401k Plan data: DCI FAMILY OF COMPANIES 401(K) PLAN plan

DCI FAMILY OF COMPANIES 401(K) PLAN 401k Plan overview

Plan Name	DCI FAMILY OF COMPANIES 401(K) PLAN
Plan identification number	001

DCI FAMILY OF COMPANIES 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DCI GROUP INC has sponsored the creation of one or more 401k plans.

Company Name: DCI GROUP INC

Employer identification number (EIN): 742805209

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DCI FAMILY OF COMPANIES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01
001 2013-01-01 PATRICK ROGAN
001 2012-01-01 PATRICK ROGAN
001 2011-01-01 FRANK G. EDWARDS
001 2009-01-01 PATRICK ROGAN PATRICK ROGAN 2010-10-15
001 2009-01-01 PATRICK ROGAN PATRICK ROGAN 2011-07-06
001 2009-01-01 PATRICK ROGAN PATRICK ROGAN 2010-10-15
001 2009-01-01 FRANK EDWARDS FRANK EDWARDS 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01
001	2013-01-01	PATRICK ROGAN
001	2012-01-01	PATRICK ROGAN
001	2011-01-01	FRANK G. EDWARDS
001	2009-01-01	PATRICK ROGAN	PATRICK ROGAN	2010-10-15
001	2009-01-01	PATRICK ROGAN	PATRICK ROGAN	2011-07-06
001	2009-01-01	PATRICK ROGAN	PATRICK ROGAN	2010-10-15
001	2009-01-01	FRANK EDWARDS	FRANK EDWARDS	2010-10-15

Plan Statistics for DCI FAMILY OF COMPANIES 401(K) PLAN

401k plan membership statisitcs for DCI FAMILY OF COMPANIES 401(K) PLAN

Measure Date Value
2014: DCI FAMILY OF COMPANIES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 314
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 132
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 116
Total of all active and inactive participants 2014-01-01 248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 248
Number of participants with account balances 2014-01-01 233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 8
2013: DCI FAMILY OF COMPANIES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 330
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 149
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 160
Total of all active and inactive participants 2013-01-01 309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 309
Number of participants with account balances 2013-01-01 280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: DCI FAMILY OF COMPANIES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 400
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 152
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 176
Total of all active and inactive participants 2012-01-01 328
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 328
Number of participants with account balances 2012-01-01 303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: DCI FAMILY OF COMPANIES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 280
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 190
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 207
Total of all active and inactive participants 2011-01-01 397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 397
Number of participants with account balances 2011-01-01 354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: DCI FAMILY OF COMPANIES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 258
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 148
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 74
Total of all active and inactive participants 2009-01-01 222
Total participants 2009-01-01 222
Number of participants with account balances 2009-01-01 199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: DCI FAMILY OF COMPANIES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	314
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	132
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	116
Total of all active and inactive participants	2014-01-01	248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	248
Number of participants with account balances	2014-01-01	233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	8
2013: DCI FAMILY OF COMPANIES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	330
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	149
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	160
Total of all active and inactive participants	2013-01-01	309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	309
Number of participants with account balances	2013-01-01	280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: DCI FAMILY OF COMPANIES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	400
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	152
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	176
Total of all active and inactive participants	2012-01-01	328
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	328
Number of participants with account balances	2012-01-01	303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: DCI FAMILY OF COMPANIES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	280
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	190
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	207
Total of all active and inactive participants	2011-01-01	397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	397
Number of participants with account balances	2011-01-01	354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: DCI FAMILY OF COMPANIES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	258
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	148
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	74
Total of all active and inactive participants	2009-01-01	222
Total participants	2009-01-01	222
Number of participants with account balances	2009-01-01	199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on DCI FAMILY OF COMPANIES 401(K) PLAN

