401k Plan data: WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN plan

WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 401k Plan overview

Plan Name	WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN
Plan identification number	003

WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WAGNER & BROWN, LTD has sponsored the creation of one or more 401k plans.

Company Name: WAGNER & BROWN, LTD

Employer identification number (EIN): 752455549

NAIC Classification: 211120
NAIC Description: Crude Petroleum Extraction

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2023-01-01 A.J. BRUNE, III 2023-08-28
003 2022-01-01 A.J. BRUNE, III 2023-08-28
003 2021-01-01 A.J. BRUNE, III 2022-09-16
003 2020-01-01 A.J. BRUNE, III 2021-03-30
003 2019-01-01 A.J. BRUNE, III 2020-08-24
003 2018-01-01 A.J. BRUNE, III 2019-07-03
003 2017-01-01 A.J. BRUNE, III 2018-05-15
003 2016-01-01 A.J. BRUNE, III 2017-07-05
003 2015-01-01 A.J. BRUNE, III 2016-09-29
003 2014-01-01 A.J. BRUNE, III 2015-08-21
003 2013-01-01 A.J. BRUNE, III
003 2012-01-01 A.J. BRUNE, III
003 2011-01-01 A.J. BRUNE, III
003 2010-01-01 A.J. BRUNE, III A.J. BRUNE, III 2011-10-06
003 2009-01-01 A.J. BRUNE, III

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2023-01-01	A.J. BRUNE, III	2023-08-28
003	2022-01-01	A.J. BRUNE, III	2023-08-28
003	2021-01-01	A.J. BRUNE, III	2022-09-16
003	2020-01-01	A.J. BRUNE, III	2021-03-30
003	2019-01-01	A.J. BRUNE, III	2020-08-24
003	2018-01-01	A.J. BRUNE, III	2019-07-03
003	2017-01-01	A.J. BRUNE, III	2018-05-15
003	2016-01-01	A.J. BRUNE, III	2017-07-05
003	2015-01-01	A.J. BRUNE, III	2016-09-29
003	2014-01-01	A.J. BRUNE, III	2015-08-21
003	2013-01-01	A.J. BRUNE, III
003	2012-01-01	A.J. BRUNE, III
003	2011-01-01	A.J. BRUNE, III
003	2010-01-01	A.J. BRUNE, III		A.J. BRUNE, III	2011-10-06
003	2009-01-01	A.J. BRUNE, III

Plan Statistics for WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN

401k plan membership statisitcs for WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN

Measure Date Value
2013: WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 143
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 37
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 61
Total of all active and inactive participants 2013-01-01 98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 98
Number of participants with account balances 2013-01-01 97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 5
2012: WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 173
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 96
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 46
Total of all active and inactive participants 2012-01-01 142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 143
Number of participants with account balances 2012-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 194
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 110
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 60
Total of all active and inactive participants 2011-01-01 170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 3
Total participants 2011-01-01 173
Number of participants with account balances 2011-01-01 172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 16
2010: WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 193
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 168
Number of other retired or separated participants entitled to future benefits 2010-01-01 26
Total of all active and inactive participants 2010-01-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 194
Number of participants with account balances 2010-01-01 190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 8
2009: WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 186
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 163
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 30
Total of all active and inactive participants 2009-01-01 193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 193
Number of participants with account balances 2009-01-01 190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 4

Measure	Date	Value
2013: WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	143
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	37
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	61
Total of all active and inactive participants	2013-01-01	98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	98
Number of participants with account balances	2013-01-01	97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	5
2012: WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	173
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	96
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	46
Total of all active and inactive participants	2012-01-01	142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	143
Number of participants with account balances	2012-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	194
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	110
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	60
Total of all active and inactive participants	2011-01-01	170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	3
Total participants	2011-01-01	173
Number of participants with account balances	2011-01-01	172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	16
2010: WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	193
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	168
Number of other retired or separated participants entitled to future benefits	2010-01-01	26
Total of all active and inactive participants	2010-01-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	194
Number of participants with account balances	2010-01-01	190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	8
2009: WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	186
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	163
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	30
Total of all active and inactive participants	2009-01-01	193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	193
Number of participants with account balances	2009-01-01	190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	4

