401k Plan data: R. J. CARROLL COMPANY 401(K) PLAN plan

R. J. CARROLL COMPANY 401(K) PLAN 401k Plan overview

Plan Name	R. J. CARROLL COMPANY 401(K) PLAN
Plan identification number	001

R. J. CARROLL COMPANY 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

R. J. CARROLL COMPANY has sponsored the creation of one or more 401k plans.

Company Name: R. J. CARROLL COMPANY

Employer identification number (EIN): 752353206

NAIC Classification: 238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan R. J. CARROLL COMPANY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-11-01
001 2020-11-01
001 2020-11-01
001 2019-11-01
001 2018-11-01
001 2017-11-01
001 2016-11-01 JULE E WHITE
001 2015-11-01 JULE E. WHITE JULE E. WHITE 2017-08-09
001 2014-11-01 JULE E WHITE
001 2013-11-01 JULE E. WHITE 2015-05-05 JULE E. WHITE 2015-05-05
001 2012-11-01 JULE E. WHITE 2014-02-24 JULE E. WHITE 2014-02-24
001 2011-11-01 JULE E.WHITE 2013-04-29 JULE E. WHITE 2013-04-29
001 2010-11-01 SANDRA CARROLL SANDRA CARROLL 2012-08-07
001 2009-11-01 SANDRA CARROLL SANDRA CARROLL 2011-06-23
001 2008-11-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-11-01
001	2020-11-01
001	2020-11-01
001	2019-11-01
001	2018-11-01
001	2017-11-01
001	2016-11-01	JULE E WHITE
001	2015-11-01	JULE E. WHITE		JULE E. WHITE	2017-08-09
001	2014-11-01	JULE E WHITE
001	2013-11-01	JULE E. WHITE	2015-05-05	JULE E. WHITE	2015-05-05
001	2012-11-01	JULE E. WHITE	2014-02-24	JULE E. WHITE	2014-02-24
001	2011-11-01	JULE E.WHITE	2013-04-29	JULE E. WHITE	2013-04-29
001	2010-11-01	SANDRA CARROLL		SANDRA CARROLL	2012-08-07
001	2009-11-01	SANDRA CARROLL		SANDRA CARROLL	2011-06-23
001	2008-11-01

Plan Statistics for R. J. CARROLL COMPANY 401(K) PLAN

401k plan membership statisitcs for R. J. CARROLL COMPANY 401(K) PLAN

Measure Date Value
2021: R. J. CARROLL COMPANY 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-11-01 141
Total number of active participants reported on line 7a of the Form 5500 2021-11-01 0
Number of retired or separated participants receiving benefits 2021-11-01 0
Number of other retired or separated participants entitled to future benefits 2021-11-01 0
Total of all active and inactive participants 2021-11-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-11-01 0
Total participants 2021-11-01 0
Number of participants with account balances 2021-11-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-11-01 0
2020: R. J. CARROLL COMPANY 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-11-01 166
Total number of active participants reported on line 7a of the Form 5500 2020-11-01 110
Number of retired or separated participants receiving benefits 2020-11-01 0
Number of other retired or separated participants entitled to future benefits 2020-11-01 31
Total of all active and inactive participants 2020-11-01 141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-11-01 0
Total participants 2020-11-01 141
Number of participants with account balances 2020-11-01 74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-11-01 0
2019: R. J. CARROLL COMPANY 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-11-01 167
Total number of active participants reported on line 7a of the Form 5500 2019-11-01 103
Number of retired or separated participants receiving benefits 2019-11-01 0
Number of other retired or separated participants entitled to future benefits 2019-11-01 63
Total of all active and inactive participants 2019-11-01 166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-11-01 0
Total participants 2019-11-01 166
Number of participants with account balances 2019-11-01 103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-11-01 6
2018: R. J. CARROLL COMPANY 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-11-01 160
Total number of active participants reported on line 7a of the Form 5500 2018-11-01 107
Number of retired or separated participants receiving benefits 2018-11-01 0
Number of other retired or separated participants entitled to future benefits 2018-11-01 60
Total of all active and inactive participants 2018-11-01 167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-11-01 0
Total participants 2018-11-01 167
Number of participants with account balances 2018-11-01 95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-11-01 10
2017: R. J. CARROLL COMPANY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-11-01 164
Total number of active participants reported on line 7a of the Form 5500 2017-11-01 109
Number of retired or separated participants receiving benefits 2017-11-01 0
Number of other retired or separated participants entitled to future benefits 2017-11-01 51
Total of all active and inactive participants 2017-11-01 160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-11-01 0
Total participants 2017-11-01 160
Number of participants with account balances 2017-11-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-11-01 7
2016: R. J. CARROLL COMPANY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-11-01 158
Total number of active participants reported on line 7a of the Form 5500 2016-11-01 118
Number of retired or separated participants receiving benefits 2016-11-01 0
Number of other retired or separated participants entitled to future benefits 2016-11-01 46
Total of all active and inactive participants 2016-11-01 164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-11-01 0
Total participants 2016-11-01 164
Number of participants with account balances 2016-11-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-11-01 14
2015: R. J. CARROLL COMPANY 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-11-01 135
Total number of active participants reported on line 7a of the Form 5500 2015-11-01 115
Number of retired or separated participants receiving benefits 2015-11-01 0
Number of other retired or separated participants entitled to future benefits 2015-11-01 43
Total of all active and inactive participants 2015-11-01 158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-11-01 0
Total participants 2015-11-01 158
Number of participants with account balances 2015-11-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-11-01 13
2014: R. J. CARROLL COMPANY 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-11-01 123
Total number of active participants reported on line 7a of the Form 5500 2014-11-01 104
Number of retired or separated participants receiving benefits 2014-11-01 0
Number of other retired or separated participants entitled to future benefits 2014-11-01 31
Total of all active and inactive participants 2014-11-01 135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-11-01 0
Total participants 2014-11-01 135
Number of participants with account balances 2014-11-01 63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-11-01 7
2010: R. J. CARROLL COMPANY 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-11-01 105
Total number of active participants reported on line 7a of the Form 5500 2010-11-01 75
Number of retired or separated participants receiving benefits 2010-11-01 0
Number of other retired or separated participants entitled to future benefits 2010-11-01 22
Total of all active and inactive participants 2010-11-01 97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-11-01 1
Total participants 2010-11-01 98
Number of participants with account balances 2010-11-01 49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-11-01 0
2009: R. J. CARROLL COMPANY 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-11-01 116
Total number of active participants reported on line 7a of the Form 5500 2009-11-01 79
Number of retired or separated participants receiving benefits 2009-11-01 0
Number of other retired or separated participants entitled to future benefits 2009-11-01 26
Total of all active and inactive participants 2009-11-01 105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-11-01 0
Total participants 2009-11-01 105
Number of participants with account balances 2009-11-01 55
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-11-01 0

