01
Insurance policy end date	2022-06-30
Total amount of commissions paid to insurance broker	USD $742
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $742
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

818497

Policy instance

Insurance contract or identification number	818497
Number of Individuals Covered	494
Insurance policy start date	2021-07-01
Insurance policy end date	2022-06-30
Total amount of commissions paid to insurance broker	USD $1,957
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,957
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	481
Insurance policy start date	2020-07-01
Insurance policy end date	2021-06-30
Total amount of commissions paid to insurance broker	USD $998
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $998
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

818497

Policy instance

Insurance contract or identification number	818497
Number of Individuals Covered	481
Insurance policy start date	2020-07-01
Insurance policy end date	2021-06-30
Total amount of commissions paid to insurance broker	USD $1,922
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,922
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	464
Insurance policy start date	2019-09-15
Insurance policy end date	2020-06-30
Total amount of commissions paid to insurance broker	USD $333
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $332
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

818497

Policy instance

Insurance contract or identification number	818497
Number of Individuals Covered	464
Insurance policy start date	2019-09-15
Insurance policy end date	2020-06-30
Total amount of commissions paid to insurance broker	USD $109
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $108
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

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Company Name:	HUMPHREY & ASSOCIATES, INC.
Employer identification number (EIN):	741907160
NAIC Classification:	236200

Jurisdiction of Incorporation:	Florida Department of State Division of Corporations
Incorporation Date:	1992-07-24
Company Identification Number:	V53858
Legal Registered Office Address:	740-C SOUTH MILITARY TRAIL WEST PALM BEACH 33415