401k Plan data: CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN plan

CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CARL E. POLLEX COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: CARL E. POLLEX COMPANY, INC.

Employer identification number (EIN): 741913857

NAIC Classification: 423700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01 ROGER POLLEX ROGER POLLEX 2017-07-05
001 2015-01-01 ROGER POLLEX ROGER POLLEX 2016-07-06
001 2014-01-01 ROGER POLLEX ROGER POLLEX 2015-06-22
001 2013-01-01 ROGER POLLEX ROGER POLLEX 2014-07-14
001 2012-01-01 ROGER POLLEX ROGER POLLEX 2013-06-13
001 2011-01-01 PAULETTE HARBIN PAULETTE HARBIN 2012-07-18
001 2010-01-01 PAULETTE HARBIN 2011-03-31

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01
001	2016-01-01	ROGER POLLEX		ROGER POLLEX	2017-07-05
001	2015-01-01	ROGER POLLEX		ROGER POLLEX	2016-07-06
001	2014-01-01	ROGER POLLEX		ROGER POLLEX	2015-06-22
001	2013-01-01	ROGER POLLEX		ROGER POLLEX	2014-07-14
001	2012-01-01	ROGER POLLEX		ROGER POLLEX	2013-06-13
001	2011-01-01	PAULETTE HARBIN		PAULETTE HARBIN	2012-07-18
001	2010-01-01	PAULETTE HARBIN	2011-03-31