Measure	Date	Value
2021: R. J. CARROLL COMPANY 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-11-01	141
Total number of active participants reported on line 7a of the Form 5500	2021-11-01	0
Number of retired or separated participants receiving benefits	2021-11-01	0
Number of other retired or separated participants entitled to future benefits	2021-11-01	0
Total of all active and inactive participants	2021-11-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-11-01	0
Total participants	2021-11-01	0
Number of participants with account balances	2021-11-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-11-01	0
2020: R. J. CARROLL COMPANY 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-11-01	166
Total number of active participants reported on line 7a of the Form 5500	2020-11-01	110
Number of retired or separated participants receiving benefits	2020-11-01	0
Number of other retired or separated participants entitled to future benefits	2020-11-01	31
Total of all active and inactive participants	2020-11-01	141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-11-01	0
Total participants	2020-11-01	141
Number of participants with account balances	2020-11-01	74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-11-01	0
2019: R. J. CARROLL COMPANY 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-11-01	167
Total number of active participants reported on line 7a of the Form 5500	2019-11-01	103
Number of retired or separated participants receiving benefits	2019-11-01	0
Number of other retired or separated participants entitled to future benefits	2019-11-01	63
Total of all active and inactive participants	2019-11-01	166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-11-01	0
Total participants	2019-11-01	166
Number of participants with account balances	2019-11-01	103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-11-01	6
2018: R. J. CARROLL COMPANY 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-11-01	160
Total number of active participants reported on line 7a of the Form 5500	2018-11-01	107
Number of retired or separated participants receiving benefits	2018-11-01	0
Number of other retired or separated participants entitled to future benefits	2018-11-01	60
Total of all active and inactive participants	2018-11-01	167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-11-01	0
Total participants	2018-11-01	167
Number of participants with account balances	2018-11-01	95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-11-01	10
2017: R. J. CARROLL COMPANY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-11-01	164
Total number of active participants reported on line 7a of the Form 5500	2017-11-01	109
Number of retired or separated participants receiving benefits	2017-11-01	0
Number of other retired or separated participants entitled to future benefits	2017-11-01	51
Total of all active and inactive participants	2017-11-01	160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-11-01	0
Total participants	2017-11-01	160
Number of participants with account balances	2017-11-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-11-01	7
2016: R. J. CARROLL COMPANY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-11-01	158
Total number of active participants reported on line 7a of the Form 5500	2016-11-01	118
Number of retired or separated participants receiving benefits	2016-11-01	0
Number of other retired or separated participants entitled to future benefits	2016-11-01	46
Total of all active and inactive participants	2016-11-01	164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-11-01	0
Total participants	2016-11-01	164
Number of participants with account balances	2016-11-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-11-01	14
2015: R. J. CARROLL COMPANY 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-11-01	135
Total number of active participants reported on line 7a of the Form 5500	2015-11-01	115
Number of retired or separated participants receiving benefits	2015-11-01	0
Number of other retired or separated participants entitled to future benefits	2015-11-01	43
Total of all active and inactive participants	2015-11-01	158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-11-01	0
Total participants	2015-11-01	158
Number of participants with account balances	2015-11-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-11-01	13
2014: R. J. CARROLL COMPANY 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-11-01	123
Total number of active participants reported on line 7a of the Form 5500	2014-11-01	104
Number of retired or separated participants receiving benefits	2014-11-01	0
Number of other retired or separated participants entitled to future benefits	2014-11-01	31
Total of all active and inactive participants	2014-11-01	135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-11-01	0
Total participants	2014-11-01	135
Number of participants with account balances	2014-11-01	63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-11-01	7
2010: R. J. CARROLL COMPANY 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-11-01	105
Total number of active participants reported on line 7a of the Form 5500	2010-11-01	75
Number of retired or separated participants receiving benefits	2010-11-01	0
Number of other retired or separated participants entitled to future benefits	2010-11-01	22
Total of all active and inactive participants	2010-11-01	97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-11-01	1
Total participants	2010-11-01	98
Number of participants with account balances	2010-11-01	49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-11-01	0
2009: R. J. CARROLL COMPANY 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-11-01	116
Total number of active participants reported on line 7a of the Form 5500	2009-11-01	79
Number of retired or separated participants receiving benefits	2009-11-01	0
Number of other retired or separated participants entitled to future benefits	2009-11-01	26
Total of all active and inactive participants	2009-11-01	105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-11-01	0
Total participants	2009-11-01	105
Number of participants with account balances	2009-11-01	55
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-11-01	0

