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401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS 401k Plan overview

Plan Name401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS
Plan identification number 001

401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOUTH TEXAS CARDIOVASCULAR CONSULTANTS has sponsored the creation of one or more 401k plans.

Company Name:SOUTH TEXAS CARDIOVASCULAR CONSULTANTS
Employer identification number (EIN):742726528
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01JOSE A. PEREZ2023-10-06
0012021-01-01JOSE A PEREZ2022-10-27
0012021-01-01JOSE A. PEREZ2022-10-11
0012020-01-01OBINNA G. ISIGUZO2021-09-10 OBINNA G. ISIGUZO2021-09-10
0012019-01-01CHARLES H. MACHELL2020-10-09
0012018-01-01CHARLES H. MACHELL2019-10-14
0012017-01-01A. CHARLES RABINOWITZ2018-05-25
0012016-01-01A. CHARLES RABINOWITZ2017-05-15
0012015-01-01A. CHARLES RABINOWITZ2016-09-06
0012014-01-01A. CHARLES RABINOWITZ2015-10-14
0012013-01-01A. CHARLES RABINOWITZ
0012012-01-01A. CHARLES RABINOWITZ
0012011-01-01A. CHARLES RABINOWITZ
0012010-01-01A. CHARLES RABINOWITZ
0012009-01-01A. CHARLES RABINOWITZ

Plan Statistics for 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS

401k plan membership statisitcs for 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS

Measure Date Value
2013: 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS 2013 401k membership
Total participants, beginning-of-year2013-01-0177
Total number of active participants reported on line 7a of the Form 55002013-01-0119
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0115
Total of all active and inactive participants2013-01-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0134
Number of participants with account balances2013-01-0129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS 2012 401k membership
Total participants, beginning-of-year2012-01-0196
Total number of active participants reported on line 7a of the Form 55002012-01-0169
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-018
Total of all active and inactive participants2012-01-0177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0177
Number of participants with account balances2012-01-0151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS 2011 401k membership
Total participants, beginning-of-year2011-01-01104
Total number of active participants reported on line 7a of the Form 55002011-01-0187
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-019
Total of all active and inactive participants2011-01-0196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0196
Number of participants with account balances2011-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS 2010 401k membership
Total participants, beginning-of-year2010-01-01118
Total number of active participants reported on line 7a of the Form 55002010-01-0196
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-018
Total of all active and inactive participants2010-01-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01104
Number of participants with account balances2010-01-0162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS 2009 401k membership
Total participants, beginning-of-year2009-01-0199
Total number of active participants reported on line 7a of the Form 55002009-01-01104
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0114
Total of all active and inactive participants2009-01-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01118
Number of participants with account balances2009-01-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS

Measure Date Value
2013 : 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS 2013 401k financial data
Total income from all sources2013-12-31$448,184
Expenses. Total of all expenses incurred2013-12-31$729,486
Benefits paid (including direct rollovers)2013-12-31$727,610
Total plan assets at end of year2013-12-31$1,697,075
Total plan assets at beginning of year2013-12-31$1,978,377
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$34,601
Other income received2013-12-31$413,583
Net income (gross income less expenses)2013-12-31$-281,302
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,697,075
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,978,377
Assets. Value of participant loans2013-12-31$44,734
Total contributions received or receivable from employer(s)2013-12-31$0
Value of corrective distributions2013-12-31$57
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$1,819
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS 2012 401k financial data
Total income from all sources2012-12-31$288,547
Expenses. Total of all expenses incurred2012-12-31$239,354
Benefits paid (including direct rollovers)2012-12-31$184,455
Total plan assets at end of year2012-12-31$1,978,377
Total plan assets at beginning of year2012-12-31$1,929,184
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$39,896
Other income received2012-12-31$248,651
Net income (gross income less expenses)2012-12-31$49,193
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,978,377
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,929,184
Assets. Value of participant loans2012-12-31$56,193
Value of corrective distributions2012-12-31$29,202
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$25,697
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$124,974
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$221,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$195,239
Value of total corrective distributions2011-12-31$882
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$148,473
Value of total assets at end of year2011-12-31$1,929,184
Value of total assets at beginning of year2011-12-31$2,025,436
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$25,105
Total interest from all sources2011-12-31$2,962
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$24,248
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$148,473
Participant contributions at end of year2011-12-31$5,331
Participant contributions at beginning of year2011-12-31$4,613
Assets. Loans (other than to participants) at end of year2011-12-31$59,638
Assets. Loans (other than to participants) at beginning of year2011-12-31$68,091
Administrative expenses (other) incurred2011-12-31$75
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-96,252
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,929,184
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,025,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$129
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,864,215
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,952,732
Interest on participant loans2011-12-31$2,962
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-26,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$195,239
Contract administrator fees2011-12-31$653
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BOLDT & BOLDT, INC.
Accountancy firm EIN2011-12-31742418684
2010 : 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$325,191
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$217,944
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$148,303
Value of total corrective distributions2010-12-31$38,970
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$81,589
Value of total assets at end of year2010-12-31$2,025,436
Value of total assets at beginning of year2010-12-31$1,918,189
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$30,671
Total interest from all sources2010-12-31$1,108
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$29,246
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$68,462
Participant contributions at end of year2010-12-31$4,613
Participant contributions at beginning of year2010-12-31$7,762
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$13,127
Assets. Loans (other than to participants) at end of year2010-12-31$68,091
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$107,247
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,025,436
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,918,189
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,952,732
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,910,427
Interest on participant loans2010-12-31$1,108
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$242,494
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$148,303
Contract administrator fees2010-12-31$1,425
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BOLDT & BOLDT, INC.
Accountancy firm EIN2010-12-31742418684
2009 : 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS

2013: 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: 401K PLAN FOR EMPLOYEES OF SOUTH TEXAS CARDIOVASCULAR CONSULTANTS 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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