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JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameJIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 001

JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JIM S. ADLER & ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name:JIM S. ADLER & ASSOCIATES
Employer identification number (EIN):742122055
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012024-01-01VICKY KILLINGSWORTH
0012023-01-01
0012023-01-01VICKY KILLINGSWORTH
0012022-01-01
0012022-01-01VICKY KILLINGSWORTH
0012021-01-01
0012021-01-01VICKY KILLINGSWORTH
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01VICKY KILLINGSWORTH
0012016-01-01VICKY KILLINGSWORTH ROSE KLECZYNSKI2018-01-30
0012015-01-01VICKY KILLINGSWORTH
0012014-01-01VICKY KILLINGSWORTH
0012013-01-01VICKY KILLINGSWORTH
0012012-01-01PAULETTE HOLCOMB
0012011-01-01PAULETTE HOLCOMB
0012010-01-01PAULETTE HOLCOMB
0012009-01-01PAULETTE HOLCOMB

Plan Statistics for JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2023: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01411
Total number of active participants reported on line 7a of the Form 55002023-01-01262
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-01143
Total of all active and inactive participants2023-01-01405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01405
Number of participants with account balances2023-01-01343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01391
Total number of active participants reported on line 7a of the Form 55002022-01-01253
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01138
Total of all active and inactive participants2022-01-01391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01392
Number of participants with account balances2022-01-01333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01409
Total number of active participants reported on line 7a of the Form 55002021-01-01240
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01141
Total of all active and inactive participants2021-01-01381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01381
Number of participants with account balances2021-01-01340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01407
Total number of active participants reported on line 7a of the Form 55002020-01-01270
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01124
Total of all active and inactive participants2020-01-01394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01394
Number of participants with account balances2020-01-01338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01398
Total number of active participants reported on line 7a of the Form 55002019-01-01255
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01117
Total of all active and inactive participants2019-01-01372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01372
Number of participants with account balances2019-01-01309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01390
Total number of active participants reported on line 7a of the Form 55002018-01-01246
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01116
Total of all active and inactive participants2018-01-01362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01362
Number of participants with account balances2018-01-01297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01400
Total number of active participants reported on line 7a of the Form 55002017-01-01282
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0199
Total of all active and inactive participants2017-01-01381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01381
Number of participants with account balances2017-01-01304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01364
Total number of active participants reported on line 7a of the Form 55002016-01-01261
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01102
Total of all active and inactive participants2016-01-01363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01363
Number of participants with account balances2016-01-01298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01337
Total number of active participants reported on line 7a of the Form 55002015-01-01249
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0186
Total of all active and inactive participants2015-01-01335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01335
Number of participants with account balances2015-01-01268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01280
Total number of active participants reported on line 7a of the Form 55002014-01-01223
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0162
Total of all active and inactive participants2014-01-01285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01285
Number of participants with account balances2014-01-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01237
Total number of active participants reported on line 7a of the Form 55002013-01-01174
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0153
Total of all active and inactive participants2013-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01227
Number of participants with account balances2013-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01201
Total number of active participants reported on line 7a of the Form 55002012-01-01164
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0142
Total of all active and inactive participants2012-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01207
Number of participants with account balances2012-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01186
Total number of active participants reported on line 7a of the Form 55002011-01-01130
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0149
Total of all active and inactive participants2011-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01179
Number of participants with account balances2011-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01184
Total number of active participants reported on line 7a of the Form 55002010-01-01124
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0145
Total of all active and inactive participants2010-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01169
Number of participants with account balances2010-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01162
Total number of active participants reported on line 7a of the Form 55002009-01-01115
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0145
Total of all active and inactive participants2009-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01160
Number of participants with account balances2009-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2023 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$4,925,346
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$2,293,817
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$2,272,175
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$2,292,743
Value of total assets at end of year2023-12-31$18,594,160
Value of total assets at beginning of year2023-12-31$15,962,631
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$21,642
Total interest from all sources2023-12-31$45,865
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$224,790
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$224,790
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,087,068
Participant contributions at end of year2023-12-31$656,517
Participant contributions at beginning of year2023-12-31$565,383
Participant contributions at end of year2023-12-31$18,851
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$455,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$2,631,529
Value of net assets at end of year (total assets less liabilities)2023-12-31$18,594,160
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$15,962,631