Financial Data on R. J. CARROLL COMPANY 401(K) PLAN

Measure	Date	Value
2022 : R. J. CARROLL COMPANY 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-05-23	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-05-23	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-05-23	$685
Total income from all sources (including contributions)	2022-05-23	$-198,091
Total loss/gain on sale of assets	2022-05-23	$0
Total of all expenses incurred	2022-05-23	$2,050,310
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-05-23	$2,039,156
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-05-23	$5,176
Value of total assets at end of year	2022-05-23	$0
Value of total assets at beginning of year	2022-05-23	$2,249,086
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-05-23	$11,154
Total interest from all sources	2022-05-23	$117
Total dividends received (eg from common stock, registered investment company shares)	2022-05-23	$111,960
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-05-23	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2022-05-23	$0
Total dividends received from registered investment company shares (eg mutual funds)	2022-05-23	$111,960
Was this plan covered by a fidelity bond	2022-05-23	Yes
Value of fidelity bond cover	2022-05-23	$500,000
If this is an individual account plan, was there a blackout period	2022-05-23	No
Were there any nonexempt tranactions with any party-in-interest	2022-05-23	No
Contributions received from participants	2022-05-23	$3,773
Participant contributions at beginning of year	2022-05-23	$28,426
Participant contributions at beginning of year	2022-05-23	$1,456
Liabilities. Value of operating payables at beginning of year	2022-05-23	$685
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-05-23	No
Value of net income/loss	2022-05-23	$-2,248,401
Value of net assets at end of year (total assets less liabilities)	2022-05-23	$0
Value of net assets at beginning of year (total assets less liabilities)	2022-05-23	$2,248,401
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-05-23	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-05-23	No
Were any leases to which the plan was party in default or uncollectible	2022-05-23	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-05-23	$1,584,888
Interest on participant loans	2022-05-23	$117
Income. Interest from loans (other than to participants)	2022-05-23	$0
Value of interest in common/collective trusts at beginning of year	2022-05-23	$633,702
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-05-23	$-316,065
Net investment gain or loss from common/collective trusts	2022-05-23	$721
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-05-23	No
Was there a failure to transmit to the plan any participant contributions	2022-05-23	No
Has the plan failed to provide any benefit when due under the plan	2022-05-23	No
Contributions received in cash from employer	2022-05-23	$1,403
Employer contributions (assets) at beginning of year	2022-05-23	$614
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-05-23	$2,039,156
Contract administrator fees	2022-05-23	$11,154
Did the plan have assets held for investment	2022-05-23	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-05-23	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-05-23	Yes
Opinion of an independent qualified public accountant for this plan	2022-05-23	Unqualified
Accountancy firm name	2022-05-23	J. BARRY KEVIL, CPA
Accountancy firm EIN	2022-05-23	751662223
2021 : R. J. CARROLL COMPANY 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-10-31	$685
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-10-31	$766
Total income from all sources (including contributions)	2021-10-31	$748,874
Total loss/gain on sale of assets	2021-10-31	$0
Total of all expenses incurred	2021-10-31	$517,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-10-31	$491,740
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-10-31	$232,292
Value of total assets at end of year	2021-10-31	$2,249,086
Value of total assets at beginning of year	2021-10-31	$2,017,552
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-10-31	$25,519
Total interest from all sources	2021-10-31	$1,139
Total dividends received (eg from common stock, registered investment company shares)	2021-10-31	$55,894
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-10-31	$55,894
Administrative expenses professional fees incurred	2021-10-31	$11,500
Was this plan covered by a fidelity bond	2021-10-31	Yes
Value of fidelity bond cover	2021-10-31	$500,000
If this is an individual account plan, was there a blackout period	2021-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-10-31	No
Contributions received from participants	2021-10-31	$165,471
Participant contributions at end of year	2021-10-31	$28,426
Participant contributions at beginning of year	2021-10-31	$24,575
Participant contributions at end of year	2021-10-31	$1,456
Participant contributions at beginning of year	2021-10-31	$1,110
Liabilities. Value of operating payables at end of year	2021-10-31	$685
Liabilities. Value of operating payables at beginning of year	2021-10-31	$766
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-10-31	No
Value of net income/loss	2021-10-31	$231,615
Value of net assets at end of year (total assets less liabilities)	2021-10-31	$2,248,401
Value of net assets at beginning of year (total assets less liabilities)	2021-10-31	$2,016,786
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-10-31	No
Were any leases to which the plan was party in default or uncollectible	2021-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-10-31	$1,584,888
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-10-31	$1,621,710
Interest on participant loans	2021-10-31	$1,139
