JIM S. ADLER & ASSOCIATES has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN
401k plan membership statisitcs for JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN
Measure | Date | Value |
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2022 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-1,774,243 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $1,376,881 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,354,766 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,566,481 |
Value of total assets at end of year | 2022-12-31 | $15,962,631 |
Value of total assets at beginning of year | 2022-12-31 | $19,113,755 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $22,115 |
Total interest from all sources | 2022-12-31 | $29,708 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $195,274 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $195,274 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $928,381 |
Participant contributions at end of year | 2022-12-31 | $565,383 |
Participant contributions at beginning of year | 2022-12-31 | $527,906 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $2,197 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-3,151,124 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $15,962,631 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $19,113,755 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $8,240 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $12,952,776 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $16,344,043 |
Interest on participant loans | 2022-12-31 | $29,708 |
Income. Interest from loans (other than to participants) | 2022-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $2,444,472 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $2,241,806 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-3,622,952 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $57,246 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $635,903 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,354,766 |
Contract administrator fees | 2022-12-31 | $13,875 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | GARRETY AND ASSOCIATES CPA LLC |
Accountancy firm EIN | 2022-12-31 | 721510008 |
2021 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $3,684,841 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $798,229 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $778,341 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,516,935 |
Value of total assets at end of year | 2021-12-31 | $19,113,755 |
Value of total assets at beginning of year | 2021-12-31 | $16,227,143 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $19,888 |
Total interest from all sources | 2021-12-31 | $32,503 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $145,980 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $145,980 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $895,833 |
Participant contributions at end of year | 2021-12-31 | $527,906 |
Participant contributions at beginning of year | 2021-12-31 | $603,668 |
Participant contributions at end of year | 2021-12-31 | $0 |
Participant contributions at beginning of year | 2021-12-31 | $5,835 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $2,886,612 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $19,113,755 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $16,227,143 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $8,263 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $16,344,043 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $13,592,476 |
Interest on participant loans | 2021-12-31 | $32,503 |
Income. Interest from loans (other than to participants) | 2021-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $2,241,806 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $2,021,382 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $1,943,229 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $46,194 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $621,102 |
Employer contributions (assets) at end of year | 2021-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $3,782 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $778,341 |
Contract administrator fees | 2021-12-31 | $11,625 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | PHILLIP C. MAY PC |
Accountancy firm EIN | 2021-12-31 | 800794417 |
2020 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $3,722,853 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $623,916 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $611,371 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,341,349 |
Value of total assets at end of year | 2020-12-31 | $16,227,143 |
Value of total assets at beginning of year | 2020-12-31 | $13,128,206 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $12,545 |
Total interest from all sources | 2020-12-31 | $36,883 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $113,012 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $113,012 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $797,762 |
Participant contributions at end of year | 2020-12-31 | $603,668 |
Participant contributions at beginning of year | 2020-12-31 | $537,882 |
Participant contributions at end of year | 2020-12-31 | $5,835 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $2,100 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $3,098,937 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $16,227,143 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $13,128,206 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $6,260 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $13,592,476 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $10,831,239 |
Interest on participant loans | 2020-12-31 | $36,883 |
Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $2,021,382 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $1,758,927 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $158 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $158 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $2,182,088 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $49,521 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $541,487 |
Employer contributions (assets) at end of year | 2020-12-31 | $3,782 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $611,371 |
Contract administrator fees | 2020-12-31 | $6,285 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | PHILLIP C. MAY PC |
Accountancy firm EIN | 2020-12-31 | 800794417 |
2019 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $3,464,488 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $558,904 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $540,615 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,261,614 |
Value of total assets at end of year | 2019-12-31 | $13,128,206 |
Value of total assets at beginning of year | 2019-12-31 | $10,222,622 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $18,289 |
Total interest from all sources | 2019-12-31 | $34,279 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $146,536 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $146,536 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $750,452 |
Participant contributions at end of year | 2019-12-31 | $537,882 |
Participant contributions at beginning of year | 2019-12-31 | $538,845 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at beginning of year | 2019-12-31 | $14,026 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,715 |
Other income not declared elsewhere | 2019-12-31 | $462 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $2,905,584 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $13,128,206 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $10,222,622 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $5,419 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $10,831,239 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $8,170,950 |
Interest on participant loans | 2019-12-31 | $34,279 |
Income. Interest from loans (other than to participants) | 2019-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,758,927 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,498,801 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $158 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,982,504 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $39,093 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $509,447 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $540,615 |
Contract administrator fees | 2019-12-31 | $12,870 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | PHILLIP C. MAY PC |
Accountancy firm EIN | 2019-12-31 | 800794417 |
2018 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $567,106 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $607,775 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $588,660 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,038,472 |
Value of total assets at end of year | 2018-12-31 | $10,222,622 |