Financial Data on CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2025 : CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN 2025 401k financial data
Total transfers to/from plan in this plan year	2025-02-10	0
Total liabilities as of the end of the plan year	2025-02-10	0
Total liabilities as of the beginning of the plan year	2025-02-10	0
Total expenses incurred by plan in this plan year	2025-02-10	24078
Net assets as of the end of the plan year	2025-02-10	2970842
Total assets as of the beginning of the plan year	2025-02-10	2523028
Value of plan covered by a fidelity bond	2025-02-10	385000
Participant contributions to plan in this plan year	2025-02-10	34992
Other expenses paid from plan in this plan year	2025-02-10	0
Other contributions to plan in this plan year	2025-02-10	0
Other income to plan in this plan year	2025-02-10	407200
Plan net income in this plan year	2025-02-10	447814
Net assets as of the end of the plan year	2025-02-10	2970842
Net assets as of the beginning of the plan year	2025-02-10	2523028
Employer contributions to plan in this plan year	2025-02-10	29700
Fees paid to broker by Benefit Provider	2025-02-10	1473
Expensese paid to adminstrative service provicers from plan in this plan year	2025-02-10	14078
2024 : CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN 2024 401k financial data
Total transfers to/from plan in this plan year	2024-03-11	0
Total liabilities as of the end of the plan year	2024-03-11	0
Total liabilities as of the beginning of the plan year	2024-03-11	0
Total expenses incurred by plan in this plan year	2024-03-11	21454
Net assets as of the end of the plan year	2024-03-11	2523028
Total assets as of the beginning of the plan year	2024-03-11	2049252
Value of plan covered by a fidelity bond	2024-03-11	385000
Participant contributions to plan in this plan year	2024-03-11	34992
Other expenses paid from plan in this plan year	2024-03-11	0
Other contributions to plan in this plan year	2024-03-11	0
Other income to plan in this plan year	2024-03-11	410738
Plan net income in this plan year	2024-03-11	473776
Net assets as of the end of the plan year	2024-03-11	2523028
Net assets as of the beginning of the plan year	2024-03-11	2049252
Employer contributions to plan in this plan year	2024-03-11	49500
Fees paid to broker by Benefit Provider	2024-03-11	1189
Expensese paid to adminstrative service provicers from plan in this plan year	2024-03-11	11454
2022 : CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total transfers to/from plan in this plan year	2022-02-20	0
Total liabilities as of the end of the plan year	2022-02-20	0
Total liabilities as of the beginning of the plan year	2022-02-20	0
Total expenses incurred by plan in this plan year	2022-02-20	21306
Net assets as of the end of the plan year	2022-02-20	2424693
Total assets as of the beginning of the plan year	2022-02-20	1985051
Value of plan covered by a fidelity bond	2022-02-20	385000
Participant contributions to plan in this plan year	2022-02-20	34992
Other expenses paid from plan in this plan year	2022-02-20	0
Other contributions to plan in this plan year	2022-02-20	0
Other income to plan in this plan year	2022-02-20	376456
Plan net income in this plan year	2022-02-20	439642
Net assets as of the end of the plan year	2022-02-20	2424693
Net assets as of the beginning of the plan year	2022-02-20	1985051
Employer contributions to plan in this plan year	2022-02-20	49500
Fees paid to broker by Benefit Provider	2022-02-20	1177
Expensese paid to adminstrative service provicers from plan in this plan year	2022-02-20	11306
2016 : CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$182,662
Expenses. Total of all expenses incurred	2016-12-31	$18,586
Benefits paid (including direct rollovers)	2016-12-31	$16,000
Total plan assets at end of year	2016-12-31	$1,121,318
Total plan assets at beginning of year	2016-12-31	$957,242
Total contributions received or receivable from participants	2016-12-31	$34,992
Other income received	2016-12-31	$70,662
Net income (gross income less expenses)	2016-12-31	$164,076
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,121,318
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$957,242
Total contributions received or receivable from employer(s)	2016-12-31	$77,008
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$2,586
2015 : CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$70,055
Expenses. Total of all expenses incurred	2015-12-31	$18,221
Benefits paid (including direct rollovers)	2015-12-31	$16,000
Total plan assets at end of year	2015-12-31	$957,242
Total plan assets at beginning of year	2015-12-31	$905,408
Total contributions received or receivable from participants	2015-12-31	$34,992
Other income received	2015-12-31	$-33,945
Net income (gross income less expenses)	2015-12-31	$51,834
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$957,242
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$905,408
Total contributions received or receivable from employer(s)	2015-12-31	$69,008
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$2,221
2014 : CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$134,077
Expenses. Total of all expenses incurred	2014-12-31	$2,111
Total plan assets at end of year	2014-12-31	$905,408
Total plan assets at beginning of year	2014-12-31	$773,442
Value of fidelity bond covering the plan	2014-12-31	$50,000
Total contributions received or receivable from participants	2014-12-31	$34,992
Other income received	2014-12-31	$22,609
Net income (gross income less expenses)	2014-12-31	$131,966
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$905,408
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$773,442
Total contributions received or receivable from employer(s)	2014-12-31	$76,476
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$2,111
2013 : CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$170,929
Expenses. Total of all expenses incurred	2013-12-31	$1,661
Total plan assets at end of year	2013-12-31	$773,442
Total plan assets at beginning of year	2013-12-31	$604,174
Value of fidelity bond covering the plan	2013-12-31	$50,000
Total contributions received or receivable from participants	2013-12-31	$33,984
Other income received	2013-12-31	$90,563
Net income (gross income less expenses)	2013-12-31	$169,268
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$773,442
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$604,174
Total contributions received or receivable from employer(s)	2013-12-31	$46,382
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$1,661
2012 : CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$155,008
Expenses. Total of all expenses incurred	2012-12-31	$1,257
Total plan assets at end of year	2012-12-31	$604,174
Total plan assets at beginning of year	2012-12-31	$450,423
Value of fidelity bond covering the plan	2012-12-31	$50,000
Total contributions received or receivable from participants	2012-12-31	$26,856
Other income received	2012-12-31	$33,685
Net income (gross income less expenses)	2012-12-31	$153,751
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$604,174
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$450,423
Total contributions received or receivable from employer(s)	2012-12-31	$94,467
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$1,257
2011 : CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$15,235
Total plan assets at end of year	2011-12-31	$450,423
Total plan assets at beginning of year	2011-12-31	$435,188
Value of fidelity bond covering the plan	2011-12-31	$50,000
Total contributions received or receivable from participants	2011-12-31	$29,300
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-36,490
Net income (gross income less expenses)	2011-12-31	$15,235
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$450,423
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$435,188
Total contributions received or receivable from employer(s)	2011-12-31	$22,425

Form 5500 Responses for CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN

2016: CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CARL E. POLLEX COMPANY, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CARL E. POLLEX COMPANY, INC.
Employer identification number (EIN):	741913857
NAIC Classification:	423700