Measure	Date	Value
2014 : DCI FAMILY OF COMPANIES 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$1,262
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$2,050
Total income from all sources (including contributions)	2014-12-31	$3,007,652
Total of all expenses incurred	2014-12-31	$1,265,669
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,233,933
Expenses. Certain deemed distributions of participant loans	2014-12-31	$12,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,752,539
Value of total assets at end of year	2014-12-31	$16,218,920
Value of total assets at beginning of year	2014-12-31	$14,477,725
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$19,472
Total interest from all sources	2014-12-31	$13,047
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$457,955
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$457,955
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$800,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,118,622
Participant contributions at end of year	2014-12-31	$262,817
Participant contributions at beginning of year	2014-12-31	$230,966
Participant contributions at end of year	2014-12-31	$729
Participant contributions at beginning of year	2014-12-31	$26,724
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$3,544
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$1,262
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$2,050
Other income not declared elsewhere	2014-12-31	$29,393
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$5
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,741,983
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$16,217,658
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$14,475,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$15,543,703
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$13,759,613
Interest on participant loans	2014-12-31	$13,047
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$378,430
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$419,230
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$419,230
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$754,718
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$630,373
Employer contributions (assets) at end of year	2014-12-31	$33,241
Employer contributions (assets) at beginning of year	2014-12-31	$41,187
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,233,933
Contract administrator fees	2014-12-31	$19,472
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MCGLADREY LLP
Accountancy firm EIN	2014-12-31	420714325
2013 : DCI FAMILY OF COMPANIES 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$2,050
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$4,113,735
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,127,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,105,615
Expenses. Certain deemed distributions of participant loans	2013-12-31	$4,886
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,787,961
Value of total assets at end of year	2013-12-31	$14,477,725
Value of total assets at beginning of year	2013-12-31	$11,489,619
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$17,178
Total interest from all sources	2013-12-31	$11,314
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$360,889
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$360,889
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$800,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,090,790
Participant contributions at end of year	2013-12-31	$230,966
Participant contributions at beginning of year	2013-12-31	$214,778
Participant contributions at end of year	2013-12-31	$26,724
Participant contributions at beginning of year	2013-12-31	$36,962
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$89,105
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$2,050
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$-2,439
Total non interest bearing cash at end of year	2013-12-31	$5
Total non interest bearing cash at beginning of year	2013-12-31	$195,717
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,986,056
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$14,475,675
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$11,489,619
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$13,759,613
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$10,354,006
Interest on participant loans	2013-12-31	$11,314
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$419,230
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$634,315
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$634,315
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,956,010
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$608,066
Employer contributions (assets) at end of year	2013-12-31	$41,187
Employer contributions (assets) at beginning of year	2013-12-31	$53,841
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,105,615
Contract administrator fees	2013-12-31	$17,178
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MCGLADREY LLP
Accountancy firm EIN	2013-12-31	420714325
2012 : DCI FAMILY OF COMPANIES 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$3,431
Total income from all sources (including contributions)	2012-12-31	$3,199,202
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,375,447
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,327,060
Expenses. Certain deemed distributions of participant loans	2012-12-31	$24,177
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,880,696
Value of total assets at end of year	2012-12-31	$11,489,619
Value of total assets at beginning of year	2012-12-31	$9,669,295
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$24,210
Total interest from all sources	2012-12-31	$8,718
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$271,126
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$271,126
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$800,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,172,482
Participant contributions at end of year	2012-12-31	$214,778
Participant contributions at beginning of year	2012-12-31	$176,875
Participant contributions at end of year	2012-12-31	$36,962
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$55,346
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$3,431
Total non interest bearing cash at end of year	2012-12-31	$195,717
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,823,755
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$11,489,619
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$9,665,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$10,354,006
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$9,383,933
Interest on participant loans	2012-12-31	$8,718
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$634,315
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$62,562
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$62,562
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,038,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$652,868
Employer contributions (assets) at end of year	2012-12-31	$53,841
Employer contributions (assets) at beginning of year	2012-12-31	$45,925
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,327,060
Contract administrator fees	2012-12-31	$24,210
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MCGLADREY LLP
Accountancy firm EIN	2012-12-31	420714325
2011 : DCI FAMILY OF COMPANIES 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$3,431
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$3,742
Total income from all sources (including contributions)	2011-12-31	$1,729,625
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$683,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$639,128
Expenses. Certain deemed distributions of participant loans	2011-12-31	$10,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,831,343
Value of total assets at end of year	2011-12-31	$9,669,295
Value of total assets at beginning of year	2011-12-31	$8,623,631
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$34,094
Total interest from all sources	2011-12-31	$8,518
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$244,651
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$244,651
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$800,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,152,410
Participant contributions at end of year	2011-12-31	$176,875
Participant contributions at beginning of year	2011-12-31	$173,105
Participant contributions at beginning of year	2011-12-31	$38,311
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$39,114
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$3,431
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$3,742
Other income not declared elsewhere	2011-12-31	$3,459
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,045,975
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$9,665,864
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$8,619,889
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$9,383,933
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$8,372,553
Interest on participant loans	2011-12-31	$8,518
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$62,562
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-358,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$639,819
Employer contributions (assets) at end of year	2011-12-31	$45,925
Employer contributions (assets) at beginning of year	2011-12-31	$39,662
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$639,128
Contract administrator fees	2011-12-31	$34,094
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MCGLADREY LLP
Accountancy firm EIN	2011-12-31	420714325
2010 : DCI FAMILY OF COMPANIES 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$3,742
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,575,981
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$570,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$559,761
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,648,912
Value of total assets at end of year	2010-12-31	$8,623,631
Value of total assets at beginning of year	2010-12-31	$6,614,429
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$10,760
Total interest from all sources	2010-12-31	$4,892
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$169,942
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$169,942
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,049,501
Participant contributions at end of year	2010-12-31	$173,105
Participant contributions at beginning of year	2010-12-31	$85,008
Participant contributions at end of year	2010-12-31	$38,311
Participant contributions at beginning of year	2010-12-31	$31,544
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$63,235
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$3,742
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,005,460
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$8,619,889
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$6,614,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$8,372,553
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$6,455,486
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$0
Interest on participant loans	2010-12-31	$4,892
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$752,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$536,176
Employer contributions (assets) at end of year	2010-12-31	$39,662
Employer contributions (assets) at beginning of year	2010-12-31	$42,391
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$559,761
Contract administrator fees	2010-12-31	$10,760
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MCGLADREY & PULLEN, LLP
Accountancy firm EIN	2010-12-31	420714325

Form 5500 Responses for DCI FAMILY OF COMPANIES 401(K) PLAN

2014: DCI FAMILY OF COMPANIES 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DCI FAMILY OF COMPANIES 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DCI FAMILY OF COMPANIES 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Mulitple employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DCI FAMILY OF COMPANIES 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: DCI FAMILY OF COMPANIES 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Mulitple employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

DCI FAMILY OF COMPANIES 401(K) PLAN [EIN = 263684630]

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Company Name:	DCI GROUP INC
Employer identification number (EIN):	742805209
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services