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ST. CLAIR & ST. CLAIR ORTHODONTICS DEFINED BENEFIT PENSION PLAN & TRUST 401k Plan overview

Plan NameST. CLAIR & ST. CLAIR ORTHODONTICS DEFINED BENEFIT PENSION PLAN & TRUST
Plan identification number 003

ST. CLAIR & ST. CLAIR ORTHODONTICS DEFINED BENEFIT PENSION PLAN & TRUST Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

JOHN R. ST. CLAIR, D.D.S.,M.S. P.A. has sponsored the creation of one or more 401k plans.

Company Name:JOHN R. ST. CLAIR, D.D.S.,M.S. P.A.
Employer identification number (EIN):751676958

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ST. CLAIR & ST. CLAIR ORTHODONTICS DEFINED BENEFIT PENSION PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032009-01-01JOHN R. ST. CLAIR

Plan Statistics for ST. CLAIR & ST. CLAIR ORTHODONTICS DEFINED BENEFIT PENSION PLAN & TRUST

401k plan membership statisitcs for ST. CLAIR & ST. CLAIR ORTHODONTICS DEFINED BENEFIT PENSION PLAN & TRUST

Measure Date Value
2009: ST. CLAIR & ST. CLAIR ORTHODONTICS DEFINED BENEFIT PENSION PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0122
Total number of active participants reported on line 7a of the Form 55002009-01-0118
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-013
Total of all active and inactive participants2009-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on ST. CLAIR & ST. CLAIR ORTHODONTICS DEFINED BENEFIT PENSION PLAN & TRUST

Measure Date Value
2011 : ST. CLAIR & ST. CLAIR ORTHODONTICS DEFINED BENEFIT PENSION PLAN & TRUST 2011 401k financial data
Transfers to/from the plan2011-05-02$0
Total plan liabilities at end of year2011-05-02$0
Total plan liabilities at beginning of year2011-05-02$0
Total income from all sources2011-05-02$31
Expenses. Total of all expenses incurred2011-05-02$732,087
Benefits paid (including direct rollovers)2011-05-02$731,892
Total plan assets at end of year2011-05-02$0
Total plan assets at beginning of year2011-05-02$732,056
Value of fidelity bond covering the plan2011-05-02$200,000
Total contributions received or receivable from participants2011-05-02$0
Expenses. Other expenses not covered elsewhere2011-05-02$0
Contributions received from other sources (not participants or employers)2011-05-02$0
Other income received2011-05-02$31
Noncash contributions received2011-05-02$0
Net income (gross income less expenses)2011-05-02$-732,056
Net plan assets at end of year (total assets less liabilities)2011-05-02$0
Net plan assets at beginning of year (total assets less liabilities)2011-05-02$732,056
Total contributions received or receivable from employer(s)2011-05-02$0
Value of certain deemed distributions of participant loans2011-05-02$0
Value of corrective distributions2011-05-02$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-05-02$195
2010 : ST. CLAIR & ST. CLAIR ORTHODONTICS DEFINED BENEFIT PENSION PLAN & TRUST 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$44,881
Expenses. Total of all expenses incurred2010-12-31$272,849
Benefits paid (including direct rollovers)2010-12-31$266,601
Total plan assets at end of year2010-12-31$732,056
Total plan assets at beginning of year2010-12-31$960,024
Value of fidelity bond covering the plan2010-12-31$200,000
Total contributions received or receivable from participants2010-12-31$0
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$44,881
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$-227,968
Net plan assets at end of year (total assets less liabilities)2010-12-31$732,056
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$960,024
Total contributions received or receivable from employer(s)2010-12-31$0
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$6,248

Form 5500 Responses for ST. CLAIR & ST. CLAIR ORTHODONTICS DEFINED BENEFIT PENSION PLAN & TRUST

2009: ST. CLAIR & ST. CLAIR ORTHODONTICS DEFINED BENEFIT PENSION PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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