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ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 401k Plan overview

Plan NameROGERS & WHITLEY, LLP PROFIT SHARING PLAN
Plan identification number 001

ROGERS & WHITLEY, LLP PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROGERS & WHITLEY, LLP has sponsored the creation of one or more 401k plans.

Company Name:ROGERS & WHITLEY, LLP
Employer identification number (EIN):742901812
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROGERS & WHITLEY, LLP PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01RICHARD L WHITLEY2023-07-20 RICHARD L WHITLEY2023-07-20
0012021-01-01RICHARD L WHITLEY2022-07-27 RICHARD L WHITLEY2022-07-27
0012020-01-01RICHARD L WHITLEY2021-07-21 RICHARD L WHITLEY2021-07-21
0012019-01-01RICHARD WHITLEY2020-07-22 RICHARD WHITLEY2020-07-22
0012018-01-01RICHARD L WHITLEY2019-07-18 RICHARD L WHITLEY2019-07-18
0012017-01-01RICHARD WHITLEY2018-07-18 RICHARD WHITLEY2018-07-18
0012016-01-01RICHARD WHITLEY2017-09-25 RICHARD WHITLEY2017-09-25
0012015-01-01RICHARD L WHITLEY RICHARD L WHITLEY2016-07-24
0012014-01-01RICHARD L WHITLEY RICHARD L WHITLEY2015-07-29
0012013-01-01RICHARD L WHITLEY
0012012-01-01RICHARD L WHITLEY RICHARD L WHITLEY2013-07-23
0012011-01-01RICHARD L WHITLEY RICHARD L WHITLEY2012-07-31
0012009-01-01RICHARD WHITLEY RICHARD WHITLEY2010-07-21
0012009-01-01RICHARD WHITLEY RICHARD WHITLEY2010-07-21
0012009-01-01RICHARD WHITLEY

Plan Statistics for ROGERS & WHITLEY, LLP PROFIT SHARING PLAN

401k plan membership statisitcs for ROGERS & WHITLEY, LLP PROFIT SHARING PLAN

Measure Date Value
2015: ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014
Total number of active participants reported on line 7a of the Form 55002015-01-014
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-014
Number of participants with account balances2015-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-016
Total number of active participants reported on line 7a of the Form 55002014-01-015
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-015
Number of participants with account balances2014-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-016
Total number of active participants reported on line 7a of the Form 55002013-01-015
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-016
Number of participants with account balances2013-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-015
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-016
Number of participants with account balances2012-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015
Total number of active participants reported on line 7a of the Form 55002011-01-015
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-016
Number of participants with account balances2011-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015
Total number of active participants reported on line 7a of the Form 55002009-01-015
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-017
Number of participants with account balances2009-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ROGERS & WHITLEY, LLP PROFIT SHARING PLAN

Measure Date Value
2015 : ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$-17,657
Expenses. Total of all expenses incurred2015-12-31$0
Total plan assets at end of year2015-12-31$1,622,464
Total plan assets at beginning of year2015-12-31$1,640,121
Value of fidelity bond covering the plan2015-12-31$120,000
Total contributions received or receivable from participants2015-12-31$12,500
Other income received2015-12-31$-51,430
Net income (gross income less expenses)2015-12-31$-17,657
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,622,464
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,640,121
Total contributions received or receivable from employer(s)2015-12-31$21,273
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$175,875
Expenses. Total of all expenses incurred2014-12-31$87,433
Benefits paid (including direct rollovers)2014-12-31$87,433
Total plan assets at end of year2014-12-31$1,637,621
Total plan assets at beginning of year2014-12-31$1,549,179
Value of fidelity bond covering the plan2014-12-31$120,000
Total contributions received or receivable from participants2014-12-31$17,700
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$136,203
Net income (gross income less expenses)2014-12-31$88,442
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,637,621
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,549,179
Assets. Value of participant loans2014-12-31$40,513
Total contributions received or receivable from employer(s)2014-12-31$21,972
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
2013 : ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$170,263
Expenses. Total of all expenses incurred2013-12-31$0
Benefits paid (including direct rollovers)2013-12-31$0
Total plan assets at end of year2013-12-31$1,549,179
Total plan assets at beginning of year2013-12-31$1,378,916
Value of fidelity bond covering the plan2013-12-31$120,000
Total contributions received or receivable from participants2013-12-31$28,900
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$119,421
Net income (gross income less expenses)2013-12-31$170,263
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,549,179
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,378,916
Assets. Value of participant loans2013-12-31$29,007
Total contributions received or receivable from employer(s)2013-12-31$21,942
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
2012 : ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$163,774
Expenses. Total of all expenses incurred2012-12-31$0
Benefits paid (including direct rollovers)2012-12-31$0
Total plan assets at end of year2012-12-31$1,378,916
Total plan assets at beginning of year2012-12-31$1,215,143
Value of fidelity bond covering the plan2012-12-31$120,000
Total contributions received or receivable from participants2012-12-31$18,900
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$122,305
Net income (gross income less expenses)2012-12-31$163,774
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,378,916
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,215,143
Assets. Value of participant loans2012-12-31$50,687
Total contributions received or receivable from employer(s)2012-12-31$22,569
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
2011 : ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$51,957
Expenses. Total of all expenses incurred2011-12-31$0
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$1,215,143
Total plan assets at beginning of year2011-12-31$1,163,185
Value of fidelity bond covering the plan2011-12-31$120,000
Total contributions received or receivable from participants2011-12-31$18,750
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$11,912
Net income (gross income less expenses)2011-12-31$51,957
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,215,143
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,163,185
Assets. Value of participant loans2011-12-31$35,472
Total contributions received or receivable from employer(s)2011-12-31$21,295
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
2010 : ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$177,862
Expenses. Total of all expenses incurred2010-12-31$115,021
Benefits paid (including direct rollovers)2010-12-31$115,021
Total plan assets at end of year2010-12-31$1,163,185
Total plan assets at beginning of year2010-12-31$1,100,344
Value of fidelity bond covering the plan2010-12-31$120,000
Total contributions received or receivable from participants2010-12-31$18,900
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$138,692
Net income (gross income less expenses)2010-12-31$62,841
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,163,185
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,100,344
Assets. Value of participant loans2010-12-31$57,445
Total contributions received or receivable from employer(s)2010-12-31$20,270
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0

Form 5500 Responses for ROGERS & WHITLEY, LLP PROFIT SHARING PLAN

2015: ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ROGERS & WHITLEY, LLP PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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