Income. Interest from loans (other than to participants)	2021-10-31	$0
Value of interest in common/collective trusts at end of year	2021-10-31	$633,702
Value of interest in common/collective trusts at beginning of year	2021-10-31	$369,692
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-10-31	$457,770
Net investment gain or loss from common/collective trusts	2021-10-31	$1,779
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-10-31	No
Was there a failure to transmit to the plan any participant contributions	2021-10-31	No
Has the plan failed to provide any benefit when due under the plan	2021-10-31	No
Contributions received in cash from employer	2021-10-31	$66,821
Employer contributions (assets) at end of year	2021-10-31	$614
Employer contributions (assets) at beginning of year	2021-10-31	$465
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-10-31	$491,740
Contract administrator fees	2021-10-31	$14,019
Did the plan have assets held for investment	2021-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-10-31	No
Opinion of an independent qualified public accountant for this plan	2021-10-31	Unqualified
Accountancy firm name	2021-10-31	J. BARRY KEVIL, CPA
Accountancy firm EIN	2021-10-31	751662223
2020 : R. J. CARROLL COMPANY 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-10-31	$766
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-10-31	$767
Total income from all sources (including contributions)	2020-10-31	$286,630
Total loss/gain on sale of assets	2020-10-31	$0
Total of all expenses incurred	2020-10-31	$227,278
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-10-31	$216,064
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-10-31	$201,654
Value of total assets at end of year	2020-10-31	$2,017,552
Value of total assets at beginning of year	2020-10-31	$1,958,201
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-10-31	$11,214
Total interest from all sources	2020-10-31	$1,626
Total dividends received (eg from common stock, registered investment company shares)	2020-10-31	$84,725
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-10-31	$84,725
Was this plan covered by a fidelity bond	2020-10-31	Yes
Value of fidelity bond cover	2020-10-31	$500,000
If this is an individual account plan, was there a blackout period	2020-10-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-10-31	No
Contributions received from participants	2020-10-31	$143,840
Participant contributions at end of year	2020-10-31	$24,575
Participant contributions at beginning of year	2020-10-31	$38,769
Participant contributions at end of year	2020-10-31	$1,110
Liabilities. Value of operating payables at end of year	2020-10-31	$766
Liabilities. Value of operating payables at beginning of year	2020-10-31	$767
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-10-31	No
Value of net income/loss	2020-10-31	$59,352
Value of net assets at end of year (total assets less liabilities)	2020-10-31	$2,016,786
Value of net assets at beginning of year (total assets less liabilities)	2020-10-31	$1,957,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-10-31	No
Were any leases to which the plan was party in default or uncollectible	2020-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-10-31	$1,621,710
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-10-31	$1,610,318
Interest on participant loans	2020-10-31	$1,626
Income. Interest from loans (other than to participants)	2020-10-31	$0
Value of interest in common/collective trusts at end of year	2020-10-31	$369,692
Value of interest in common/collective trusts at beginning of year	2020-10-31	$309,114
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-10-31	$-3,563
Net investment gain or loss from common/collective trusts	2020-10-31	$2,188
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-10-31	No
Was there a failure to transmit to the plan any participant contributions	2020-10-31	No
Has the plan failed to provide any benefit when due under the plan	2020-10-31	No
Contributions received in cash from employer	2020-10-31	$57,814
Employer contributions (assets) at end of year	2020-10-31	$465
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-10-31	$216,064
Contract administrator fees	2020-10-31	$11,214
Did the plan have assets held for investment	2020-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2020-10-31	Disclaimer
Accountancy firm name	2020-10-31	J. BARRY KEVIL, CPA
Accountancy firm EIN	2020-10-31	751662223
2019 : R. J. CARROLL COMPANY 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-10-31	$767
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-10-31	$0
Total income from all sources (including contributions)	2019-10-31	$347,918
Total loss/gain on sale of assets	2019-10-31	$0
Total of all expenses incurred	2019-10-31	$33,309
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-10-31	$24,867
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-10-31	$169,617
Value of total assets at end of year	2019-10-31	$1,958,201
Value of total assets at beginning of year	2019-10-31	$1,642,825
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-10-31	$8,442
Total interest from all sources	2019-10-31	$2,498
Total dividends received (eg from common stock, registered investment company shares)	2019-10-31	$89,004
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-10-31	$89,004
Was this plan covered by a fidelity bond	2019-10-31	Yes
Value of fidelity bond cover	2019-10-31	$500,000
If this is an individual account plan, was there a blackout period	2019-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-10-31	No
Contributions received from participants	2019-10-31	$118,529
Participant contributions at end of year	2019-10-31	$38,769
Participant contributions at beginning of year	2019-10-31	$58,592
Liabilities. Value of operating payables at end of year	2019-10-31	$767
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-10-31	No
Value of net income/loss	2019-10-31	$314,609
Value of net assets at end of year (total assets less liabilities)	2019-10-31	$1,957,434
Value of net assets at beginning of year (total assets less liabilities)	2019-10-31	$1,642,825
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-10-31	No
Were any leases to which the plan was party in default or uncollectible	2019-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-10-31	$1,610,318
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-10-31	$1,294,243
Interest on participant loans	2019-10-31	$2,498
Income. Interest from loans (other than to participants)	2019-10-31	$0
Value of interest in common/collective trusts at end of year	2019-10-31	$309,114
Value of interest in common/collective trusts at beginning of year	2019-10-31	$289,990
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-10-31	$82,496
Net investment gain or loss from common/collective trusts	2019-10-31	$4,303
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-10-31	No
Was there a failure to transmit to the plan any participant contributions	2019-10-31	No
Has the plan failed to provide any benefit when due under the plan	2019-10-31	No
Contributions received in cash from employer	2019-10-31	$51,088
Employer contributions (assets) at end of year	2019-10-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-10-31	$24,867
Contract administrator fees	2019-10-31	$8,442
Did the plan have assets held for investment	2019-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-10-31	Disclaimer
Accountancy firm name	2019-10-31	J. BARRY KEVIL, CPA
Accountancy firm EIN	2019-10-31	751662223
2018 : R. J. CARROLL COMPANY 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-10-31	$0
Total income from all sources (including contributions)	2018-10-31	$138,785
Total loss/gain on sale of assets	2018-10-31	$0
Total of all expenses incurred	2018-10-31	$33,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-10-31	$32,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-10-31	$154,076
Value of total assets at end of year	2018-10-31	$1,642,825
Value of total assets at beginning of year	2018-10-31	$1,537,909
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-10-31	$1,260
Total interest from all sources	2018-10-31	$2,548
Total dividends received (eg from common stock, registered investment company shares)	2018-10-31	$53,248
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-10-31	$53,248
Was this plan covered by a fidelity bond	2018-10-31	Yes
Value of fidelity bond cover	2018-10-31	$500,000
If this is an individual account plan, was there a blackout period	2018-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-10-31	No
Contributions received from participants	2018-10-31	$107,925
Participant contributions at end of year	2018-10-31	$58,592
Participant contributions at beginning of year	2018-10-31	$54,623
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-10-31	No
Value of net income/loss	2018-10-31	$104,916
Value of net assets at end of year (total assets less liabilities)	2018-10-31	$1,642,825
Value of net assets at beginning of year (total assets less liabilities)	2018-10-31	$1,537,909
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-10-31	No
Were any leases to which the plan was party in default or uncollectible	2018-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-10-31	$1,294,243
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-10-31	$1,216,368
Interest on participant loans	2018-10-31	$2,548
Income. Interest from loans (other than to participants)	2018-10-31	$0
Value of interest in common/collective trusts at end of year	2018-10-31	$289,990
Value of interest in common/collective trusts at beginning of year	2018-10-31	$266,918
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-10-31	$-73,774
Net investment gain or loss from common/collective trusts	2018-10-31	$2,687
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-10-31	No
Was there a failure to transmit to the plan any participant contributions	2018-10-31	No
Has the plan failed to provide any benefit when due under the plan	2018-10-31	No
Contributions received in cash from employer	2018-10-31	$46,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-10-31	$32,609
Contract administrator fees	2018-10-31	$1,260
Did the plan have assets held for investment	2018-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-10-31	Disclaimer
Accountancy firm name	2018-10-31	J. BARRY KEVIL, CPA
Accountancy firm EIN	2018-10-31	751662223
2017 : R. J. CARROLL COMPANY 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-10-31	$0
Total income from all sources (including contributions)	2017-10-31	$288,133
Total loss/gain on sale of assets	2017-10-31	$0
Total of all expenses incurred	2017-10-31	$21,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-10-31	$20,189
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-10-31	$121,441
Value of total assets at end of year	2017-10-31	$1,537,909
Value of total assets at beginning of year	2017-10-31	$1,271,475
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-10-31	$1,510
Total interest from all sources	2017-10-31	$2,586
Total dividends received (eg from common stock, registered investment company shares)	2017-10-31	$32,959
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-10-31	$32,959
Was this plan covered by a fidelity bond	2017-10-31	Yes
Value of fidelity bond cover	2017-10-31	$500,000
If this is an individual account plan, was there a blackout period	2017-10-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-10-31	No
Contributions received from participants	2017-10-31	$83,982
