401k Plan data: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN plan

THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	002

THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Stock bonus
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
The employer maintaining this ESOP is an S Corporation
Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

THE LEVY COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE LEVY COMPANY, INC.

Employer identification number (EIN): 742942371

NAIC Classification: 238210
NAIC Description: Electrical Contractors and Other Wiring Installation Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2021-10-01 HARRY H. LEVY, IV 2023-07-13 HARRY H. LEVY, IV 2023-07-13
002 2020-10-01
002 2019-10-01
002 2018-10-01 HARRY H. LEVY, IV 2020-07-14
002 2017-10-01 HARRY H. LEVY, IV 2019-06-24
002 2016-10-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2021-10-01	HARRY H. LEVY, IV	2023-07-13	HARRY H. LEVY, IV	2023-07-13
002	2020-10-01
002	2019-10-01
002	2018-10-01	HARRY H. LEVY, IV	2020-07-14
002	2017-10-01	HARRY H. LEVY, IV	2019-06-24
002	2016-10-01

Plan Statistics for THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2021: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year 2021-10-01 217
Total number of active participants reported on line 7a of the Form 5500 2021-10-01 178
Number of retired or separated participants receiving benefits 2021-10-01 2
Number of other retired or separated participants entitled to future benefits 2021-10-01 39
Total of all active and inactive participants 2021-10-01 219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-10-01 1
Total participants 2021-10-01 220
Number of participants with account balances 2021-10-01 219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-10-01 23
2020: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year 2020-10-01 206
Total number of active participants reported on line 7a of the Form 5500 2020-10-01 149
Number of retired or separated participants receiving benefits 2020-10-01 0
Number of other retired or separated participants entitled to future benefits 2020-10-01 73
Total of all active and inactive participants 2020-10-01 222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-10-01 0
Total participants 2020-10-01 222
Number of participants with account balances 2020-10-01 217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-10-01 0
2019: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year 2019-10-01 190
Total number of active participants reported on line 7a of the Form 5500 2019-10-01 145
Number of retired or separated participants receiving benefits 2019-10-01 0
Number of other retired or separated participants entitled to future benefits 2019-10-01 55
Total of all active and inactive participants 2019-10-01 200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-10-01 0
Total participants 2019-10-01 200
Number of participants with account balances 2019-10-01 200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-10-01 0
2018: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year 2018-10-01 161
Total number of active participants reported on line 7a of the Form 5500 2018-10-01 123
Number of retired or separated participants receiving benefits 2018-10-01 0
Number of other retired or separated participants entitled to future benefits 2018-10-01 48
Total of all active and inactive participants 2018-10-01 171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-10-01 1
Total participants 2018-10-01 172
Number of participants with account balances 2018-10-01 171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-10-01 0
2017: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year 2017-10-01 78
Total number of active participants reported on line 7a of the Form 5500 2017-10-01 116
Number of retired or separated participants receiving benefits 2017-10-01 0
Number of other retired or separated participants entitled to future benefits 2017-10-01 25
Total of all active and inactive participants 2017-10-01 141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-10-01 0
Total participants 2017-10-01 141
Number of participants with account balances 2017-10-01 137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-10-01 0
2016: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year 2016-10-01 63
Total number of active participants reported on line 7a of the Form 5500 2016-10-01 62
Number of retired or separated participants receiving benefits 2016-10-01 0
Number of other retired or separated participants entitled to future benefits 2016-10-01 0
Total of all active and inactive participants 2016-10-01 62
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-10-01 0
Total participants 2016-10-01 62
Number of participants with account balances 2016-10-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-10-01 0

Measure	Date	Value
2021: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year	2021-10-01	217
Total number of active participants reported on line 7a of the Form 5500	2021-10-01	178
Number of retired or separated participants receiving benefits	2021-10-01	2
Number of other retired or separated participants entitled to future benefits	2021-10-01	39
Total of all active and inactive participants	2021-10-01	219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-10-01	1
Total participants	2021-10-01	220
Number of participants with account balances	2021-10-01	219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-10-01	23
2020: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year	2020-10-01	206
Total number of active participants reported on line 7a of the Form 5500	2020-10-01	149
Number of retired or separated participants receiving benefits	2020-10-01	0
Number of other retired or separated participants entitled to future benefits	2020-10-01	73
Total of all active and inactive participants	2020-10-01	222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-10-01	0
Total participants	2020-10-01	222
Number of participants with account balances	2020-10-01	217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-10-01	0
2019: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year	2019-10-01	190
Total number of active participants reported on line 7a of the Form 5500	2019-10-01	145
Number of retired or separated participants receiving benefits	2019-10-01	0
Number of other retired or separated participants entitled to future benefits	2019-10-01	55
Total of all active and inactive participants	2019-10-01	200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-10-01	0
Total participants	2019-10-01	200
Number of participants with account balances	2019-10-01	200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-10-01	0
2018: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year	2018-10-01	161
Total number of active participants reported on line 7a of the Form 5500	2018-10-01	123
Number of retired or separated participants receiving benefits	2018-10-01	0
Number of other retired or separated participants entitled to future benefits	2018-10-01	48
Total of all active and inactive participants	2018-10-01	171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-10-01	1
Total participants	2018-10-01	172
Number of participants with account balances	2018-10-01	171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-10-01	0
2017: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year	2017-10-01	78
Total number of active participants reported on line 7a of the Form 5500	2017-10-01	116
Number of retired or separated participants receiving benefits	2017-10-01	0
Number of other retired or separated participants entitled to future benefits	2017-10-01	25
Total of all active and inactive participants	2017-10-01	141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-10-01	0
Total participants	2017-10-01	141
Number of participants with account balances	2017-10-01	137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-10-01	0
2016: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year	2016-10-01	63
Total number of active participants reported on line 7a of the Form 5500	2016-10-01	62
Number of retired or separated participants receiving benefits	2016-10-01	0
Number of other retired or separated participants entitled to future benefits	2016-10-01	0
Total of all active and inactive participants	2016-10-01	62
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-10-01	0
Total participants	2016-10-01	62
Number of participants with account balances	2016-10-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-10-01	0