Financial Data on WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN

Measure	Date	Value
2013 : WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$4,493,256
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$3,793,477
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,792,837
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,133,748
Value of total assets at end of year	2013-12-31	$25,433,316
Value of total assets at beginning of year	2013-12-31	$24,733,537
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$640
Total interest from all sources	2013-12-31	$3,508
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$939,410
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$939,410
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$782,574
Participant contributions at end of year	2013-12-31	$64,313
Participant contributions at beginning of year	2013-12-31	$175,845
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$672
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$1,975,313
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$1,747,323
Other income not declared elsewhere	2013-12-31	$179,864
Administrative expenses (other) incurred	2013-12-31	$640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$699,779
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$25,433,316
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$24,733,537
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$13,711,933
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$13,016,886
Interest on participant loans	2013-12-31	$3,508
Value of interest in common/collective trusts at end of year	2013-12-31	$9,680,787
Value of interest in common/collective trusts at beginning of year	2013-12-31	$9,792,400
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,666,039
Net investment gain or loss from common/collective trusts	2013-12-31	$570,687
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$351,174
Employer contributions (assets) at end of year	2013-12-31	$970
Employer contributions (assets) at beginning of year	2013-12-31	$411
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,792,837
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	LAM & COMPANY PC
Accountancy firm EIN	2013-12-31	462826299
2012 : WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$4,220,553
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$5,152,189
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$5,150,519
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,079,087
Value of total assets at end of year	2012-12-31	$24,733,537
Value of total assets at beginning of year	2012-12-31	$25,665,173
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,670
Total interest from all sources	2012-12-31	$8,749
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$363,828
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$363,828
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$796,564
Participant contributions at end of year	2012-12-31	$175,845
Participant contributions at beginning of year	2012-12-31	$284,662
Participant contributions at end of year	2012-12-31	$672
Participant contributions at beginning of year	2012-12-31	$15,636
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$1,747,323
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$1,594,637
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$909,999
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$11,246
Other income not declared elsewhere	2012-12-31	$82,610
Administrative expenses (other) incurred	2012-12-31	$1,670
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-931,636
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$24,733,537
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$25,665,173
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$13,016,886
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$13,445,170
Interest on participant loans	2012-12-31	$8,749
Value of interest in common/collective trusts at end of year	2012-12-31	$9,792,400
Value of interest in common/collective trusts at beginning of year	2012-12-31	$10,302,940
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,294,169
Net investment gain or loss from common/collective trusts	2012-12-31	$392,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$372,524
Employer contributions (assets) at end of year	2012-12-31	$411
Employer contributions (assets) at beginning of year	2012-12-31	$10,882
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$5,150,519
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	LAM & COMPANY PC
Accountancy firm EIN	2012-12-31	462826299
2011 : WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$819,087
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,435,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,433,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,452,445
Value of total assets at end of year	2011-12-31	$25,665,173
Value of total assets at beginning of year	2011-12-31	$28,281,645
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,026
Total interest from all sources	2011-12-31	$11,417
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$286,057
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$286,057
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$980,663
Participant contributions at end of year	2011-12-31	$284,662
Participant contributions at beginning of year	2011-12-31	$380,178
Participant contributions at end of year	2011-12-31	$15,636
Participant contributions at beginning of year	2011-12-31	$5,379
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$1,594,637
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$3,763,769
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$13,065
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$11,246
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$9,294
Other income not declared elsewhere	2011-12-31	$132,371
Administrative expenses (other) incurred	2011-12-31	$2,026
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-2,616,472
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$25,665,173
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$28,281,645
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$17,058
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$13,445,170
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$15,620,964
Interest on participant loans	2011-12-31	$11,417
Value of interest in common/collective trusts at end of year	2011-12-31	$10,302,940
Value of interest in common/collective trusts at beginning of year	2011-12-31	$8,478,625
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,189,311
Net investment gain or loss from common/collective trusts	2011-12-31	$126,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$458,717
Employer contributions (assets) at end of year	2011-12-31	$10,882
Employer contributions (assets) at beginning of year	2011-12-31	$6,378
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,433,533
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	LAM VINSON & CO. LLP
Accountancy firm EIN	2011-12-31	200303695
2010 : WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$4,162,534
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,111,065
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,108,875
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,417,197
Value of total assets at end of year	2010-12-31	$28,281,645
Value of total assets at beginning of year	2010-12-31	$26,230,176
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,190
Total interest from all sources	2010-12-31	$13,296
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$107,323
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$107,323
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$957,344
Participant contributions at end of year	2010-12-31	$380,178
Participant contributions at beginning of year	2010-12-31	$383,226
Participant contributions at end of year	2010-12-31	$5,379
Participant contributions at beginning of year	2010-12-31	$21,741
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$3,763,769
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$2,903,130
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$9,294
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$9,887
Other income not declared elsewhere	2010-12-31	$248,010
Administrative expenses (other) incurred	2010-12-31	$2,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,051,469
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$28,281,645
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$26,230,176
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$17,058
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$2,685
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$15,620,964
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$14,449,681
Interest on participant loans	2010-12-31	$13,296
Value of interest in common/collective trusts at end of year	2010-12-31	$8,478,625
Value of interest in common/collective trusts at beginning of year	2010-12-31	$8,440,343
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,887,889
Net investment gain or loss from common/collective trusts	2010-12-31	$488,819
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$459,853
Employer contributions (assets) at end of year	2010-12-31	$6,378
Employer contributions (assets) at beginning of year	2010-12-31	$19,483
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,108,875
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LAM VINSON & CO., LLP
Accountancy firm EIN	2010-12-31	200303695
2009 : WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN

2013: WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: WAGNER & BROWN, LTD. EMPLOYEES PROFIT SHARING AND 401 (K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	WAGNER & BROWN, LTD
Employer identification number (EIN):	752455549
NAIC Classification:	211120
NAIC Description:	Crude Petroleum Extraction