Value of total assets at beginning of year | 2018-12-31 | $10,263,291 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $19,115 |
Total interest from all sources | 2018-12-31 | $32,987 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $129,856 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $129,856 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $603,081 |
Participant contributions at end of year | 2018-12-31 | $538,845 |
Participant contributions at beginning of year | 2018-12-31 | $533,252 |
Participant contributions at end of year | 2018-12-31 | $14,026 |
Participant contributions at beginning of year | 2018-12-31 | $14,671 |
Other income not declared elsewhere | 2018-12-31 | $-164 |
Administrative expenses (other) incurred | 2018-12-31 | $37 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-40,669 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $10,222,622 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $10,263,291 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $5,083 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $8,170,950 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $8,418,347 |
Interest on participant loans | 2018-12-31 | $32,987 |
Income. Interest from loans (other than to participants) | 2018-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,498,801 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,281,029 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $5,242 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $5,242 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-664,503 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $30,458 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $435,391 |
Employer contributions (assets) at end of year | 2018-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $10,750 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $588,660 |
Contract administrator fees | 2018-12-31 | $13,995 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | PHILLIP C. MAY PC |
Accountancy firm EIN | 2018-12-31 | 800794417 |
2017 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $2,607,956 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $640,296 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $623,548 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,059,614 |
Value of total assets at end of year | 2017-12-31 | $10,263,291 |
Value of total assets at beginning of year | 2017-12-31 | $8,295,631 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $16,748 |
Total interest from all sources | 2017-12-31 | $26,846 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $108,394 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $108,394 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $613,294 |
Participant contributions at end of year | 2017-12-31 | $533,252 |
Participant contributions at beginning of year | 2017-12-31 | $377,928 |
Participant contributions at end of year | 2017-12-31 | $14,671 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $1,967,660 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $10,263,291 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $8,295,631 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $2,543 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $8,418,347 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $6,969,728 |
Interest on participant loans | 2017-12-31 | $26,846 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,281,029 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $5,242 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $947,975 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $947,975 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,393,463 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $19,639 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $446,320 |
Employer contributions (assets) at end of year | 2017-12-31 | $10,750 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $623,548 |
Contract administrator fees | 2017-12-31 | $14,205 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | PHILLIP C. MAY PC |
Accountancy firm EIN | 2017-12-31 | 800794417 |
2016 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $1,539,129 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $542,935 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $533,065 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,007,200 |
Value of total assets at end of year | 2016-12-31 | $8,295,631 |
Value of total assets at beginning of year | 2016-12-31 | $7,299,437 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $9,870 |
Total interest from all sources | 2016-12-31 | $27,031 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $86,049 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $86,049 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $613,193 |
Participant contributions at end of year | 2016-12-31 | $377,928 |
Participant contributions at beginning of year | 2016-12-31 | $411,718 |
Participant contributions at end of year | 2016-12-31 | $0 |
Participant contributions at beginning of year | 2016-12-31 | $13,765 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $996,194 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $8,295,631 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $7,299,437 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $6,969,728 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $5,976,920 |
Interest on participant loans | 2016-12-31 | $26,834 |
Income. Interest from loans (other than to participants) | 2016-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $947,975 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $886,864 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $886,864 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $197 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $418,849 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $394,007 |
Employer contributions (assets) at end of year | 2016-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $10,170 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $533,065 |
Contract administrator fees | 2016-12-31 | $9,870 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | PHILIP C. MAY PC |
Accountancy firm EIN | 2016-12-31 | 800794417 |
2015 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,070,772 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $157,442 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $144,417 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $4,175 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $956,457 |
Value of total assets at end of year | 2015-12-31 | $7,299,437 |
Value of total assets at beginning of year | 2015-12-31 | $6,386,107 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $8,850 |
Total interest from all sources | 2015-12-31 | $31,488 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $77,113 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $77,113 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $570,279 |
Participant contributions at end of year | 2015-12-31 | $411,718 |
Participant contributions at beginning of year | 2015-12-31 | $372,423 |
Participant contributions at end of year | 2015-12-31 | $13,765 |
Participant contributions at beginning of year | 2015-12-31 | $12,119 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $913,330 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $7,299,437 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $6,386,107 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $5,976,920 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $5,266,698 |
Interest on participant loans | 2015-12-31 | $31,470 |
Income. Interest from loans (other than to participants) | 2015-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $886,864 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $726,084 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $726,084 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $18 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $5,714 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $386,178 |
Employer contributions (assets) at end of year | 2015-12-31 | $10,170 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $8,783 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $144,417 |
Contract administrator fees | 2015-12-31 | $8,850 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | PHILIP C. MAY PC |
Accountancy firm EIN | 2015-12-31 | 800794417 |
2014 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $1,109,279 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $350,707 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $340,117 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $773,468 |
Value of total assets at end of year | 2014-12-31 | $6,386,107 |
Value of total assets at beginning of year | 2014-12-31 | $5,627,535 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $10,590 |
Total interest from all sources | 2014-12-31 | $33,506 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $63,882 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $63,882 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $455,423 |
