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Plan Name | BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | BARON & BUDD, A PROFESSIONAL CORPORATION |
Employer identification number (EIN): | 751573501 |
NAIC Classification: | 541110 |
NAIC Description: | Offices of Lawyers |
Additional information about BARON & BUDD, A PROFESSIONAL CORPORATION
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 1977-11-30 |
Company Identification Number: | 0090280602 |
Legal Registered Office Address: |
3102 OAK LAWN AVE STE 1100 DALLAS United States of America (USA) 75219 |
More information about BARON & BUDD, A PROFESSIONAL CORPORATION
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2021-12-01 | ||||
002 | 2020-12-01 | ||||
002 | 2019-12-01 | ||||
002 | 2018-12-01 | ||||
002 | 2017-12-01 | ||||
002 | 2016-12-01 | SUSIE HOLLIDAY | |||
002 | 2015-12-01 | SUSIE HOLLIDAY | |||
002 | 2014-12-01 | SUSIE HOLLIDAY | |||
002 | 2013-12-01 | SUSIE HOLLIDAY | |||
002 | 2012-12-01 | SUSIE HOLLIDAY | SUSIE HOLLIDAY | 2014-09-12 | |
002 | 2011-12-01 | SUSIE HOLLIDAY | |||
002 | 2009-12-01 | STEPHANIE MOORE | STEPHANIE MOORE | 2011-09-14 | |
002 | 2008-12-01 |
Measure | Date | Value |
---|---|---|
2021: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-12-01 | 321 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-12-01 | 188 |
Number of retired or separated participants receiving benefits | 2021-12-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2021-12-01 | 102 |
Total of all active and inactive participants | 2021-12-01 | 291 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-12-01 | 1 |
Total participants | 2021-12-01 | 292 |
Number of participants with account balances | 2021-12-01 | 283 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-12-01 | 0 |
2020: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-12-01 | 314 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-12-01 | 219 |
Number of retired or separated participants receiving benefits | 2020-12-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2020-12-01 | 91 |
Total of all active and inactive participants | 2020-12-01 | 311 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-12-01 | 0 |
Total participants | 2020-12-01 | 311 |
Number of participants with account balances | 2020-12-01 | 300 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-12-01 | 0 |
2019: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-12-01 | 335 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-12-01 | 223 |
Number of retired or separated participants receiving benefits | 2019-12-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2019-12-01 | 84 |
Total of all active and inactive participants | 2019-12-01 | 308 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-12-01 | 0 |
Total participants | 2019-12-01 | 308 |
Number of participants with account balances | 2019-12-01 | 294 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-12-01 | 0 |
2018: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-12-01 | 305 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-12-01 | 212 |
Number of retired or separated participants receiving benefits | 2018-12-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2018-12-01 | 103 |
Total of all active and inactive participants | 2018-12-01 | 316 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-12-01 | 0 |
Total participants | 2018-12-01 | 316 |
Number of participants with account balances | 2018-12-01 | 299 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-12-01 | 0 |
2017: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-12-01 | 275 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-12-01 | 213 |
Number of retired or separated participants receiving benefits | 2017-12-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-12-01 | 77 |
Total of all active and inactive participants | 2017-12-01 | 290 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-12-01 | 0 |
Total participants | 2017-12-01 | 290 |
Number of participants with account balances | 2017-12-01 | 281 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-12-01 | 0 |
2016: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-12-01 | 262 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-12-01 | 185 |
Number of retired or separated participants receiving benefits | 2016-12-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-12-01 | 80 |
Total of all active and inactive participants | 2016-12-01 | 265 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-12-01 | 0 |
Total participants | 2016-12-01 | 265 |
Number of participants with account balances | 2016-12-01 | 255 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-12-01 | 0 |
2015: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-12-01 | 252 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-12-01 | 179 |
Number of retired or separated participants receiving benefits | 2015-12-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-12-01 | 77 |
Total of all active and inactive participants | 2015-12-01 | 256 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-12-01 | 0 |
Total participants | 2015-12-01 | 256 |
Number of participants with account balances | 2015-12-01 | 242 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-12-01 | 0 |
2014: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-12-01 | 245 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-12-01 | 172 |
Number of retired or separated participants receiving benefits | 2014-12-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-12-01 | 72 |
Total of all active and inactive participants | 2014-12-01 | 244 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-12-01 | 0 |
Total participants | 2014-12-01 | 244 |
Number of participants with account balances | 2014-12-01 | 232 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-12-01 | 0 |
2013: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-12-01 | 251 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-12-01 | 158 |
Number of retired or separated participants receiving benefits | 2013-12-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-12-01 | 82 |
Total of all active and inactive participants | 2013-12-01 | 240 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-12-01 | 0 |
Total participants | 2013-12-01 | 240 |
Number of participants with account balances | 2013-12-01 | 220 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-12-01 | 0 |
2012: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-12-01 | 283 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-12-01 | 161 |
Number of retired or separated participants receiving benefits | 2012-12-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-12-01 | 86 |
Total of all active and inactive participants | 2012-12-01 | 247 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-12-01 | 0 |
Total participants | 2012-12-01 | 247 |
Number of participants with account balances | 2012-12-01 | 228 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-12-01 | 0 |
2011: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-12-01 | 285 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-12-01 | 183 |
Number of retired or separated participants receiving benefits | 2011-12-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-12-01 | 95 |
Total of all active and inactive participants | 2011-12-01 | 278 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-12-01 | 0 |
Total participants | 2011-12-01 | 278 |
Number of participants with account balances | 2011-12-01 | 249 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-12-01 | 0 |
2009: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-12-01 | 301 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-12-01 | 165 |
Number of retired or separated participants receiving benefits | 2009-12-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-12-01 | 115 |
Total of all active and inactive participants | 2009-12-01 | 280 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-12-01 | 0 |
Total participants | 2009-12-01 | 280 |
Number of participants with account balances | 2009-12-01 | 277 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-12-01 | 0 |
Measure | Date | Value |
---|---|---|
2022 : BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-11-30 | $0 |
Total income from all sources (including contributions) | 2022-11-30 | $-3,877,691 |
Total loss/gain on sale of assets | 2022-11-30 | $0 |
Total of all expenses incurred | 2022-11-30 | $492,893 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-11-30 | $438,702 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-11-30 | $2,149,786 |
Value of total assets at end of year | 2022-11-30 | $42,648,431 |
Value of total assets at beginning of year | 2022-11-30 | $47,019,015 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-11-30 | $54,191 |
Total interest from all sources | 2022-11-30 | $11,050 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-11-30 | $3,227,624 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-11-30 | $3,227,624 |
Administrative expenses professional fees incurred | 2022-11-30 | $54,191 |
Was this plan covered by a fidelity bond | 2022-11-30 | Yes |
Value of fidelity bond cover | 2022-11-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-11-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-11-30 | No |
Contributions received from participants | 2022-11-30 | $1,852,504 |
Participant contributions at end of year | 2022-11-30 | $207,575 |
Participant contributions at beginning of year | 2022-11-30 | $221,049 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-11-30 | $295,657 |
Other income not declared elsewhere | 2022-11-30 | $14,069 |
Total non interest bearing cash at end of year | 2022-11-30 | $100 |
Total non interest bearing cash at beginning of year | 2022-11-30 | $980 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-11-30 | No |
Value of net income/loss | 2022-11-30 | $-4,370,584 |
Value of net assets at end of year (total assets less liabilities) | 2022-11-30 | $42,648,431 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-11-30 | $47,019,015 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-11-30 | $31,375,568 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-11-30 | $43,498,765 |
Interest on participant loans | 2022-11-30 | $11,050 |
Value of interest in common/collective trusts at end of year | 2022-11-30 | $11,065,188 |
Value of interest in common/collective trusts at beginning of year | 2022-11-30 | $3,298,221 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-11-30 | $-9,621,263 |
Net investment gain or loss from common/collective trusts | 2022-11-30 | $341,043 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-11-30 | No |
Contributions received in cash from employer | 2022-11-30 | $1,625 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-11-30 | $438,702 |
Did the plan have assets held for investment | 2022-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-11-30 | No |
Opinion of an independent qualified public accountant for this plan | 2022-11-30 | Unqualified |
Accountancy firm name | 2022-11-30 | COHNREZNICK, LLP |
Accountancy firm EIN | 2022-11-30 | 221478099 |
2021 : BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-11-30 | $0 |
Total income from all sources (including contributions) | 2021-11-30 | $9,035,203 |
Total loss/gain on sale of assets | 2021-11-30 | $0 |
Total of all expenses incurred | 2021-11-30 | $3,053,856 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-11-30 | $3,006,858 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-11-30 | $1,958,881 |
Value of total assets at end of year | 2021-11-30 | $47,019,015 |
Value of total assets at beginning of year | 2021-11-30 | $41,037,668 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-11-30 | $46,998 |
Total interest from all sources | 2021-11-30 | $11,158 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-11-30 | $466,339 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-11-30 | $466,339 |
Administrative expenses professional fees incurred | 2021-11-30 | $46,998 |
Was this plan covered by a fidelity bond | 2021-11-30 | Yes |
Value of fidelity bond cover | 2021-11-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-11-30 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-11-30 | No |
Contributions received from participants | 2021-11-30 | $1,809,216 |
Participant contributions at end of year | 2021-11-30 | $221,049 |
Participant contributions at beginning of year | 2021-11-30 | $235,182 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-11-30 | $149,665 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-11-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-11-30 | $5,414 |
Total non interest bearing cash at end of year | 2021-11-30 | $980 |
Total non interest bearing cash at beginning of year | 2021-11-30 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-11-30 | No |
Value of net income/loss | 2021-11-30 | $5,981,347 |
Value of net assets at end of year (total assets less liabilities) | 2021-11-30 | $47,019,015 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-11-30 | $41,037,668 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-11-30 | $43,498,765 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-11-30 | $36,859,306 |
Interest on participant loans | 2021-11-30 | $11,158 |
Value of interest in common/collective trusts at end of year | 2021-11-30 | $3,298,221 |
Value of interest in common/collective trusts at beginning of year | 2021-11-30 | $3,937,766 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-11-30 | $6,542,130 |
Net investment gain or loss from common/collective trusts | 2021-11-30 | $56,695 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-11-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-11-30 | $3,006,858 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-11-30 | Yes |
Did the plan have assets held for investment | 2021-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-11-30 | No |
Opinion of an independent qualified public accountant for this plan | 2021-11-30 | Unqualified |
Accountancy firm name | 2021-11-30 | BKM SOWAN HORAN, LLP |
Accountancy firm EIN | 2021-11-30 | 272602152 |
2020 : BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-11-30 | $0 |
Total income from all sources (including contributions) | 2020-11-30 | $7,001,179 |
Total loss/gain on sale of assets | 2020-11-30 | $0 |
Total of all expenses incurred | 2020-11-30 | $1,496,266 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-11-30 | $1,441,980 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-11-30 | $1,742,177 |
Value of total assets at end of year | 2020-11-30 | $41,037,668 |
Value of total assets at beginning of year | 2020-11-30 | $35,532,755 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-11-30 | $54,286 |
Total interest from all sources | 2020-11-30 | $15,255 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-11-30 | $476,458 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-11-30 | $476,458 |
Administrative expenses professional fees incurred | 2020-11-30 | $54,286 |
Was this plan covered by a fidelity bond | 2020-11-30 | Yes |
Value of fidelity bond cover | 2020-11-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-11-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-11-30 | No |
Contributions received from participants | 2020-11-30 | $1,644,202 |
Participant contributions at end of year | 2020-11-30 | $235,182 |
Participant contributions at beginning of year | 2020-11-30 | $242,617 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-11-30 | $97,975 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-11-30 | $5,414 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-11-30 | $9,822 |
Total non interest bearing cash at end of year | 2020-11-30 | $0 |
Total non interest bearing cash at beginning of year | 2020-11-30 | $3,587 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-11-30 | No |
Value of net income/loss | 2020-11-30 | $5,504,913 |
Value of net assets at end of year (total assets less liabilities) | 2020-11-30 | $41,037,668 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-11-30 | $35,532,755 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-11-30 | $36,859,306 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-11-30 | $32,404,867 |
Interest on participant loans | 2020-11-30 | $15,255 |
Value of interest in common/collective trusts at end of year | 2020-11-30 | $3,937,766 |
Value of interest in common/collective trusts at beginning of year | 2020-11-30 | $2,871,862 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-11-30 | $4,691,558 |
Net investment gain or loss from common/collective trusts | 2020-11-30 | $75,731 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-11-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-11-30 | $1,441,980 |
Did the plan have assets held for investment | 2020-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-11-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-11-30 | Disclaimer |
Accountancy firm name | 2020-11-30 | BKM SOWAN HORAN, LLP |
Accountancy firm EIN | 2020-11-30 | 272602152 |
2019 : BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-11-30 | $821 |
Total income from all sources (including contributions) | 2019-11-30 | $5,508,147 |
Total loss/gain on sale of assets | 2019-11-30 | $0 |
Total of all expenses incurred | 2019-11-30 | $924,753 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-11-30 | $873,562 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-11-30 | $1,622,013 |
Value of total assets at end of year | 2019-11-30 | $35,532,755 |
Value of total assets at beginning of year | 2019-11-30 | $30,950,182 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-11-30 | $51,191 |
Total interest from all sources | 2019-11-30 | $10,967 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-11-30 | $485,837 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-11-30 | $485,837 |
Administrative expenses professional fees incurred | 2019-11-30 | $51,191 |
Was this plan covered by a fidelity bond | 2019-11-30 | Yes |
Value of fidelity bond cover | 2019-11-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-11-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-11-30 | No |
Contributions received from participants | 2019-11-30 | $1,560,484 |
Participant contributions at end of year | 2019-11-30 | $242,617 |
Participant contributions at beginning of year | 2019-11-30 | $145,206 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-11-30 | $61,529 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-11-30 | $9,822 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-11-30 | $10,422 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-11-30 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-11-30 | $821 |
Other income not declared elsewhere | 2019-11-30 | $1,455 |
Total non interest bearing cash at end of year | 2019-11-30 | $3,587 |
Total non interest bearing cash at beginning of year | 2019-11-30 | $820 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-11-30 | No |
Value of net income/loss | 2019-11-30 | $4,583,394 |
Value of net assets at end of year (total assets less liabilities) | 2019-11-30 | $35,532,755 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-11-30 | $30,949,361 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-11-30 | $32,404,867 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-11-30 | $27,959,686 |
Interest on participant loans | 2019-11-30 | $10,967 |
Value of interest in common/collective trusts at end of year | 2019-11-30 | $2,871,862 |
Value of interest in common/collective trusts at beginning of year | 2019-11-30 | $2,834,048 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-11-30 | $3,325,663 |
Net investment gain or loss from common/collective trusts | 2019-11-30 | $62,212 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-11-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-11-30 | $873,562 |
Did the plan have assets held for investment | 2019-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-11-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-11-30 | Disclaimer |
Accountancy firm name | 2019-11-30 | BKM SOWAN HORAN, LLP |
Accountancy firm EIN | 2019-11-30 | 272602152 |
2018 : BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-11-30 | $821 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-11-30 | $0 |
Total income from all sources (including contributions) | 2018-11-30 | $2,090,502 |
Total loss/gain on sale of assets | 2018-11-30 | $0 |
Total of all expenses incurred | 2018-11-30 | $900,157 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-11-30 | $851,979 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-11-30 | $1,753,381 |
Value of total assets at end of year | 2018-11-30 | $30,950,182 |
Value of total assets at beginning of year | 2018-11-30 | $29,759,016 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-11-30 | $48,178 |
Total interest from all sources | 2018-11-30 | $8,397 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-11-30 | $368,658 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-11-30 | $368,658 |
Administrative expenses professional fees incurred | 2018-11-30 | $48,178 |
Was this plan covered by a fidelity bond | 2018-11-30 | Yes |
Value of fidelity bond cover | 2018-11-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-11-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-11-30 | No |
Contributions received from participants | 2018-11-30 | $1,410,976 |
Participant contributions at end of year | 2018-11-30 | $145,206 |
Participant contributions at beginning of year | 2018-11-30 | $176,784 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-11-30 | $342,405 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-11-30 | $10,422 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-11-30 | $8,713 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-11-30 | $821 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-11-30 | $0 |
Total non interest bearing cash at end of year | 2018-11-30 | $820 |
Total non interest bearing cash at beginning of year | 2018-11-30 | $101 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-11-30 | No |
Value of net income/loss | 2018-11-30 | $1,190,345 |
Value of net assets at end of year (total assets less liabilities) | 2018-11-30 | $30,949,361 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-11-30 | $29,759,016 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-11-30 | $27,959,686 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-11-30 | $26,905,172 |
Interest on participant loans | 2018-11-30 | $8,397 |
Value of interest in common/collective trusts at end of year | 2018-11-30 | $2,834,048 |