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$7,962
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$15,107,402
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$12,952,776
Interest on participant loans2023-12-31$45,865
Income. Interest from loans (other than to participants)2023-12-31$0
Value of interest in common/collective trusts at end of year2023-12-31$2,758,360
Value of interest in common/collective trusts at beginning of year2023-12-31$2,444,472
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$2,277,021
Net investment gain or loss from common/collective trusts2023-12-31$84,927
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$749,785
Employer contributions (assets) at end of year2023-12-31$53,030
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$2,272,175
Contract administrator fees2023-12-31$13,680
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31GARRETY AND ASSOCIATES CPA LLC
Accountancy firm EIN2023-12-31721510008
Total unrealized appreciation/depreciation of assets2023-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$4,925,346
Total loss/gain on sale of assets2023-01-01$0
Total of all expenses incurred2023-01-01$2,293,817
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$2,272,175
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$2,292,743
Value of total assets at end of year2023-01-01$18,594,160
Value of total assets at beginning of year2023-01-01$15,962,631
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$21,642
Total interest from all sources2023-01-01$45,865
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$224,790
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$224,790
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$1,000,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$1,087,068
Participant contributions at end of year2023-01-01$656,517
Participant contributions at beginning of year2023-01-01$565,383
Participant contributions at end of year2023-01-01$18,851
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$455,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$2,631,529
Value of net assets at end of year (total assets less liabilities)2023-01-01$18,594,160
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$15,962,631
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Investment advisory and management fees2023-01-01$7,962
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$15,107,402
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$12,952,776
Interest on participant loans2023-01-01$45,865
Income. Interest from loans (other than to participants)2023-01-01$0
Value of interest in common/collective trusts at end of year2023-01-01$2,758,360
Value of interest in common/collective trusts at beginning of year2023-01-01$2,444,472
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$2,277,021
Net investment gain or loss from common/collective trusts2023-01-01$84,927
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$749,785
Employer contributions (assets) at end of year2023-01-01$53,030
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$2,272,175
Contract administrator fees2023-01-01$13,680
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01GARRETY AND ASSOCIATES CPA LLC
Accountancy firm EIN2023-01-01721510008
2022 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,774,243
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,376,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,354,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,566,481
Value of total assets at end of year2022-12-31$15,962,631
Value of total assets at beginning of year2022-12-31$19,113,755
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$22,115
Total interest from all sources2022-12-31$29,708
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$195,274
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$195,274
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$928,381
Participant contributions at end of year2022-12-31$565,383
Participant contributions at beginning of year2022-12-31$527,906
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,151,124
Value of net assets at end of year (total assets less liabilities)2022-12-31$15,962,631
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$19,113,755
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$8,240
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$12,952,776
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$16,344,043
Interest on participant loans2022-12-31$29,708
Income. Interest from loans (other than to participants)2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$2,444,472
Value of interest in common/collective trusts at beginning of year2022-12-31$2,241,806
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,622,952
Net investment gain or loss from common/collective trusts2022-12-31$57,246
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$635,903
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,354,766
Contract administrator fees2022-12-31$13,875
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GARRETY AND ASSOCIATES CPA LLC
Accountancy firm EIN2022-12-31721510008
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-1,774,243
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$1,376,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$1,354,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$1,566,481
Value of total assets at end of year2022-01-01$15,962,631
Value of total assets at beginning of year2022-01-01$19,113,755
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$22,115
Total interest from all sources2022-01-01$29,708
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$195,274
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$195,274
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$1,000,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$928,381
Participant contributions at end of year2022-01-01$565,383
Participant contributions at beginning of year2022-01-01$527,906
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$2,197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-3,151,124
Value of net assets at end of year (total assets less liabilities)2022-01-01$15,962,631
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$19,113,755
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Investment advisory and management fees2022-01-01$8,240
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$12,952,776
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$16,344,043
Interest on participant loans2022-01-01$29,708
Income. Interest from loans (other than to participants)2022-01-01$0
Value of interest in common/collective trusts at end of year2022-01-01$2,444,472
Value of interest in common/collective trusts at beginning of year2022-01-01$2,241,806
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-3,622,952
Net investment gain or loss from common/collective trusts2022-01-01$57,246
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$635,903
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$1,354,766
Contract administrator fees2022-01-01$13,875
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01GARRETY AND ASSOCIATES CPA LLC
Accountancy firm EIN2022-01-01721510008
2021 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,684,841
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$798,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$778,341
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,516,935
Value of total assets at end of year2021-12-31$19,113,755
Value of total assets at beginning of year2021-12-31$16,227,143
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$19,888
Total interest from all sources2021-12-31$32,503
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$145,980