Participant contributions at end of year | 2014-12-31 | $372,423 |
Participant contributions at beginning of year | 2014-12-31 | $366,595 |
Participant contributions at end of year | 2014-12-31 | $12,119 |
Participant contributions at beginning of year | 2014-12-31 | $9,761 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $10,043 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $758,572 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $6,386,107 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $5,627,535 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $5,266,698 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $4,557,783 |
Interest on participant loans | 2014-12-31 | $33,506 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $726,084 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $688,176 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $688,176 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $238,423 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $308,002 |
Employer contributions (assets) at end of year | 2014-12-31 | $8,783 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $5,220 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $340,117 |
Contract administrator fees | 2014-12-31 | $10,590 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | PHILIP C. MAY PC |
Accountancy firm EIN | 2014-12-31 | 800794417 |
2013 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $1,667,381 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $451,686 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $430,157 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $12,529 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $680,980 |
Value of total assets at end of year | 2013-12-31 | $5,627,535 |
Value of total assets at beginning of year | 2013-12-31 | $4,411,840 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $9,000 |
Total interest from all sources | 2013-12-31 | $29,705 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $50,519 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $50,519 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $417,183 |
Participant contributions at end of year | 2013-12-31 | $366,595 |
Participant contributions at beginning of year | 2013-12-31 | $337,663 |
Participant contributions at end of year | 2013-12-31 | $9,761 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,215,695 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $5,627,535 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $4,411,840 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $4,557,783 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $3,609,840 |
Interest on participant loans | 2013-12-31 | $29,705 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $688,176 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $464,337 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $464,337 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $906,177 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $263,797 |
Employer contributions (assets) at end of year | 2013-12-31 | $5,220 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $430,157 |
Contract administrator fees | 2013-12-31 | $9,000 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | BRIMER, PERRY & ASSOCIATES |
Accountancy firm EIN | 2013-12-31 | 200624227 |
2012 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $1,208,691 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $489,652 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $478,653 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $660,988 |
Value of total assets at end of year | 2012-12-31 | $4,411,840 |
Value of total assets at beginning of year | 2012-12-31 | $3,692,801 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $10,999 |
Total interest from all sources | 2012-12-31 | $25,647 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $61,571 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $61,571 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $395,000 |
Participant contributions at end of year | 2012-12-31 | $337,663 |
Participant contributions at beginning of year | 2012-12-31 | $260,980 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $27,682 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $719,039 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $4,411,840 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $3,692,801 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $3,609,840 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $3,004,103 |
Interest on participant loans | 2012-12-31 | $25,647 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $464,337 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $427,718 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $427,718 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $460,485 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $238,306 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $478,653 |
Contract administrator fees | 2012-12-31 | $10,999 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BRIMER, PERRY AND ASSOCIATES |
Accountancy firm EIN | 2012-12-31 | 200624227 |
2011 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $375,836 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $547,028 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $537,503 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $500,355 |
Value of total assets at end of year | 2011-12-31 | $3,692,801 |
Value of total assets at beginning of year | 2011-12-31 | $3,863,993 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $9,525 |
Total interest from all sources | 2011-12-31 | $23,675 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $51,862 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $51,862 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $310,145 |
Participant contributions at end of year | 2011-12-31 | $260,980 |
Participant contributions at beginning of year | 2011-12-31 | $256,210 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $8,341 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-171,192 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $3,692,801 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $3,863,993 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $3,004,103 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $3,353,654 |
Interest on participant loans | 2011-12-31 | $22,878 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $427,718 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $254,129 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $254,129 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $797 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-200,056 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $181,869 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $537,503 |
Contract administrator fees | 2011-12-31 | $9,525 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | BRIMER, PERRY AND ASSOCIATES |
Accountancy firm EIN | 2011-12-31 | 200624227 |
2010 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $857,398 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $374,265 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $365,450 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $484,076 |
Value of total assets at end of year | 2010-12-31 | $3,863,993 |
Value of total assets at beginning of year | 2010-12-31 | $3,380,860 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $8,815 |
Total interest from all sources | 2010-12-31 | $22,827 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $57,049 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $57,049 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $282,477 |
Participant contributions at end of year | 2010-12-31 | $256,210 |
Participant contributions at beginning of year | 2010-12-31 | $234,701 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $24,756 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $483,133 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $3,863,993 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,380,860 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $3,353,654 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $2,860,734 |
Interest on participant loans | 2010-12-31 | $22,423 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $254,129 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $285,425 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $285,425 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $404 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $293,446 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $176,843 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $365,450 |
Contract administrator fees | 2010-12-31 | $8,815 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | BRIMER, PERRY AND ASSOCIATES |
Accountancy firm EIN | 2010-12-31 | 200624227 |
2009 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |