POLLOCK INVESTMENTS INCORPORATED has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2017 : POLLOCK RETIREMENT PLAN 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2017-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total transfer of assets to this plan | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Expenses. Interest paid | 2017-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $1,645,589 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $860,724 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $636,519 |
| Value of total corrective distributions | 2017-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $393,745 |
| Value of total assets at end of year | 2017-12-31 | $9,484,698 |
| Value of total assets at beginning of year | 2017-12-31 | $8,699,833 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $224,205 |
| Total income from rents | 2017-12-31 | $0 |
| Total interest from all sources | 2017-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $10,286 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $10,286 |
| Administrative expenses professional fees incurred | 2017-12-31 | $29,957 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Amount of non-exempt transactions with any party-in-interest | 2017-12-31 | $0 |
| Contributions received from participants | 2017-12-31 | $0 |
| Participant contributions at end of year | 2017-12-31 | $0 |
| Participant contributions at beginning of year | 2017-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2017-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $39 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $0 |
| Other income not declared elsewhere | 2017-12-31 | $0 |
| Administrative expenses (other) incurred | 2017-12-31 | $158,761 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Income. Non cash contributions | 2017-12-31 | $0 |
| Value of net income/loss | 2017-12-31 | $784,865 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $9,484,698 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $8,699,833 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2017-12-31 | $0 |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2017-12-31 | $0 |
| Investment advisory and management fees | 2017-12-31 | $3,325 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $2,580,183 |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $9,290,276 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $0 |
| Income. Interest from loans (other than to participants) | 2017-12-31 | $0 |
| Interest earned on other investments | 2017-12-31 | $0 |
| Income. Interest from US Government securities | 2017-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2017-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $6,020,397 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $442,215 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $394,802 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $404,541 |
| Net gain/loss from 103.12 investment entities | 2017-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $393,745 |
| Employer contributions (assets) at end of year | 2017-12-31 | $194,383 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $99,253 |
| Income. Dividends from preferred stock | 2017-12-31 | $0 |
| Income. Dividends from common stock | 2017-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $636,519 |
| Contract administrator fees | 2017-12-31 | $32,162 |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-12-31 | $0 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Aggregate proceeds on sale of assets | 2017-12-31 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2017-12-31 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | LANE GORMAN TRUBITT, LLC |
| Accountancy firm EIN | 2017-12-31 | 751044330 |
| 2016 : POLLOCK RETIREMENT PLAN 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-12-31 | $898,407 |
| Total of all expenses incurred | 2016-12-31 | $760,887 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $581,980 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $278,680 |
| Value of total assets at end of year | 2016-12-31 | $8,699,833 |
| Value of total assets at beginning of year | 2016-12-31 | $8,562,313 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $178,907 |
| Total interest from all sources | 2016-12-31 | $25,705 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Administrative expenses professional fees incurred | 2016-12-31 | $41,165 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Administrative expenses (other) incurred | 2016-12-31 | $137,742 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $137,520 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $8,699,833 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $8,562,313 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $2,580,183 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $1,518,887 |
| Income. Interest from corporate debt instruments | 2016-12-31 | $25,705 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $6,020,397 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $6,944,094 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $66,647 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $527,375 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $278,680 |
| Employer contributions (assets) at end of year | 2016-12-31 | $99,253 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $99,332 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $581,980 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | LANE GORMAN TRUBITT, LLC |
| Accountancy firm EIN | 2016-12-31 | 751044330 |
| 2015 : POLLOCK RETIREMENT PLAN 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-12-31 | $300,283 |
| Total of all expenses incurred | 2015-12-31 | $614,472 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $493,952 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $277,301 |
| Value of total assets at end of year | 2015-12-31 | $8,562,313 |
| Value of total assets at beginning of year | 2015-12-31 | $8,876,502 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $120,520 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $25,952 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $25,952 |
| Administrative expenses professional fees incurred | 2015-12-31 | $19,500 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Administrative expenses (other) incurred | 2015-12-31 | $101,020 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-314,189 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $8,562,313 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $8,876,502 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $1,518,887 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $436,533 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $6,944,094 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $8,344,112 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-104,858 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $101,888 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $277,301 |
| Employer contributions (assets) at end of year | 2015-12-31 | $99,332 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $95,857 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $493,952 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | LANE GORMAN TRUBITT, LLC |
| Accountancy firm EIN | 2015-12-31 | 751044330 |
| 2014 : POLLOCK RETIREMENT PLAN 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-12-31 | $1,075,647 |
| Total of all expenses incurred | 2014-12-31 | $593,498 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $481,604 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $401,200 |
| Value of total assets at end of year | 2014-12-31 | $8,876,502 |
| Value of total assets at beginning of year | 2014-12-31 | $8,394,353 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $111,894 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $19,039 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $19,039 |
| Administrative expenses professional fees incurred | 2014-12-31 | $13,664 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Administrative expenses (other) incurred | 2014-12-31 | $98,230 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $482,149 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $8,876,502 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $8,394,353 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $436,533 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $407,030 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $8,344,112 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $7,834,461 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $9,616 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $645,792 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $401,200 |
| Employer contributions (assets) at end of year | 2014-12-31 | $95,857 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $152,862 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $481,604 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | LANE GORMAN TRUBITT, PLLC |
| Accountancy firm EIN | 2014-12-31 | 751044330 |
| 2013 : POLLOCK RETIREMENT PLAN 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-12-31 | $1,384,265 |
| Total of all expenses incurred | 2013-12-31 | $539,572 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $466,689 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $427,671 |
| Value of total assets at end of year | 2013-12-31 | $8,394,353 |
| Value of total assets at beginning of year | 2013-12-31 | $7,549,660 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $72,883 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $5,585 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $5,585 |
| Administrative expenses professional fees incurred | 2013-12-31 | $19,500 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Administrative expenses (other) incurred | 2013-12-31 | $53,383 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $844,693 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $8,394,353 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $7,549,660 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $407,030 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $7,834,461 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $7,351,520 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $-13,441 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $964,450 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $427,671 |
| Employer contributions (assets) at end of year | 2013-12-31 | $152,862 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $198,140 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $466,689 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | LANE GORMAN TRUBITT, PLLC |
| Accountancy firm EIN | 2013-12-31 | 751044330 |
| 2012 : POLLOCK RETIREMENT PLAN 2012 401k financial data |
|---|
| Total income from all sources (including contributions) | 2012-12-31 | $1,371,802 |
| Total of all expenses incurred | 2012-12-31 | $532,604 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $467,168 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $538,571 |
| Value of total assets at end of year | 2012-12-31 | $7,549,660 |
| Value of total assets at beginning of year | 2012-12-31 | $6,710,462 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $65,436 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $19,500 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Administrative expenses (other) incurred | 2012-12-31 | $45,936 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $839,198 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $7,549,660 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $6,710,462 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $7,351,520 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $6,509,182 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $833,231 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $538,571 |
| Employer contributions (assets) at end of year | 2012-12-31 | $198,140 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $201,280 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $467,168 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | LANE GORMAN TRUBITT, PLLC |
| Accountancy firm EIN | 2012-12-31 | 751044330 |
| 2011 : POLLOCK RETIREMENT PLAN 2011 401k financial data |
|---|
| Total income from all sources (including contributions) | 2011-12-31 | $711,254 |
| Total of all expenses incurred | 2011-12-31 | $509,462 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $447,664 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $479,317 |
| Value of total assets at end of year | 2011-12-31 | $6,710,462 |
| Value of total assets at beginning of year | 2011-12-31 | $6,508,670 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $61,798 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $24,700 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Administrative expenses (other) incurred | 2011-12-31 | $37,098 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $201,792 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $6,710,462 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,508,670 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $6,509,182 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $6,304,538 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $231,937 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $479,317 |
| Employer contributions (assets) at end of year | 2011-12-31 | $201,280 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $204,132 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $447,664 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | LANE GORMAN TRUBITT, PLLC |
| Accountancy firm EIN | 2011-12-31 | 751044330 |
| 2010 : POLLOCK RETIREMENT PLAN 2010 401k financial data |
|---|
| Total income from all sources (including contributions) | 2010-12-31 | $1,246,152 |
| Total of all expenses incurred | 2010-12-31 | $528,267 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $453,106 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $395,688 |
| Value of total assets at end of year | 2010-12-31 | $6,508,670 |
| Value of total assets at beginning of year | 2010-12-31 | $5,790,785 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $75,161 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $27,575 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Administrative expenses (other) incurred | 2010-12-31 | $47,586 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $717,885 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $6,508,670 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $5,790,785 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $6,304,538 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $5,631,201 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $850,464 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $395,688 |
| Employer contributions (assets) at end of year | 2010-12-31 | $204,132 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $159,584 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $453,106 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | LANE GORMAN TRUBITT, PLLC |
| Accountancy firm EIN | 2010-12-31 | 751044330 |
| 2009 : POLLOCK RETIREMENT PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