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$145,980
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$895,833
Participant contributions at end of year2021-12-31$527,906
Participant contributions at beginning of year2021-12-31$603,668
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$5,835
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,886,612
Value of net assets at end of year (total assets less liabilities)2021-12-31$19,113,755
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$16,227,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$8,263
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$16,344,043
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$13,592,476
Interest on participant loans2021-12-31$32,503
Income. Interest from loans (other than to participants)2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$2,241,806
Value of interest in common/collective trusts at beginning of year2021-12-31$2,021,382
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,943,229
Net investment gain or loss from common/collective trusts2021-12-31$46,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$621,102
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$3,782
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$778,341
Contract administrator fees2021-12-31$11,625
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PHILLIP C. MAY PC
Accountancy firm EIN2021-12-31800794417
2020 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,722,853
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$623,916
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$611,371
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,341,349
Value of total assets at end of year2020-12-31$16,227,143
Value of total assets at beginning of year2020-12-31$13,128,206
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$12,545
Total interest from all sources2020-12-31$36,883
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$113,012
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$113,012
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$797,762
Participant contributions at end of year2020-12-31$603,668
Participant contributions at beginning of year2020-12-31$537,882
Participant contributions at end of year2020-12-31$5,835
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,098,937
Value of net assets at end of year (total assets less liabilities)2020-12-31$16,227,143
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$13,128,206
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$6,260
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$13,592,476
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$10,831,239
Interest on participant loans2020-12-31$36,883
Income. Interest from loans (other than to participants)2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$2,021,382
Value of interest in common/collective trusts at beginning of year2020-12-31$1,758,927
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$158
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$158
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,182,088
Net investment gain or loss from common/collective trusts2020-12-31$49,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$541,487
Employer contributions (assets) at end of year2020-12-31$3,782
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$611,371
Contract administrator fees2020-12-31$6,285
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PHILLIP C. MAY PC
Accountancy firm EIN2020-12-31800794417
2019 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,464,488
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$558,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$540,615
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,261,614
Value of total assets at end of year2019-12-31$13,128,206
Value of total assets at beginning of year2019-12-31$10,222,622
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$18,289
Total interest from all sources2019-12-31$34,279
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$146,536
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$146,536
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$750,452
Participant contributions at end of year2019-12-31$537,882
Participant contributions at beginning of year2019-12-31$538,845
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$14,026
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,715
Other income not declared elsewhere2019-12-31$462
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,905,584
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,128,206
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,222,622
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$5,419
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$10,831,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,170,950
Interest on participant loans2019-12-31$34,279
Income. Interest from loans (other than to participants)2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$1,758,927
Value of interest in common/collective trusts at beginning of year2019-12-31$1,498,801
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$158
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,982,504
Net investment gain or loss from common/collective trusts2019-12-31$39,093
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$509,447
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$540,615
Contract administrator fees2019-12-31$12,870
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PHILLIP C. MAY PC
Accountancy firm EIN2019-12-31800794417
2018 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$567,106
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$607,775
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$588,660
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,038,472
Value of total assets at end of year2018-12-31$10,222,622
Value of total assets at beginning of year2018-12-31$10,263,291
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$19,115
Total interest from all sources2018-12-31$32,987
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$129,856
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$129,856
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$603,081
Participant contributions at end of year2018-12-31$538,845
Participant contributions at beginning of year2018-12-31$533,252
Participant contributions at end of year2018-12-31$14,026
Participant contributions at beginning of year2018-12-31$14,671
Other income not declared elsewhere2018-12-31$-164
Administrative expenses (other) incurred2018-12-31$37
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-40,669
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,222,622
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$10,263,291
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$5,083
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$8,170,950
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$8,418,347
Interest on participant loans2018-12-31$32,987
Income. Interest from loans (other than to participants)2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$1,498,801
Value of interest in common/collective trusts at beginning of year2018-12-31$1,281,029
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$5,242
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$5,242
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-664,503
Net investment gain or loss from common/collective trusts2018-12-31$30,458
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$435,391
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$10,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$588,660
Contract administrator fees2018-12-31$13,995
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PHILLIP C. MAY PC
Accountancy firm EIN2018-12-31800794417
2017 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,607,956
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$640,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$623,548
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,059,614
Value of total assets at end of year2017-12-31$10,263,291
Value of total assets at beginning of year2017-12-31$8,295,631
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$16,748
Total interest from all sources2017-12-31$26,846
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$108,394
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$108,394
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$613,294
Participant contributions at end of year2017-12-31$533,252
Participant contributions at beginning of year2017-12-31$377,928
Participant contributions at end of year2017-12-31$14,671
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,967,660
Value of net assets at end of year (total assets less liabilities)2017-12-31$10,263,291
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,295,631
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$2,543
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$8,418,347
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$6,969,728
Interest on participant loans2017-12-31$26,846
Value of interest in common/collective trusts at end of year2017-12-31$1,281,029
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$5,242
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$947,975
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$947,975
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,393,463
Net investment gain or loss from common/collective trusts2017-12-31$19,639
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$446,320
Employer contributions (assets) at end of year2017-12-31$10,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$623,548
Contract administrator fees2017-12-31$14,205
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PHILLIP C. MAY PC
Accountancy firm EIN2017-12-31800794417
2016 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,539,129
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$542,935
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$533,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,007,200
Value of total assets at end of year2016-12-31$8,295,631
Value of total assets at beginning of year2016-12-31$7,299,437
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$9,870
Total interest from all sources2016-12-31$27,031
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$86,049
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$86,049
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$613,193
Participant contributions at end of year2016-12-31$377,928
Participant contributions at beginning of year2016-12-31$411,718
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$13,765
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$996,194
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,295,631
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,299,437
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$6,969,728
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,976,920
Interest on participant loans2016-12-31$26,834
Income. Interest from loans (other than to participants)2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$947,975
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$886,864
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$886,864
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$197
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$418,849
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$394,007
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$10,170
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$533,065
Contract administrator fees2016-12-31$9,870
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PHILIP C. MAY PC
Accountancy firm EIN2016-12-31800794417
2015 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,070,772
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$157,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$144,417
Expenses. Certain deemed distributions of participant loans2015-12-31$4,175
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$956,457
Value of total assets at end of year2015-12-31$7,299,437
Value of total assets at beginning of year2015-12-31$6,386,107
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$8,850
Total interest from all sources2015-12-31$31,488
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$77,113
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$77,113
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$570,279
Participant contributions at end of year2015-12-31$411,718
Participant contributions at beginning of year2015-12-31$372,423
Participant contributions at end of year2015-12-31$13,765
Participant contributions at beginning of year2015-12-31$12,119
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$913,330
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,299,437
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,386,107
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,976,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,266,698
Interest on participant loans2015-12-31$31,470
Income. Interest from loans (other than to participants)2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$886,864
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$726,084
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$726,084
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$18
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$5,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$386,178
Employer contributions (assets) at end of year2015-12-31$10,170
Employer contributions (assets) at beginning of year2015-12-31$8,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$144,417
Contract administrator fees2015-12-31$8,850
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PHILIP C. MAY PC
Accountancy firm EIN2015-12-31800794417
2014 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,109,279
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$350,707
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$340,117
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$773,468
Value of total assets at end of year2014-12-31$6,386,107
Value of total assets at beginning of year2014-12-31$5,627,535
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$10,590
Total interest from all sources2014-12-31$33,506
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$63,882
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$63,882
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$455,423
Participant contributions at end of year2014-12-31$372,423
Participant contributions at beginning of year2014-12-31$366,595
Participant contributions at end of year2014-12-31$12,119
Participant contributions at beginning of year2014-12-31$9,761
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$10,043
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$758,572
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,386,107
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,627,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,266,698
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,557,783
Interest on participant loans2014-12-31$33,506
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$726,084
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$688,176
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$688,176
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$238,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$308,002
Employer contributions (assets) at end of year2014-12-31$8,783
Employer contributions (assets) at beginning of year2014-12-31$5,220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$340,117
Contract administrator fees2014-12-31$10,590
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PHILIP C. MAY PC
Accountancy firm EIN2014-12-31800794417
2013 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,667,381
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$451,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$430,157
Expenses. Certain deemed distributions of participant loans2013-12-31$12,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$680,980
Value of total assets at end of year2013-12-31$5,627,535
Value of total assets at beginning of year2013-12-31$4,411,840
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$9,000
Total interest from all sources2013-12-31$29,705
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$50,519
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$50,519
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$417,183
Participant contributions at end of year2013-12-31$366,595
Participant contributions at beginning of year2013-12-31$337,663
Participant contributions at end of year2013-12-31$9,761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,215,695
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,627,535
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,411,840
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,557,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,609,840
Interest on participant loans2013-12-31$29,705
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$688,176
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$464,337
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$464,337
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$906,177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$263,797
Employer contributions (assets) at end of year2013-12-31$5,220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$430,157
Contract administrator fees2013-12-31$9,000
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BRIMER, PERRY & ASSOCIATES
Accountancy firm EIN2013-12-31200624227
2012 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,208,691
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$489,652
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$478,653
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$660,988
Value of total assets at end of year2012-12-31$4,411,840
Value of total assets at beginning of year2012-12-31$3,692,801
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$10,999
Total interest from all sources2012-12-31$25,647
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$61,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$61,571
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$395,000
Participant contributions at end of year2012-12-31$337,663
Participant contributions at beginning of year2012-12-31$260,980
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$27,682
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$719,039
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,411,840
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,692,801
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,609,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,004,103
Interest on participant loans2012-12-31$25,647
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$464,337
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$427,718
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$427,718
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$460,485
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$238,306
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$478,653
Contract administrator fees2012-12-31$10,999
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BRIMER, PERRY AND ASSOCIATES
Accountancy firm EIN2012-12-31200624227
2011 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$375,836
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$547,028
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$537,503
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$500,355
Value of total assets at end of year2011-12-31$3,692,801
Value of total assets at beginning of year2011-12-31$3,863,993
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$9,525
Total interest from all sources2011-12-31$23,675
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$51,862
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$51,862
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$310,145
Participant contributions at end of year2011-12-31$260,980
Participant contributions at beginning of year2011-12-31$256,210
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$8,341
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-171,192
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,692,801
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,863,993
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,004,103
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,353,654
Interest on participant loans2011-12-31$22,878
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$427,718
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$254,129
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$254,129
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$797
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-200,056
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$181,869
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$537,503
Contract administrator fees2011-12-31$9,525
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BRIMER, PERRY AND ASSOCIATES
Accountancy firm EIN2011-12-31200624227
2010 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$857,398
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$374,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$365,450
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$484,076
Value of total assets at end of year2010-12-31$3,863,993
Value of total assets at beginning of year2010-12-31$3,380,860
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$8,815
Total interest from all sources2010-12-31$22,827
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$57,049
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$57,049
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$282,477
Participant contributions at end of year2010-12-31$256,210
Participant contributions at beginning of year2010-12-31$234,701
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$24,756
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$483,133
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,863,993
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,380,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,353,654
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,860,734
Interest on participant loans2010-12-31$22,423
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$254,129
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$285,425
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$285,425
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$404
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$293,446
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$176,843
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$365,450
Contract administrator fees2010-12-31$8,815
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BRIMER, PERRY AND ASSOCIATES
Accountancy firm EIN2010-12-31200624227
2009 : JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN

2023: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: JIM S. ADLER & ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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