Participant contributions at end of year	2017-10-31	$54,623
Participant contributions at beginning of year	2017-10-31	$77,087
Participant contributions at end of year	2017-10-31	$0
Participant contributions at beginning of year	2017-10-31	$681
Total non interest bearing cash at beginning of year	2017-10-31	$2,961
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-10-31	No
Value of net income/loss	2017-10-31	$266,434
Value of net assets at end of year (total assets less liabilities)	2017-10-31	$1,537,909
Value of net assets at beginning of year (total assets less liabilities)	2017-10-31	$1,271,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-10-31	No
Were any leases to which the plan was party in default or uncollectible	2017-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-10-31	$1,216,368
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-10-31	$922,232
Interest on participant loans	2017-10-31	$2,586
Income. Interest from loans (other than to participants)	2017-10-31	$0
Value of interest in common/collective trusts at end of year	2017-10-31	$266,918
Value of interest in common/collective trusts at beginning of year	2017-10-31	$268,200
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-10-31	$129,102
Net investment gain or loss from common/collective trusts	2017-10-31	$2,045
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-10-31	No
Was there a failure to transmit to the plan any participant contributions	2017-10-31	No
Has the plan failed to provide any benefit when due under the plan	2017-10-31	No
Contributions received in cash from employer	2017-10-31	$37,459
Employer contributions (assets) at end of year	2017-10-31	$0
Employer contributions (assets) at beginning of year	2017-10-31	$314
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-10-31	$20,189
Contract administrator fees	2017-10-31	$1,510
Did the plan have assets held for investment	2017-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-10-31	Disclaimer
Accountancy firm name	2017-10-31	J. BARRY KEVIL, CPA
Accountancy firm EIN	2017-10-31	751662223
2016 : R. J. CARROLL COMPANY 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-10-31	$0
Total income from all sources (including contributions)	2016-10-31	$153,935
Total loss/gain on sale of assets	2016-10-31	$0
Total of all expenses incurred	2016-10-31	$7,825
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-10-31	$1,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-10-31	$126,367
Value of total assets at end of year	2016-10-31	$1,271,475
Value of total assets at beginning of year	2016-10-31	$1,125,365
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-10-31	$6,695
Total interest from all sources	2016-10-31	$3,947
Total dividends received (eg from common stock, registered investment company shares)	2016-10-31	$34,515
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-10-31	$34,515
Administrative expenses professional fees incurred	2016-10-31	$6,035
Was this plan covered by a fidelity bond	2016-10-31	Yes
Value of fidelity bond cover	2016-10-31	$500,000
If this is an individual account plan, was there a blackout period	2016-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-10-31	No
Contributions received from participants	2016-10-31	$88,960
Participant contributions at end of year	2016-10-31	$77,087
Participant contributions at beginning of year	2016-10-31	$91,358
Participant contributions at end of year	2016-10-31	$681
Participant contributions at beginning of year	2016-10-31	$448
Total non interest bearing cash at end of year	2016-10-31	$2,961
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-10-31	No
Value of net income/loss	2016-10-31	$146,110
Value of net assets at end of year (total assets less liabilities)	2016-10-31	$1,271,475
Value of net assets at beginning of year (total assets less liabilities)	2016-10-31	$1,125,365
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-10-31	No
Were any leases to which the plan was party in default or uncollectible	2016-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-10-31	$922,232
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-10-31	$777,411
Interest on participant loans	2016-10-31	$3,947
Income. Interest from loans (other than to participants)	2016-10-31	$0
Value of interest in common/collective trusts at end of year	2016-10-31	$268,200
Value of interest in common/collective trusts at beginning of year	2016-10-31	$255,947
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-10-31	$-12,749
Net investment gain or loss from common/collective trusts	2016-10-31	$1,855
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-10-31	No
Was there a failure to transmit to the plan any participant contributions	2016-10-31	No
Has the plan failed to provide any benefit when due under the plan	2016-10-31	No
Contributions received in cash from employer	2016-10-31	$37,407
Employer contributions (assets) at end of year	2016-10-31	$314
Employer contributions (assets) at beginning of year	2016-10-31	$201
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-10-31	$1,130
Contract administrator fees	2016-10-31	$660
Did the plan have assets held for investment	2016-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-10-31	Disclaimer
Accountancy firm name	2016-10-31	J. BARRY KEVIL, CPA
Accountancy firm EIN	2016-10-31	751662223
2015 : R. J. CARROLL COMPANY 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-10-31	$0
Total income from all sources (including contributions)	2015-10-31	$129,891
Total loss/gain on sale of assets	2015-10-31	$0
Total of all expenses incurred	2015-10-31	$132,227
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-10-31	$131,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-10-31	$119,176
Value of total assets at end of year	2015-10-31	$1,125,365
Value of total assets at beginning of year	2015-10-31	$1,127,701
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-10-31	$1,005
Total interest from all sources	2015-10-31	$4,621
Total dividends received (eg from common stock, registered investment company shares)	2015-10-31	$44,529
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-10-31	$44,529
Was this plan covered by a fidelity bond	2015-10-31	Yes
Value of fidelity bond cover	2015-10-31	$500,000
If this is an individual account plan, was there a blackout period	2015-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-10-31	No
Contributions received from participants	2015-10-31	$75,415
Participant contributions at end of year	2015-10-31	$91,358
Participant contributions at beginning of year	2015-10-31	$108,012
Participant contributions at end of year	2015-10-31	$448
Income. Received or receivable in cash from other sources (including rollovers)	2015-10-31	$18,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-10-31	No
Value of net income/loss	2015-10-31	$-2,336
Value of net assets at end of year (total assets less liabilities)	2015-10-31	$1,125,365
Value of net assets at beginning of year (total assets less liabilities)	2015-10-31	$1,127,701
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-10-31	No
Were any leases to which the plan was party in default or uncollectible	2015-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-10-31	$777,411
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-10-31	$989,189
Interest on participant loans	2015-10-31	$4,621
Value of interest in common/collective trusts at end of year	2015-10-31	$255,947
Value of interest in common/collective trusts at beginning of year	2015-10-31	$30,500
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-10-31	$-38,834
Net investment gain or loss from common/collective trusts	2015-10-31	$399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-10-31	No
Was there a failure to transmit to the plan any participant contributions	2015-10-31	No
Has the plan failed to provide any benefit when due under the plan	2015-10-31	No
Contributions received in cash from employer	2015-10-31	$24,868
Employer contributions (assets) at end of year	2015-10-31	$201
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-10-31	$131,222
Contract administrator fees	2015-10-31	$1,005
Did the plan have assets held for investment	2015-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-10-31	Disclaimer
Accountancy firm name	2015-10-31	J. BARRY KEVIL, CPA
Accountancy firm EIN	2015-10-31	751662223
2011 : R. J. CARROLL COMPANY 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-10-31	$245
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-10-31	$1,766
Total income from all sources (including contributions)	2011-10-31	$94,870
Total loss/gain on sale of assets	2011-10-31	$0
Total of all expenses incurred	2011-10-31	$109,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-10-31	$102,548
Expenses. Certain deemed distributions of participant loans	2011-10-31	$2,554
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-10-31	$89,725
Value of total assets at end of year	2011-10-31	$1,183,979
Value of total assets at beginning of year	2011-10-31	$1,199,975
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-10-31	$4,243
Total interest from all sources	2011-10-31	$3,910
Total dividends received (eg from common stock, registered investment company shares)	2011-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-10-31	No
Was this plan covered by a fidelity bond	2011-10-31	Yes
Value of fidelity bond cover	2011-10-31	$500,000
If this is an individual account plan, was there a blackout period	2011-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-10-31	No
Contributions received from participants	2011-10-31	$89,725
Participant contributions at end of year	2011-10-31	$163,107
Participant contributions at beginning of year	2011-10-31	$39,958
Participant contributions at beginning of year	2011-10-31	$281
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-10-31	$186
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-10-31	$189
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-10-31	$1,766
Liabilities. Value of operating payables at end of year	2011-10-31	$245
Total non interest bearing cash at end of year	2011-10-31	$636
Total non interest bearing cash at beginning of year	2011-10-31	$494
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-10-31	No
Value of net income/loss	2011-10-31	$-14,475
Value of net assets at end of year (total assets less liabilities)	2011-10-31	$1,183,734
Value of net assets at beginning of year (total assets less liabilities)	2011-10-31	$1,198,209
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-10-31	No
Were any leases to which the plan was party in default or uncollectible	2011-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-10-31	$1,020,050
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-10-31	$1,159,053
Interest on participant loans	2011-10-31	$3,910
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-10-31	$1,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-10-31	No
Was there a failure to transmit to the plan any participant contributions	2011-10-31	No
Has the plan failed to provide any benefit when due under the plan	2011-10-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-10-31	$102,548
Contract administrator fees	2011-10-31	$4,243
Did the plan have assets held for investment	2011-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-10-31	Disclaimer
Accountancy firm name	2011-10-31	J. BARRY KEVIL CPA
Accountancy firm EIN	2011-10-31	751662223
2010 : R. J. CARROLL COMPANY 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-10-31	$0

Form 5500 Responses for R. J. CARROLL COMPANY 401(K) PLAN

2021: R. J. CARROLL COMPANY 401(K) PLAN 2021 form 5500 responses
2021-11-01	Type of plan entity	Single employer plan
2021-11-01	Submission has been amended	No
2021-11-01	This submission is the final filing	Yes
2021-11-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2021-11-01	Plan is a collectively bargained plan	No
2021-11-01	Plan funding arrangement – Trust	Yes
2021-11-01	Plan benefit arrangement - Trust	Yes
2020: R. J. CARROLL COMPANY 401(K) PLAN 2020 form 5500 responses
2020-11-01	Type of plan entity	Single employer plan
2020-11-01	Submission has been amended	No
2020-11-01	This submission is the final filing	No
2020-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-11-01	Plan is a collectively bargained plan	No
2020-11-01	Plan funding arrangement – Trust	Yes
2020-11-01	Plan benefit arrangement - Trust	Yes
2019: R. J. CARROLL COMPANY 401(K) PLAN 2019 form 5500 responses
2019-11-01	Type of plan entity	Single employer plan
2019-11-01	Submission has been amended	No
2019-11-01	This submission is the final filing	No
2019-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-11-01	Plan is a collectively bargained plan	No
2019-11-01	Plan funding arrangement – Trust	Yes
2019-11-01	Plan benefit arrangement - Trust	Yes
2018: R. J. CARROLL COMPANY 401(K) PLAN 2018 form 5500 responses
2018-11-01	Type of plan entity	Single employer plan
2018-11-01	Submission has been amended	No
2018-11-01	This submission is the final filing	No
2018-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-11-01	Plan is a collectively bargained plan	No
2018-11-01	Plan funding arrangement – Trust	Yes
2018-11-01	Plan benefit arrangement - Trust	Yes
2017: R. J. CARROLL COMPANY 401(K) PLAN 2017 form 5500 responses
2017-11-01	Type of plan entity	Single employer plan
2017-11-01	Submission has been amended	No
2017-11-01	This submission is the final filing	No
2017-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-11-01	Plan is a collectively bargained plan	No
2017-11-01	Plan funding arrangement – Trust	Yes
2017-11-01	Plan benefit arrangement - Trust	Yes
2016: R. J. CARROLL COMPANY 401(K) PLAN 2016 form 5500 responses
2016-11-01	Type of plan entity	Single employer plan
2016-11-01	Submission has been amended	No
2016-11-01	This submission is the final filing	No
2016-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-11-01	Plan is a collectively bargained plan	No
2016-11-01	Plan funding arrangement – Trust	Yes
2016-11-01	Plan benefit arrangement - Trust	Yes
2015: R. J. CARROLL COMPANY 401(K) PLAN 2015 form 5500 responses
2015-11-01	Type of plan entity	Single employer plan
2015-11-01	Submission has been amended	No
2015-11-01	This submission is the final filing	No
2015-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-11-01	Plan is a collectively bargained plan	No
2015-11-01	Plan funding arrangement – Trust	Yes
2015-11-01	Plan benefit arrangement - Trust	Yes
2014: R. J. CARROLL COMPANY 401(K) PLAN 2014 form 5500 responses
2014-11-01	Type of plan entity	Single employer plan
2014-11-01	Submission has been amended	No
2014-11-01	This submission is the final filing	No
2014-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-11-01	Plan is a collectively bargained plan	No
2014-11-01	Plan funding arrangement – Trust	Yes
2014-11-01	Plan benefit arrangement - Trust	Yes
2010: R. J. CARROLL COMPANY 401(K) PLAN 2010 form 5500 responses
2010-11-01	Type of plan entity	Single employer plan
2010-11-01	Submission has been amended	No
2010-11-01	This submission is the final filing	No
2010-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-11-01	Plan is a collectively bargained plan	No
2010-11-01	Plan funding arrangement – Trust	Yes
2010-11-01	Plan benefit arrangement - Trust	Yes
2009: R. J. CARROLL COMPANY 401(K) PLAN 2009 form 5500 responses
2009-11-01	Type of plan entity	Single employer plan
2009-11-01	Submission has been amended	No
2009-11-01	This submission is the final filing	No
2009-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-11-01	Plan is a collectively bargained plan	No
2009-11-01	Plan funding arrangement – Trust	Yes
2009-11-01	Plan benefit arrangement - Trust	Yes
2008: R. J. CARROLL COMPANY 401(K) PLAN 2008 form 5500 responses
2008-11-01	Type of plan entity	Single employer plan
2008-11-01	Submission has been amended	No
2008-11-01	This submission is the final filing	No
2008-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-11-01	Plan is a collectively bargained plan	No

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Company Name:	R. J. CARROLL COMPANY
Employer identification number (EIN):	752353206
NAIC Classification:	238900