Value of interest in common/collective trusts at beginning of year | 2018-11-30 | $2,668,246 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-11-30 | $-93,148 |
Net investment gain or loss from common/collective trusts | 2018-11-30 | $53,214 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-11-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-11-30 | $851,979 |
Did the plan have assets held for investment | 2018-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-11-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-11-30 | Disclaimer |
Accountancy firm name | 2018-11-30 | BKM SOWAN HORAN, LLP |
Accountancy firm EIN | 2018-11-30 | 272602152 |
2017 : BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-30 | $0 |
Total income from all sources (including contributions) | 2017-11-30 | $5,677,814 |
Total loss/gain on sale of assets | 2017-11-30 | $0 |
Total of all expenses incurred | 2017-11-30 | $1,309,379 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-11-30 | $1,258,586 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-11-30 | $1,308,660 |
Value of total assets at end of year | 2017-11-30 | $29,759,016 |
Value of total assets at beginning of year | 2017-11-30 | $25,390,581 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-11-30 | $50,793 |
Total interest from all sources | 2017-11-30 | $7,959 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-11-30 | $336,422 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-11-30 | $336,422 |
Administrative expenses professional fees incurred | 2017-11-30 | $50,793 |
Was this plan covered by a fidelity bond | 2017-11-30 | Yes |
Value of fidelity bond cover | 2017-11-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-11-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-11-30 | No |
Contributions received from participants | 2017-11-30 | $1,104,976 |
Participant contributions at end of year | 2017-11-30 | $176,784 |
Participant contributions at beginning of year | 2017-11-30 | $202,674 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-11-30 | $203,684 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-11-30 | $8,713 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-11-30 | $7,224 |
Total non interest bearing cash at end of year | 2017-11-30 | $101 |
Total non interest bearing cash at beginning of year | 2017-11-30 | $1,754 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
Value of net income/loss | 2017-11-30 | $4,368,435 |
Value of net assets at end of year (total assets less liabilities) | 2017-11-30 | $29,759,016 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-11-30 | $25,390,581 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-11-30 | $26,905,172 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-11-30 | $22,394,578 |
Interest on participant loans | 2017-11-30 | $7,959 |
Value of interest in common/collective trusts at end of year | 2017-11-30 | $2,668,246 |
Value of interest in common/collective trusts at beginning of year | 2017-11-30 | $2,784,351 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-11-30 | $3,980,204 |
Net investment gain or loss from common/collective trusts | 2017-11-30 | $44,569 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-11-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-11-30 | $1,258,586 |
Did the plan have assets held for investment | 2017-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-11-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-11-30 | Disclaimer |
Accountancy firm name | 2017-11-30 | BKM SOWAN HORAN, LLP |
Accountancy firm EIN | 2017-11-30 | 272602152 |
2016 : BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-11-30 | $0 |
Total income from all sources (including contributions) | 2016-11-30 | $1,746,622 |
Total loss/gain on sale of assets | 2016-11-30 | $0 |
Total of all expenses incurred | 2016-11-30 | $629,834 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-11-30 | $581,898 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-11-30 | $993,796 |
Value of total assets at end of year | 2016-11-30 | $25,390,581 |
Value of total assets at beginning of year | 2016-11-30 | $24,273,793 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-11-30 | $47,936 |
Total interest from all sources | 2016-11-30 | $8,599 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-11-30 | $301,878 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-11-30 | $301,878 |
Was this plan covered by a fidelity bond | 2016-11-30 | Yes |
Value of fidelity bond cover | 2016-11-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-11-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-11-30 | No |
Contributions received from participants | 2016-11-30 | $982,341 |
Participant contributions at end of year | 2016-11-30 | $202,674 |
Participant contributions at beginning of year | 2016-11-30 | $196,702 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-11-30 | $642 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-11-30 | $7,224 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-11-30 | $7,342 |
Other income not declared elsewhere | 2016-11-30 | $-1,102 |
Administrative expenses (other) incurred | 2016-11-30 | $47,936 |
Total non interest bearing cash at end of year | 2016-11-30 | $1,754 |
Total non interest bearing cash at beginning of year | 2016-11-30 | $1,593 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
Value of net income/loss | 2016-11-30 | $1,116,788 |
Value of net assets at end of year (total assets less liabilities) | 2016-11-30 | $25,390,581 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-11-30 | $24,273,793 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-11-30 | $22,394,578 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-11-30 | $21,647,785 |
Interest on participant loans | 2016-11-30 | $8,599 |
Value of interest in common/collective trusts at end of year | 2016-11-30 | $2,784,351 |
Value of interest in common/collective trusts at beginning of year | 2016-11-30 | $2,420,371 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-11-30 | $406,188 |
Net investment gain or loss from common/collective trusts | 2016-11-30 | $37,263 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-11-30 | No |
Contributions received in cash from employer | 2016-11-30 | $10,813 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-11-30 | $581,898 |
Did the plan have assets held for investment | 2016-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-11-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-11-30 | Disclaimer |
Accountancy firm name | 2016-11-30 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2016-11-30 | 410746749 |
2015 : BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-11-30 | $0 |
Total income from all sources (including contributions) | 2015-11-30 | $1,057,613 |
Total loss/gain on sale of assets | 2015-11-30 | $0 |
Total of all expenses incurred | 2015-11-30 | $1,276,841 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-11-30 | $1,231,682 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-11-30 | $870,198 |
Value of total assets at end of year | 2015-11-30 | $24,273,793 |
Value of total assets at beginning of year | 2015-11-30 | $24,493,021 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-11-30 | $45,159 |
Total interest from all sources | 2015-11-30 | $9,028 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-11-30 | $350,076 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-11-30 | $350,076 |
Was this plan covered by a fidelity bond | 2015-11-30 | Yes |
Value of fidelity bond cover | 2015-11-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-11-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-11-30 | No |
Contributions received from participants | 2015-11-30 | $846,658 |
Participant contributions at end of year | 2015-11-30 | $196,702 |
Participant contributions at beginning of year | 2015-11-30 | $233,175 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-11-30 | $20,081 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-11-30 | $7,342 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-11-30 | $8,734 |
Other income not declared elsewhere | 2015-11-30 | $-148 |
Administrative expenses (other) incurred | 2015-11-30 | $45,159 |
Total non interest bearing cash at end of year | 2015-11-30 | $1,593 |
Total non interest bearing cash at beginning of year | 2015-11-30 | $184 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-11-30 | No |
Value of net income/loss | 2015-11-30 | $-219,228 |
Value of net assets at end of year (total assets less liabilities) | 2015-11-30 | $24,273,793 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-11-30 | $24,493,021 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-11-30 | $21,647,785 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-11-30 | $21,991,510 |
Interest on participant loans | 2015-11-30 | $9,028 |
Value of interest in common/collective trusts at end of year | 2015-11-30 | $2,420,371 |
Value of interest in common/collective trusts at beginning of year | 2015-11-30 | $2,259,418 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-11-30 | $-203,793 |
Net investment gain or loss from common/collective trusts | 2015-11-30 | $32,252 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-11-30 | No |
Contributions received in cash from employer | 2015-11-30 | $3,459 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-11-30 | $1,231,682 |
Did the plan have assets held for investment | 2015-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-11-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-11-30 | Disclaimer |
Accountancy firm name | 2015-11-30 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2015-11-30 | 410746749 |
2014 : BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-11-30 | $31,403 |
Total income from all sources (including contributions) | 2014-11-30 | $2,743,556 |
Total loss/gain on sale of assets | 2014-11-30 | $0 |
Total of all expenses incurred | 2014-11-30 | $1,751,876 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-11-30 | $1,707,166 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-11-30 | $817,778 |
Value of total assets at end of year | 2014-11-30 | $24,493,021 |
Value of total assets at beginning of year | 2014-11-30 | $23,532,744 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-11-30 | $44,710 |
Total interest from all sources | 2014-11-30 | $8,265 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-11-30 | $283,974 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-11-30 | $283,974 |
Was this plan covered by a fidelity bond | 2014-11-30 | Yes |
Value of fidelity bond cover | 2014-11-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-11-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-11-30 | No |
Contributions received from participants | 2014-11-30 | $817,778 |
Participant contributions at end of year | 2014-11-30 | $233,175 |
Participant contributions at beginning of year | 2014-11-30 | $153,411 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-11-30 | $8,734 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-11-30 | $10,232 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-11-30 | $31,403 |
Other income not declared elsewhere | 2014-11-30 | $184 |
Administrative expenses (other) incurred | 2014-11-30 | $44,710 |
Total non interest bearing cash at end of year | 2014-11-30 | $184 |
Total non interest bearing cash at beginning of year | 2014-11-30 | $51 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-11-30 | No |
Value of net income/loss | 2014-11-30 | $991,680 |
Value of net assets at end of year (total assets less liabilities) | 2014-11-30 | $24,493,021 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-11-30 | $23,501,341 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-11-30 | $21,991,510 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-11-30 | $20,961,326 |
Interest on participant loans | 2014-11-30 | $8,265 |
Value of interest in common/collective trusts at end of year | 2014-11-30 | $2,259,418 |
Value of interest in common/collective trusts at beginning of year | 2014-11-30 | $2,407,724 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-11-30 | $1,606,317 |
Net investment gain or loss from common/collective trusts | 2014-11-30 | $27,038 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-11-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-11-30 | $1,707,166 |
Did the plan have assets held for investment | 2014-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-11-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-11-30 | Disclaimer |
Accountancy firm name | 2014-11-30 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2014-11-30 | 410746749 |
2013 : BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-11-30 | $31,403 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-11-30 | $0 |
Total income from all sources (including contributions) | 2013-11-30 | $4,148,683 |
Total loss/gain on sale of assets | 2013-11-30 | $0 |
Total of all expenses incurred | 2013-11-30 | $2,447,229 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-11-30 | $2,413,565 |
Expenses. Certain deemed distributions of participant loans | 2013-11-30 | $18,286 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-11-30 | $868,036 |
Value of total assets at end of year | 2013-11-30 | $23,532,744 |
Value of total assets at beginning of year | 2013-11-30 | $21,799,887 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-11-30 | $15,378 |
Total interest from all sources | 2013-11-30 | $7,345 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-11-30 | $564,253 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-11-30 | $564,253 |
Was this plan covered by a fidelity bond | 2013-11-30 | Yes |
Value of fidelity bond cover | 2013-11-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-11-30 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-11-30 | No |
Contributions received from participants | 2013-11-30 | $787,711 |
Participant contributions at end of year | 2013-11-30 | $153,411 |
Participant contributions at beginning of year | 2013-11-30 | $159,367 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-11-30 | $78,139 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-11-30 | $10,232 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-11-30 | $31,403 |
Other income not declared elsewhere | 2013-11-30 | $1,284 |
Administrative expenses (other) incurred | 2013-11-30 | $15,378 |
Total non interest bearing cash at end of year | 2013-11-30 | $51 |
Total non interest bearing cash at beginning of year | 2013-11-30 | $50 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-11-30 | No |
Value of net income/loss | 2013-11-30 | $1,701,454 |
Value of net assets at end of year (total assets less liabilities) | 2013-11-30 | $23,501,341 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-11-30 | $21,799,887 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-11-30 | $20,961,326 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-11-30 | $18,212,912 |
Interest on participant loans | 2013-11-30 | $7,345 |
Value of interest in common/collective trusts at end of year | 2013-11-30 | $2,407,724 |
Value of interest in common/collective trusts at beginning of year | 2013-11-30 | $3,420,611 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-11-30 | $6,947 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-11-30 | $6,947 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-11-30 | $2,672,100 |
Net investment gain or loss from common/collective trusts | 2013-11-30 | $35,665 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-11-30 | No |
Contributions received in cash from employer | 2013-11-30 | $2,186 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-11-30 | $2,413,565 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-11-30 | Yes |
Did the plan have assets held for investment | 2013-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-11-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-11-30 | Disclaimer |
Accountancy firm name | 2013-11-30 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2013-11-30 | 410746749 |
2012 : BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2012 401k financial data | ||
Unrealized appreciation/depreciation of real estate assets | 2012-11-30 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-11-30 | $0 |
Total unrealized appreciation/depreciation of assets | 2012-11-30 | $0 |
Total transfer of assets to this plan | 2012-11-30 | $0 |
Total transfer of assets from this plan | 2012-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-11-30 | $0 |
Expenses. Interest paid | 2012-11-30 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2012-11-30 | $0 |
Total income from all sources (including contributions) | 2012-11-30 | $2,925,044 |
Total loss/gain on sale of assets | 2012-11-30 | $0 |
Total of all expenses incurred | 2012-11-30 | $989,716 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-11-30 | $986,959 |
Expenses. Certain deemed distributions of participant loans | 2012-11-30 | $1,857 |
Value of total corrective distributions | 2012-11-30 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-11-30 | $824,595 |
Value of total assets at end of year | 2012-11-30 | $21,799,887 |
Value of total assets at beginning of year | 2012-11-30 | $19,864,559 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-11-30 | $900 |
Total income from rents | 2012-11-30 | $0 |
Total interest from all sources | 2012-11-30 | $10,583 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-11-30 | $436,964 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-11-30 | $436,964 |
Assets. Real estate other than employer real property at end of year | 2012-11-30 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2012-11-30 | $0 |
Administrative expenses professional fees incurred | 2012-11-30 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-11-30 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-11-30 | $0 |
Was this plan covered by a fidelity bond | 2012-11-30 | Yes |
Value of fidelity bond cover | 2012-11-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-11-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-11-30 | No |
Contributions received from participants | 2012-11-30 | $819,451 |
Participant contributions at end of year | 2012-11-30 | $159,367 |
Participant contributions at beginning of year | 2012-11-30 | $267,634 |
Participant contributions at end of year | 2012-11-30 | $0 |
Participant contributions at beginning of year | 2012-11-30 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2012-11-30 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-11-30 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-11-30 | $5,144 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-11-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-11-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-11-30 | $0 |
Assets. Loans (other than to participants) at end of year | 2012-11-30 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2012-11-30 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-11-30 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-11-30 | $0 |
Other income not declared elsewhere | 2012-11-30 | $598 |
Administrative expenses (other) incurred | 2012-11-30 | $900 |
Liabilities. Value of operating payables at end of year | 2012-11-30 | $0 |
Liabilities. Value of operating payables at beginning of year | 2012-11-30 | $0 |
Total non interest bearing cash at end of year | 2012-11-30 | $50 |
Total non interest bearing cash at beginning of year | 2012-11-30 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-11-30 | No |
Income. Non cash contributions | 2012-11-30 | $0 |
Value of net income/loss | 2012-11-30 | $1,935,328 |
Value of net assets at end of year (total assets less liabilities) | 2012-11-30 | $21,799,887 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-11-30 | $19,864,559 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-11-30 | No |
Assets. partnership/joint venture interests at end of year | 2012-11-30 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2012-11-30 | $0 |
Investment advisory and management fees | 2012-11-30 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-11-30 | $18,212,912 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-11-30 | $16,953,884 |
Interest on participant loans | 2012-11-30 | $10,583 |
Income. Interest from loans (other than to participants) | 2012-11-30 | $0 |
Interest earned on other investments | 2012-11-30 | $0 |
Income. Interest from US Government securities | 2012-11-30 | $0 |
Income. Interest from corporate debt instruments | 2012-11-30 | $0 |
Value of interest in master investment trust accounts at end of year | 2012-11-30 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2012-11-30 | $0 |
Value of interest in common/collective trusts at end of year | 2012-11-30 | $3,420,611 |
Value of interest in common/collective trusts at beginning of year | 2012-11-30 | $2,640,201 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-11-30 | $6,947 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-11-30 | $102 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-11-30 | $102 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-11-30 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2012-11-30 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2012-11-30 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2012-11-30 | $0 |
Asset value of US Government securities at end of year | 2012-11-30 | $0 |
Asset value of US Government securities at beginning of year | 2012-11-30 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-11-30 | $1,614,174 |
Net investment gain/loss from pooled separate accounts | 2012-11-30 | $0 |
Net investment gain or loss from common/collective trusts | 2012-11-30 | $38,130 |
Net gain/loss from 103.12 investment entities | 2012-11-30 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-11-30 | No |
Assets. Invements in employer securities at end of year | 2012-11-30 | $0 |
Assets. Invements in employer securities at beginning of year | 2012-11-30 | $0 |
Assets. Value of employer real property at end of year | 2012-11-30 | $0 |
Assets. Value of employer real property at beginning of year | 2012-11-30 | $0 |
Contributions received in cash from employer | 2012-11-30 | $0 |
Employer contributions (assets) at end of year | 2012-11-30 | $0 |
Employer contributions (assets) at beginning of year | 2012-11-30 | $2,738 |
Income. Dividends from preferred stock | 2012-11-30 | $0 |
Income. Dividends from common stock | 2012-11-30 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-11-30 | $986,959 |
Asset. Corporate debt instrument preferred debt at end of year | 2012-11-30 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2012-11-30 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2012-11-30 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2012-11-30 | $0 |
Contract administrator fees | 2012-11-30 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-11-30 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-11-30 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2012-11-30 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2012-11-30 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2012-11-30 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2012-11-30 | $0 |
Did the plan have assets held for investment | 2012-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-11-30 | No |
Aggregate proceeds on sale of assets | 2012-11-30 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2012-11-30 | $0 |
Liabilities. Value of acquisition indebtedness at end of year | 2012-11-30 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2012-11-30 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-11-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-11-30 | Disclaimer |
Accountancy firm name | 2012-11-30 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2012-11-30 | 410746749 |
2011 : BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2011 401k financial data | ||
Unrealized appreciation/depreciation of real estate assets | 2011-11-30 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-11-30 | $0 |
Total unrealized appreciation/depreciation of assets | 2011-11-30 | $0 |
Total transfer of assets to this plan | 2011-11-30 | $0 |
Total transfer of assets from this plan | 2011-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-11-30 | $0 |
Expenses. Interest paid | 2011-11-30 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2011-11-30 | $0 |
Total income from all sources (including contributions) | 2011-11-30 | $2,143,959 |
Total loss/gain on sale of assets | 2011-11-30 | $0 |
Total of all expenses incurred | 2011-11-30 | $3,406,274 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-11-30 | $3,370,829 |
Expenses. Certain deemed distributions of participant loans | 2011-11-30 | $33,939 |
Value of total corrective distributions | 2011-11-30 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-11-30 | $1,321,296 |
Value of total assets at end of year | 2011-11-30 | $19,864,559 |
Value of total assets at beginning of year | 2011-11-30 | $21,126,874 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-11-30 | $1,506 |
Total income from rents | 2011-11-30 | $0 |
Total interest from all sources | 2011-11-30 | $12,034 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-11-30 | $610,256 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-11-30 | $610,256 |
Assets. Real estate other than employer real property at end of year | 2011-11-30 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2011-11-30 | $0 |
Administrative expenses professional fees incurred | 2011-11-30 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-11-30 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-11-30 | $0 |
Was this plan covered by a fidelity bond | 2011-11-30 | Yes |
Value of fidelity bond cover | 2011-11-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-11-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-11-30 | No |
Contributions received from participants | 2011-11-30 | $765,843 |
Participant contributions at end of year | 2011-11-30 | $267,634 |
Participant contributions at beginning of year | 2011-11-30 | $257,394 |
Participant contributions at end of year | 2011-11-30 | $0 |
Participant contributions at beginning of year | 2011-11-30 | $20,312 |
Assets. Other investments not covered elsewhere at end of year | 2011-11-30 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-11-30 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-11-30 | $75,820 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-11-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-11-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-11-30 | $0 |
Assets. Loans (other than to participants) at end of year | 2011-11-30 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2011-11-30 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-11-30 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-11-30 | $0 |
Other income not declared elsewhere | 2011-11-30 | $0 |
Administrative expenses (other) incurred | 2011-11-30 | $1,506 |
Liabilities. Value of operating payables at end of year | 2011-11-30 | $0 |
Liabilities. Value of operating payables at beginning of year | 2011-11-30 | $0 |
Total non interest bearing cash at end of year | 2011-11-30 | $0 |
Total non interest bearing cash at beginning of year | 2011-11-30 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-11-30 | No |
Income. Non cash contributions | 2011-11-30 | $0 |
Value of net income/loss | 2011-11-30 | $-1,262,315 |
Value of net assets at end of year (total assets less liabilities) | 2011-11-30 | $19,864,559 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-11-30 | $21,126,874 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-11-30 | No |
Assets. partnership/joint venture interests at end of year | 2011-11-30 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2011-11-30 | $0 |
Investment advisory and management fees | 2011-11-30 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-11-30 | $16,953,884 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-11-30 | $18,386,493 |
Interest on participant loans | 2011-11-30 | $12,034 |
Income. Interest from loans (other than to participants) | 2011-11-30 | $0 |
Interest earned on other investments | 2011-11-30 | $0 |
Income. Interest from US Government securities | 2011-11-30 | $0 |
Income. Interest from corporate debt instruments | 2011-11-30 | $0 |
Value of interest in master investment trust accounts at end of year | 2011-11-30 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2011-11-30 | $0 |
Value of interest in common/collective trusts at end of year | 2011-11-30 | $2,640,201 |
Value of interest in common/collective trusts at beginning of year | 2011-11-30 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-11-30 | $102 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-11-30 | $2,437,516 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-11-30 | $2,437,516 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-11-30 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2011-11-30 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2011-11-30 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2011-11-30 | $0 |
Asset value of US Government securities at end of year | 2011-11-30 | $0 |
Asset value of US Government securities at beginning of year | 2011-11-30 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-11-30 | $185,704 |
Net investment gain/loss from pooled separate accounts | 2011-11-30 | $0 |
Net investment gain or loss from common/collective trusts | 2011-11-30 | $14,669 |
Net gain/loss from 103.12 investment entities | 2011-11-30 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-11-30 | No |
Assets. Invements in employer securities at end of year | 2011-11-30 | $0 |
Assets. Invements in employer securities at beginning of year | 2011-11-30 | $0 |
Assets. Value of employer real property at end of year | 2011-11-30 | $0 |
Assets. Value of employer real property at beginning of year | 2011-11-30 | $0 |
Contributions received in cash from employer | 2011-11-30 | $479,633 |
Employer contributions (assets) at end of year | 2011-11-30 | $2,738 |
Employer contributions (assets) at beginning of year | 2011-11-30 | $25,159 |
Income. Dividends from preferred stock | 2011-11-30 | $0 |
Income. Dividends from common stock | 2011-11-30 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-11-30 | $3,370,829 |
Asset. Corporate debt instrument preferred debt at end of year | 2011-11-30 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2011-11-30 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2011-11-30 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2011-11-30 | $0 |
Contract administrator fees | 2011-11-30 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-11-30 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-11-30 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2011-11-30 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2011-11-30 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2011-11-30 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2011-11-30 | $0 |
Did the plan have assets held for investment | 2011-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-11-30 | No |
Aggregate proceeds on sale of assets | 2011-11-30 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2011-11-30 | $0 |
Liabilities. Value of acquisition indebtedness at end of year | 2011-11-30 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2011-11-30 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-11-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-11-30 | Disclaimer |
Accountancy firm name | 2011-11-30 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2011-11-30 | 410746749 |
2010 : BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2010 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-11-30 | $0 |
2021: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2021 form 5500 responses | ||
---|---|---|
2021-12-01 | Type of plan entity | Single employer plan |
2021-12-01 | Submission has been amended | No |
2021-12-01 | This submission is the final filing | No |
2021-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-12-01 | Plan is a collectively bargained plan | No |
2021-12-01 | Plan funding arrangement – Trust | Yes |
2021-12-01 | Plan benefit arrangement - Trust | Yes |
2020: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2020 form 5500 responses | ||
2020-12-01 | Type of plan entity | Single employer plan |
2020-12-01 | Submission has been amended | No |
2020-12-01 | This submission is the final filing | No |
2020-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-12-01 | Plan is a collectively bargained plan | No |
2020-12-01 | Plan funding arrangement – Trust | Yes |
2020-12-01 | Plan benefit arrangement - Trust | Yes |
2019: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2019 form 5500 responses | ||
2019-12-01 | Type of plan entity | Single employer plan |
2019-12-01 | Submission has been amended | No |
2019-12-01 | This submission is the final filing | No |
2019-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-12-01 | Plan is a collectively bargained plan | No |
2019-12-01 | Plan funding arrangement – Trust | Yes |
2019-12-01 | Plan benefit arrangement - Trust | Yes |
2018: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2018 form 5500 responses | ||
2018-12-01 | Type of plan entity | Single employer plan |
2018-12-01 | Submission has been amended | No |
2018-12-01 | This submission is the final filing | No |
2018-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-12-01 | Plan is a collectively bargained plan | No |
2018-12-01 | Plan funding arrangement – Trust | Yes |
2018-12-01 | Plan benefit arrangement - Trust | Yes |
2017: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2017 form 5500 responses | ||
2017-12-01 | Type of plan entity | Single employer plan |
2017-12-01 | Submission has been amended | No |
2017-12-01 | This submission is the final filing | No |
2017-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-12-01 | Plan is a collectively bargained plan | No |
2017-12-01 | Plan funding arrangement – Trust | Yes |
2017-12-01 | Plan benefit arrangement - Trust | Yes |
2016: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2016 form 5500 responses | ||
2016-12-01 | Type of plan entity | Single employer plan |
2016-12-01 | Submission has been amended | No |
2016-12-01 | This submission is the final filing | No |
2016-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-12-01 | Plan is a collectively bargained plan | No |
2016-12-01 | Plan funding arrangement – Trust | Yes |
2016-12-01 | Plan benefit arrangement - Trust | Yes |
2015: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2015 form 5500 responses | ||
2015-12-01 | Type of plan entity | Single employer plan |
2015-12-01 | Submission has been amended | No |
2015-12-01 | This submission is the final filing | No |
2015-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-12-01 | Plan is a collectively bargained plan | No |
2015-12-01 | Plan funding arrangement – Trust | Yes |
2015-12-01 | Plan benefit arrangement - Trust | Yes |
2014: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2014 form 5500 responses | ||
2014-12-01 | Type of plan entity | Single employer plan |
2014-12-01 | Submission has been amended | No |
2014-12-01 | This submission is the final filing | No |
2014-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-12-01 | Plan is a collectively bargained plan | No |
2014-12-01 | Plan funding arrangement – Trust | Yes |
2014-12-01 | Plan benefit arrangement - Trust | Yes |
2013: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2013 form 5500 responses | ||
2013-12-01 | Type of plan entity | Single employer plan |
2013-12-01 | Submission has been amended | No |
2013-12-01 | This submission is the final filing | No |
2013-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-12-01 | Plan is a collectively bargained plan | No |
2013-12-01 | Plan funding arrangement – Trust | Yes |
2013-12-01 | Plan benefit arrangement - Trust | Yes |
2012: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2012 form 5500 responses | ||
2012-12-01 | Type of plan entity | Single employer plan |
2012-12-01 | Submission has been amended | No |
2012-12-01 | This submission is the final filing | No |
2012-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-12-01 | Plan is a collectively bargained plan | No |
2012-12-01 | Plan funding arrangement – Trust | Yes |
2012-12-01 | Plan benefit arrangement - Trust | Yes |
2011: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2011 form 5500 responses | ||
2011-12-01 | Type of plan entity | Single employer plan |
2011-12-01 | Submission has been amended | No |
2011-12-01 | This submission is the final filing | No |
2011-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-12-01 | Plan is a collectively bargained plan | No |
2011-12-01 | Plan funding arrangement – Trust | Yes |
2011-12-01 | Plan benefit arrangement - Trust | Yes |
2009: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2009 form 5500 responses | ||
2009-12-01 | Type of plan entity | Single employer plan |
2009-12-01 | Submission has been amended | No |
2009-12-01 | This submission is the final filing | No |
2009-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-12-01 | Plan is a collectively bargained plan | No |
2009-12-01 | Plan funding arrangement – Trust | Yes |
2009-12-01 | Plan benefit arrangement - Trust | Yes |
2008: BARON & BUDD, P.C. 401 (K) RETIREMENT AND PROFIT SHARING PLAN 2008 form 5500 responses | ||
2008-12-01 | Type of plan entity | Single employer plan |
2008-12-01 | Submission has been amended | No |
2008-12-01 | This submission is the final filing | No |
2008-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2008-12-01 | Plan is a collectively bargained plan | No |