Financial Data on THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2022 : THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2022-09-30	$-710,000
Total unrealized appreciation/depreciation of assets	2022-09-30	$-710,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-09-30	$11,230,450
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-09-30	$12,303,381
Expenses. Interest paid	2022-09-30	$299,219
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2022-09-30	$299,219
Total income from all sources (including contributions)	2022-09-30	$119,191
Total loss/gain on sale of assets	2022-09-30	$0
Total of all expenses incurred	2022-09-30	$371,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-09-30	$72,234
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-09-30	$829,191
Value of total assets at end of year	2022-09-30	$10,100,573
Value of total assets at beginning of year	2022-09-30	$11,425,766
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-09-30	$0
Total interest from all sources	2022-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2022-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-09-30	No
Administrative expenses professional fees incurred	2022-09-30	$0
Was this plan covered by a fidelity bond	2022-09-30	Yes
Value of fidelity bond cover	2022-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2022-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2022-09-30	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-09-30	$90,573
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-09-30	$309,444
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-09-30	No
Value of net income/loss	2022-09-30	$-252,262
Value of net assets at end of year (total assets less liabilities)	2022-09-30	$-1,129,877
Value of net assets at beginning of year (total assets less liabilities)	2022-09-30	$-877,615
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-09-30	No
Were any leases to which the plan was party in default or uncollectible	2022-09-30	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-09-30	No
Was there a failure to transmit to the plan any participant contributions	2022-09-30	No
Has the plan failed to provide any benefit when due under the plan	2022-09-30	No
Assets. Invements in employer securities at end of year	2022-09-30	$10,010,000
Assets. Invements in employer securities at beginning of year	2022-09-30	$10,720,000
Contributions received in cash from employer	2022-09-30	$829,191
Employer contributions (assets) at end of year	2022-09-30	$90,573
Employer contributions (assets) at beginning of year	2022-09-30	$705,766
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-09-30	$72,234
Did the plan have assets held for investment	2022-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-09-30	No
Liabilities. Value of acquisition indebtedness at end of year	2022-09-30	$11,139,877
Liabilities. Value of acquisition indebtedness at beginning of year	2022-09-30	$11,993,937
Opinion of an independent qualified public accountant for this plan	2022-09-30	Unqualified
Accountancy firm name	2022-09-30	ADKF, P.C.
Accountancy firm EIN	2022-09-30	742606559
2021 : THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2021-09-30	$2,560,000
Total unrealized appreciation/depreciation of assets	2021-09-30	$2,560,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-09-30	$12,303,381
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-09-30	$12,162,828
Expenses. Interest paid	2021-09-30	$309,444
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2021-09-30	$309,444
Total income from all sources (including contributions)	2021-09-30	$3,287,859
Total loss/gain on sale of assets	2021-09-30	$0
Total of all expenses incurred	2021-09-30	$331,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-09-30	$22,023
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-09-30	$727,859
Value of total assets at end of year	2021-09-30	$11,425,766
Value of total assets at beginning of year	2021-09-30	$8,328,891
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-09-30	$70
Total interest from all sources	2021-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2021-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-09-30	No
Administrative expenses professional fees incurred	2021-09-30	$70
Was this plan covered by a fidelity bond	2021-09-30	Yes
Value of fidelity bond cover	2021-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2021-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2021-09-30	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-09-30	$309,444
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-09-30	$168,891
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-09-30	No
Value of net income/loss	2021-09-30	$2,956,322
Value of net assets at end of year (total assets less liabilities)	2021-09-30	$-877,615
Value of net assets at beginning of year (total assets less liabilities)	2021-09-30	$-3,833,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-09-30	No
Were any leases to which the plan was party in default or uncollectible	2021-09-30	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-09-30	No
Was there a failure to transmit to the plan any participant contributions	2021-09-30	No
Has the plan failed to provide any benefit when due under the plan	2021-09-30	No
Assets. Invements in employer securities at end of year	2021-09-30	$10,720,000
Assets. Invements in employer securities at beginning of year	2021-09-30	$8,160,000
Contributions received in cash from employer	2021-09-30	$727,859
Employer contributions (assets) at end of year	2021-09-30	$705,766
Employer contributions (assets) at beginning of year	2021-09-30	$168,891
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-09-30	$22,023
Did the plan have assets held for investment	2021-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-09-30	No
Liabilities. Value of acquisition indebtedness at end of year	2021-09-30	$11,993,937
Liabilities. Value of acquisition indebtedness at beginning of year	2021-09-30	$11,993,937
Opinion of an independent qualified public accountant for this plan	2021-09-30	Unqualified
Accountancy firm name	2021-09-30	MCSOLEY MCCOY & CO
Accountancy firm EIN	2021-09-30	030327374
2020 : THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-09-30	$2,960,002
Total unrealized appreciation/depreciation of assets	2020-09-30	$2,960,002
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$12,162,828
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$13,009,818
Expenses. Interest paid	2020-09-30	$322,669
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2020-09-30	$322,669
Total income from all sources (including contributions)	2020-09-30	$3,837,131
Total loss/gain on sale of assets	2020-09-30	$0
Total of all expenses incurred	2020-09-30	$364,523
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-09-30	$41,854
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-09-30	$877,129
Value of total assets at end of year	2020-09-30	$8,328,891
Value of total assets at beginning of year	2020-09-30	$5,703,273
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-09-30	$0
Total interest from all sources	2020-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-09-30	No
Was this plan covered by a fidelity bond	2020-09-30	Yes
Value of fidelity bond cover	2020-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2020-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-09-30	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-09-30	$168,891
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-09-30	$503,274
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Value of net income/loss	2020-09-30	$3,472,608
Value of net assets at end of year (total assets less liabilities)	2020-09-30	$-3,833,937
Value of net assets at beginning of year (total assets less liabilities)	2020-09-30	$-7,306,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-09-30	No
Were any leases to which the plan was party in default or uncollectible	2020-09-30	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-09-30	No
Was there a failure to transmit to the plan any participant contributions	2020-09-30	No
Has the plan failed to provide any benefit when due under the plan	2020-09-30	No
Assets. Invements in employer securities at end of year	2020-09-30	$8,160,000
Assets. Invements in employer securities at beginning of year	2020-09-30	$5,200,000
Contributions received in cash from employer	2020-09-30	$877,129
Employer contributions (assets) at end of year	2020-09-30	$168,891
Employer contributions (assets) at beginning of year	2020-09-30	$503,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-09-30	$41,854
Did the plan have assets held for investment	2020-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-09-30	No
Liabilities. Value of acquisition indebtedness at end of year	2020-09-30	$11,993,937
Liabilities. Value of acquisition indebtedness at beginning of year	2020-09-30	$12,506,544
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-09-30	No
Opinion of an independent qualified public accountant for this plan	2020-09-30	Unqualified
Accountancy firm name	2020-09-30	RSM US LLP
Accountancy firm EIN	2020-09-30	420714325
2019 : THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-09-30	$350,000
Total unrealized appreciation/depreciation of assets	2019-09-30	$350,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-09-30	$13,009,818
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-09-30	$13,332,230
Expenses. Interest paid	2019-09-30	$343,971
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-09-30	$343,971
Total income from all sources (including contributions)	2019-09-30	$1,523,106
Total loss/gain on sale of assets	2019-09-30	$0
Total of all expenses incurred	2019-09-30	$347,421
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-09-30	$3,450
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-09-30	$1,173,106
Value of total assets at end of year	2019-09-30	$5,703,273
Value of total assets at beginning of year	2019-09-30	$4,850,000
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-09-30	$0
Total interest from all sources	2019-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-09-30	No
Was this plan covered by a fidelity bond	2019-09-30	Yes
Value of fidelity bond cover	2019-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2019-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2019-09-30	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-09-30	$503,274
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-09-30	No
Value of net income/loss	2019-09-30	$1,175,685
Value of net assets at end of year (total assets less liabilities)	2019-09-30	$-7,306,545
Value of net assets at beginning of year (total assets less liabilities)	2019-09-30	$-8,482,230
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-09-30	No
Were any leases to which the plan was party in default or uncollectible	2019-09-30	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-09-30	No
Was there a failure to transmit to the plan any participant contributions	2019-09-30	No
Has the plan failed to provide any benefit when due under the plan	2019-09-30	No
Assets. Invements in employer securities at end of year	2019-09-30	$5,200,000
Assets. Invements in employer securities at beginning of year	2019-09-30	$4,850,000
Contributions received in cash from employer	2019-09-30	$1,173,106
Employer contributions (assets) at end of year	2019-09-30	$503,273
Employer contributions (assets) at beginning of year	2019-09-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-09-30	$3,450
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-09-30	No
Did the plan have assets held for investment	2019-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-09-30	No
Liabilities. Value of acquisition indebtedness at end of year	2019-09-30	$12,506,544
Liabilities. Value of acquisition indebtedness at beginning of year	2019-09-30	$13,332,230
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-09-30	No
Opinion of an independent qualified public accountant for this plan	2019-09-30	Unqualified
Accountancy firm name	2019-09-30	RSM US LLP
Accountancy firm EIN	2019-09-30	420714325
2018 : THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-09-30	$0
2017 : THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total plan liabilities at end of year	2017-09-30	$13,800,000
Total plan liabilities at beginning of year	2017-09-30	$0
Total income from all sources	2017-09-30	$-12,230,000
Expenses. Total of all expenses incurred	2017-09-30	$0
Total plan assets at end of year	2017-09-30	$1,570,000
Total plan assets at beginning of year	2017-09-30	$0
Value of fidelity bond covering the plan	2017-09-30	$400,000
Other income received	2017-09-30	$-12,230,000
Net income (gross income less expenses)	2017-09-30	$-12,230,000
Net plan assets at end of year (total assets less liabilities)	2017-09-30	$-12,230,000
Net plan assets at beginning of year (total assets less liabilities)	2017-09-30	$0
Assets. Value of employer securities	2017-09-30	$1,570,000

Form 5500 Responses for THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2021: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-10-01	Type of plan entity	Single employer plan
2021-10-01	Submission has been amended	No
2021-10-01	This submission is the final filing	No
2021-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-10-01	Plan is a collectively bargained plan	No
2021-10-01	Plan funding arrangement – Trust	Yes
2021-10-01	Plan benefit arrangement - Trust	Yes
2020: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-10-01	Type of plan entity	Single employer plan
2020-10-01	Submission has been amended	No
2020-10-01	This submission is the final filing	No
2020-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-10-01	Plan is a collectively bargained plan	No
2020-10-01	Plan funding arrangement – Trust	Yes
2020-10-01	Plan benefit arrangement - Trust	Yes
2019: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-10-01	Type of plan entity	Single employer plan
2019-10-01	Submission has been amended	No
2019-10-01	This submission is the final filing	No
2019-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-10-01	Plan is a collectively bargained plan	No
2019-10-01	Plan funding arrangement – Trust	Yes
2019-10-01	Plan benefit arrangement - Trust	Yes
2018: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-10-01	Type of plan entity	Single employer plan
2018-10-01	Submission has been amended	No
2018-10-01	This submission is the final filing	No
2018-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-10-01	Plan is a collectively bargained plan	No
2018-10-01	Plan funding arrangement – Trust	Yes
2018-10-01	Plan benefit arrangement - Trust	Yes
2017: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-10-01	Type of plan entity	Single employer plan
2017-10-01	Submission has been amended	No
2017-10-01	This submission is the final filing	No
2017-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-10-01	Plan is a collectively bargained plan	No
2017-10-01	Plan funding arrangement – Trust	Yes
2017-10-01	Plan benefit arrangement - Trust	Yes
2016: THE LEVY COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-10-01	Type of plan entity	Single employer plan
2016-10-01	First time form 5500 has been submitted	Yes
2016-10-01	Submission has been amended	No
2016-10-01	This submission is the final filing	No
2016-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-10-01	Plan is a collectively bargained plan	No
2016-10-01	Plan funding arrangement – Trust	Yes
2016-10-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE LEVY COMPANY, INC.
Employer identification number (EIN):	742942371
NAIC Classification:	238210
NAIC Description:	Electrical Contractors and Other Wiring Installation Contractors