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Plan Name | SOUTHEAST TEXAS BANCSHARES, INC. 401(K) PLAN |
Plan identification number | 003 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | BBVA USA BANCSHARES, INC. |
Employer identification number (EIN): | 752641879 |
NAIC Classification: | 522110 |
NAIC Description: | Commercial Banking |
Additional information about BBVA USA BANCSHARES, INC.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2007-02-15 |
Company Identification Number: | 0800774658 |
Legal Registered Office Address: |
350 N SAINT PAUL ST DALLAS United States of America (USA) 75201 |
More information about BBVA USA BANCSHARES, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
003 | 2014-01-01 | KELCEY WHARTON | 2015-01-27 | KELCEY WHARTON | 2015-01-27 |
003 | 2013-01-01 | KELCEY WHARTON | 2014-10-14 | KELCEY WHARTON | 2014-10-14 |
003 | 2012-01-01 | RICHARD TALLO | 2013-10-07 | ||
003 | 2011-01-01 | RICHARD TALLO | |||
003 | 2009-01-01 | RICHARD TALLO | 2010-10-15 | ||
003 | 2009-01-01 | RICHARD TALLO |
Measure | Date | Value |
---|---|---|
2011: SOUTHEAST TEXAS BANCSHARES, INC. 401(K) PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 135 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 58 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 108 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 3 |
Total of all active and inactive participants | 2011-01-01 | 169 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 169 |
Number of participants with account balances | 2011-01-01 | 114 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2009: SOUTHEAST TEXAS BANCSHARES, INC. 401(K) PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 215 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 81 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 32 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 55 |
Total of all active and inactive participants | 2009-01-01 | 168 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 1 |
Total participants | 2009-01-01 | 169 |
Number of participants with account balances | 2009-01-01 | 162 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Number of employers contributing to the scheme | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2011 : SOUTHEAST TEXAS BANCSHARES, INC. 401(K) PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets from this plan | 2011-12-31 | $3,956,755 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $28,874 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $12,671 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $9,420 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
Value of total assets at end of year | 2011-12-31 | $47,695 |
Value of total assets at beginning of year | 2011-12-31 | $3,988,247 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,251 |
Total interest from all sources | 2011-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2011-12-31 | $0 |
Administrative expenses professional fees incurred | 2011-12-31 | $3,251 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Participant contributions at beginning of year | 2011-12-31 | $200,417 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $595 |
Total non interest bearing cash at end of year | 2011-12-31 | $47,695 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $14,969 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $16,203 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $47,695 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $3,988,247 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $1,477,340 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $2,294,926 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $2,294,926 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $28,874 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $9,420 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | Yes |
Did the plan have assets held for investment | 2011-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2011-12-31 | 133891517 |
2010 : SOUTHEAST TEXAS BANCSHARES, INC. 401(K) PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $237,363 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $508,378 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $468,418 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
Value of total assets at end of year | 2010-12-31 | $3,988,247 |
Value of total assets at beginning of year | 2010-12-31 | $4,259,262 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $39,960 |
Total interest from all sources | 2010-12-31 | $22,380 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $19,209 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2010-12-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $19,209 |
Administrative expenses professional fees incurred | 2010-12-31 | $39,960 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Participant contributions at end of year | 2010-12-31 | $200,417 |
Participant contributions at beginning of year | 2010-12-31 | $300,623 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $595 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $282 |
Total non interest bearing cash at end of year | 2010-12-31 | $14,969 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $5,840 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $-271,015 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $3,988,247 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $4,259,262 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $1,477,340 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $1,427,943 |
Interest on participant loans | 2010-12-31 | $13,234 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $2,294,926 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $2,524,574 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $2,524,574 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $9,146 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $195,774 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $468,418 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2010-12-31 | 133891517 |
2011: SOUTHEAST TEXAS BANCSHARES, INC. 401(K) PLAN 2011 form 5500 responses | ||
---|---|---|
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: SOUTHEAST TEXAS BANCSHARES, INC. 401(K) PLAN 2009 form 5500 responses | ||
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |