401k Plan data: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN plan

ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 401k Plan overview

Plan Name	ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN
Plan identification number	001

ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ORIX USA CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: ORIX USA CORPORATION

Employer identification number (EIN): 752696071

NAIC Classification: 522220
NAIC Description: Sales Financing

Additional information about ORIX USA CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2173422

More information about ORIX USA CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01
001 2018-01-01
001 2017-01-01 KEITH BUTNER
001 2016-01-01 CINDY WILLMAN
001 2015-01-01 CINDY WILLMAN
001 2014-01-01 CINDY WILLMAN
001 2013-01-01 CINDY WILLMAN
001 2012-01-01 CINDY WILLMAN CINDY WILLMAN 2013-10-14
001 2011-01-01 KIM KOHN SHAWN D. WARD 2012-10-11
001 2009-01-01 SUSAN RHODES DEBBIE DOUGLASS 2010-10-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01
001	2018-01-01
001	2017-01-01	KEITH BUTNER
001	2016-01-01	CINDY WILLMAN
001	2015-01-01	CINDY WILLMAN
001	2014-01-01	CINDY WILLMAN
001	2013-01-01	CINDY WILLMAN
001	2012-01-01	CINDY WILLMAN	CINDY WILLMAN	2013-10-14
001	2011-01-01	KIM KOHN	SHAWN D. WARD	2012-10-11
001	2009-01-01	SUSAN RHODES	DEBBIE DOUGLASS	2010-10-12

Plan Statistics for ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN

401k plan membership statisitcs for ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN

Measure Date Value
2019: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 846
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 880
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 256
Total of all active and inactive participants 2019-01-01 1,136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 5
Total participants 2019-01-01 1,141
Number of participants with account balances 2019-01-01 770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 27
2018: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 825
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 618
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 225
Total of all active and inactive participants 2018-01-01 843
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 3
Total participants 2018-01-01 846
Number of participants with account balances 2018-01-01 623
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 18
2017: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 682
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 583
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 239
Total of all active and inactive participants 2017-01-01 822
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 3
Total participants 2017-01-01 825
Number of participants with account balances 2017-01-01 601
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 25
2016: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 657
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 449
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 231
Total of all active and inactive participants 2016-01-01 680
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 2
Total participants 2016-01-01 682
Number of participants with account balances 2016-01-01 575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 18
2015: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 644
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 411
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 245
Total of all active and inactive participants 2015-01-01 656
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 657
Number of participants with account balances 2015-01-01 570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 16
2014: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 665
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 381
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 262
Total of all active and inactive participants 2014-01-01 643
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 644
Number of participants with account balances 2014-01-01 564
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 36
2013: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 704
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 410
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 253
Total of all active and inactive participants 2013-01-01 663
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 665
Number of participants with account balances 2013-01-01 587
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 35
2012: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 707
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 463
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 241
Total of all active and inactive participants 2012-01-01 704
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 704
Number of participants with account balances 2012-01-01 615
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 32
2011: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 689
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 468
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 238
Total of all active and inactive participants 2011-01-01 706
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 707
Number of participants with account balances 2011-01-01 620
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 27
2009: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 479
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 218
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 276
Total of all active and inactive participants 2009-01-01 494
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 494
Number of participants with account balances 2009-01-01 447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 13

Measure	Date	Value
2019: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	846
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	880
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	256
Total of all active and inactive participants	2019-01-01	1,136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	5
Total participants	2019-01-01	1,141
Number of participants with account balances	2019-01-01	770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	27
2018: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	825
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	618
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	225
Total of all active and inactive participants	2018-01-01	843
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	3
Total participants	2018-01-01	846
Number of participants with account balances	2018-01-01	623
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	18
2017: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	682
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	583
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	239
Total of all active and inactive participants	2017-01-01	822
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	3
Total participants	2017-01-01	825
Number of participants with account balances	2017-01-01	601
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	25
2016: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	657
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	449
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	231
Total of all active and inactive participants	2016-01-01	680
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	2
Total participants	2016-01-01	682
Number of participants with account balances	2016-01-01	575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	18
2015: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	644
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	411
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	245
Total of all active and inactive participants	2015-01-01	656
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	657
Number of participants with account balances	2015-01-01	570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	16
2014: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	665
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	381
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	262
Total of all active and inactive participants	2014-01-01	643
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	644
Number of participants with account balances	2014-01-01	564
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	36
2013: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	704
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	410
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	253
Total of all active and inactive participants	2013-01-01	663
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	665
Number of participants with account balances	2013-01-01	587
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	35
2012: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	707
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	463
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	241
Total of all active and inactive participants	2012-01-01	704
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	704
Number of participants with account balances	2012-01-01	615
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	32
2011: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	689
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	468
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	238
Total of all active and inactive participants	2011-01-01	706
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	707
Number of participants with account balances	2011-01-01	620
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	27
2009: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	479
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	218
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	276
Total of all active and inactive participants	2009-01-01	494
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	494
Number of participants with account balances	2009-01-01	447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	13

Financial Data on ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN

Measure	Date	Value
2019 : ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$15,163,824
Total transfer of assets to this plan	2019-12-31	$15,163,824
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$30,878,637
Total income from all sources (including contributions)	2019-12-31	$30,878,637
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$7,938,235
Total of all expenses incurred	2019-12-31	$7,938,235
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$7,902,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$7,902,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$10,908,047
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$10,908,047
Value of total assets at end of year	2019-12-31	$118,273,212
Value of total assets at end of year	2019-12-31	$118,273,212
Value of total assets at beginning of year	2019-12-31	$80,168,986
Value of total assets at beginning of year	2019-12-31	$80,168,986
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$35,713
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$35,713
Total interest from all sources	2019-12-31	$43,163
Total interest from all sources	2019-12-31	$43,163
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$2,153,055
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$2,153,055
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$2,153,055
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$2,153,055
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$2,000,000
Value of fidelity bond cover	2019-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$7,062,882
Contributions received from participants	2019-12-31	$7,062,882
Participant contributions at end of year	2019-12-31	$569,046
Participant contributions at end of year	2019-12-31	$569,046
Participant contributions at beginning of year	2019-12-31	$477,062
Participant contributions at beginning of year	2019-12-31	$477,062
Participant contributions at end of year	2019-12-31	$3,702
Participant contributions at end of year	2019-12-31	$3,702
Participant contributions at beginning of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$5,810,761
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$5,810,761
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$4,365,828
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$4,365,828
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$584,057
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$584,057
Other income not declared elsewhere	2019-12-31	$1,004,201
Other income not declared elsewhere	2019-12-31	$1,004,201
Administrative expenses (other) incurred	2019-12-31	$25,521
Administrative expenses (other) incurred	2019-12-31	$25,521
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$22,940,402
Value of net income/loss	2019-12-31	$22,940,402
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$118,273,212
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$118,273,212
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$80,168,986
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$80,168,986
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$10,192
Investment advisory and management fees	2019-12-31	$10,192
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$82,077,559
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$82,077,559
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$55,355,806
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$55,355,806
Interest on participant loans	2019-12-31	$28,624
Interest on participant loans	2019-12-31	$28,624
Value of interest in common/collective trusts at end of year	2019-12-31	$29,562,841
Value of interest in common/collective trusts at end of year	2019-12-31	$29,562,841
Value of interest in common/collective trusts at beginning of year	2019-12-31	$19,868,953
Value of interest in common/collective trusts at beginning of year	2019-12-31	$19,868,953
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$15,051
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$15,051
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$101,337
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$101,337
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$101,337
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$101,337
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$14,539
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$14,539
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$13,748,578
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$13,748,578
Net investment gain or loss from common/collective trusts	2019-12-31	$3,021,593
Net investment gain or loss from common/collective trusts	2019-12-31	$3,021,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$3,261,108
Contributions received in cash from employer	2019-12-31	$3,261,108
Employer contributions (assets) at end of year	2019-12-31	$234,252
Employer contributions (assets) at end of year	2019-12-31	$234,252
Employer contributions (assets) at beginning of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$7,902,522
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$7,902,522
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BKD, LLP
Accountancy firm name	2019-12-31	BKD, LLP
Accountancy firm EIN	2019-12-31	440160260
Accountancy firm EIN	2019-12-31	440160260
2018 : ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$3,089,586
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$5,465,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$5,438,252
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$8,206,715
Value of total assets at end of year	2018-12-31	$80,168,986
Value of total assets at beginning of year	2018-12-31	$82,544,475
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$26,823
Total interest from all sources	2018-12-31	$21,063
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$2,312,444
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$2,312,444
Administrative expenses professional fees incurred	2018-12-31	$5,000
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$5,174,331
Participant contributions at end of year	2018-12-31	$477,062
Participant contributions at beginning of year	2018-12-31	$446,048
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$4,365,828
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$4,842,823
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$749,072
Other income not declared elsewhere	2018-12-31	$-331,906
Administrative expenses (other) incurred	2018-12-31	$7,447
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-2,375,489
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$80,168,986
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$82,544,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$14,376
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$55,355,806
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$66,294,142
Interest on participant loans	2018-12-31	$20,857
Value of interest in common/collective trusts at end of year	2018-12-31	$19,868,953
Value of interest in common/collective trusts at beginning of year	2018-12-31	$10,961,462
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$101,337
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$206
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-6,459,220
Net investment gain or loss from common/collective trusts	2018-12-31	$-659,510
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$2,283,312
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$5,438,252
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BKD, LLP
Accountancy firm EIN	2018-12-31	440160260
2017 : ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$21,197,905
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$7,189,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$7,184,217
Value of total corrective distributions	2017-12-31	$1,978
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$9,001,571
Value of total assets at end of year	2017-12-31	$82,544,475
Value of total assets at beginning of year	2017-12-31	$68,535,741
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$2,976
Total interest from all sources	2017-12-31	$17,373
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,765,645
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,765,645
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$4,970,431
Participant contributions at end of year	2017-12-31	$446,048
Participant contributions at beginning of year	2017-12-31	$454,313
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$4,842,823
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$4,854,428
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,793,340
Other income not declared elsewhere	2017-12-31	$565,983
Administrative expenses (other) incurred	2017-12-31	$2,976
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$6,335
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$14,008,734
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$82,544,475
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$68,535,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$66,294,142
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$54,462,379
Interest on participant loans	2017-12-31	$17,373
Value of interest in common/collective trusts at end of year	2017-12-31	$10,961,462
Value of interest in common/collective trusts at beginning of year	2017-12-31	$8,758,286
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$8,400,992
Net investment gain or loss from common/collective trusts	2017-12-31	$1,446,341
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$2,237,800
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$7,184,217
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BKD, LLP
Accountancy firm EIN	2017-12-31	440160260
2016 : ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$11,448,567
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$6,256,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$6,252,031
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$6,640,029
Value of total assets at end of year	2016-12-31	$68,535,741
Value of total assets at beginning of year	2016-12-31	$63,343,368
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$4,163
Total interest from all sources	2016-12-31	$14,466
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,171,606
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,171,606
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$4,380,717
Participant contributions at end of year	2016-12-31	$454,313
Participant contributions at beginning of year	2016-12-31	$288,666
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$4,854,428
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$3,768,541
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$275,690
Other income not declared elsewhere	2016-12-31	$284,946
Administrative expenses (other) incurred	2016-12-31	$4,163
Total non interest bearing cash at end of year	2016-12-31	$6,335
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$5,192,373
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$68,535,741
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$63,343,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$54,462,379
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$45,266,812
Interest on participant loans	2016-12-31	$14,466
Value of interest in common/collective trusts at end of year	2016-12-31	$8,758,286
Value of interest in common/collective trusts at beginning of year	2016-12-31	$8,502,948
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$5,516,401
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$5,516,401
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,758,320
Net investment gain or loss from common/collective trusts	2016-12-31	$579,200
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,983,622
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$6,252,031
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BKD, LLP
Accountancy firm EIN	2016-12-31	440160260
2015 : ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$5,895,741
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$6,771,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$6,762,100
Value of total corrective distributions	2015-12-31	$6,870
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$6,317,775
Value of total assets at end of year	2015-12-31	$63,343,368
Value of total assets at beginning of year	2015-12-31	$64,219,123
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$2,526
Total interest from all sources	2015-12-31	$15,297
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,427,653
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,427,653
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$4,383,440
Participant contributions at end of year	2015-12-31	$288,666
Participant contributions at beginning of year	2015-12-31	$433,391
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$441
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$3,768,541
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$5,706,316
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$37,001
Other income not declared elsewhere	2015-12-31	$-437,624
Administrative expenses (other) incurred	2015-12-31	$2,526
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-875,755
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$63,343,368
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$64,219,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$45,266,812
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$44,979,199
Interest on participant loans	2015-12-31	$12,477
Value of interest in common/collective trusts at end of year	2015-12-31	$8,502,948
Value of interest in common/collective trusts at beginning of year	2015-12-31	$8,395,412
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$5,516,401
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$4,704,364
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$4,704,364
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$2,820
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,372,022
Net investment gain or loss from common/collective trusts	2015-12-31	$-55,338
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,897,334
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$6,762,100
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BKD, LLP
Accountancy firm EIN	2015-12-31	440160260
2014 : ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$9,774,618
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$10,072,947
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$10,063,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$6,187,100
Value of total assets at end of year	2014-12-31	$64,219,123
Value of total assets at beginning of year	2014-12-31	$64,517,452
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$9,682
Total interest from all sources	2014-12-31	$16,678
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,621,708
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,621,708
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$4,254,842
Participant contributions at end of year	2014-12-31	$433,391
Participant contributions at beginning of year	2014-12-31	$314,613
Participant contributions at end of year	2014-12-31	$441
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$5,706,316
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$6,217,346
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$158,887
Other income not declared elsewhere	2014-12-31	$-115,790
Administrative expenses (other) incurred	2014-12-31	$9,682
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-298,329
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$64,219,123
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$64,517,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$44,979,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$45,117,852
Interest on participant loans	2014-12-31	$13,332
Value of interest in common/collective trusts at end of year	2014-12-31	$8,395,412
Value of interest in common/collective trusts at beginning of year	2014-12-31	$7,900,511
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$4,704,364
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$4,967,130
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$4,967,130
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$3,346
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,567,810
Net investment gain or loss from common/collective trusts	2014-12-31	$497,112
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,773,371
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$10,063,265
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BKD, LLP
Accountancy firm EIN	2014-12-31	440160260
2013 : ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$17,918,414
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$6,240,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$6,200,777
Value of total corrective distributions	2013-12-31	$3,951
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$7,130,203
Value of total assets at end of year	2013-12-31	$64,517,452
Value of total assets at beginning of year	2013-12-31	$52,839,217
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$35,451
Total interest from all sources	2013-12-31	$10,806
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,428,062
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,428,062
Administrative expenses professional fees incurred	2013-12-31	$12,250
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$4,585,476
Participant contributions at end of year	2013-12-31	$314,613
Participant contributions at beginning of year	2013-12-31	$272,885
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$62,843
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$6,217,346
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$4,923,483
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$895,261
Other income not declared elsewhere	2013-12-31	$539,543
Administrative expenses (other) incurred	2013-12-31	$23,201
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$11,678,235
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$64,517,452
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$52,839,217
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$45,117,852
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$36,357,060
Interest on participant loans	2013-12-31	$9,598
Value of interest in common/collective trusts at end of year	2013-12-31	$7,900,511
Value of interest in common/collective trusts at beginning of year	2013-12-31	$6,208,752
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$4,967,130
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$4,985,581
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$4,985,581
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$1,208
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$7,552,055
Net investment gain or loss from common/collective trusts	2013-12-31	$1,257,745
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,649,466
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$28,613
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$6,200,777
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BKD, LLP
Accountancy firm EIN	2013-12-31	440160260
2012 : ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$13,921,304
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$5,966,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$5,923,509
Value of total corrective distributions	2012-12-31	$2,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$7,889,940
Value of total assets at end of year	2012-12-31	$52,839,217
Value of total assets at beginning of year	2012-12-31	$44,884,328
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$40,536
Total interest from all sources	2012-12-31	$13,297
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$827,428
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$827,428
Administrative expenses professional fees incurred	2012-12-31	$11,750
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$4,654,107
Participant contributions at end of year	2012-12-31	$272,885
Participant contributions at beginning of year	2012-12-31	$317,475
Participant contributions at end of year	2012-12-31	$62,843
Participant contributions at beginning of year	2012-12-31	$480
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$4,923,483
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$3,479,277
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$271,662
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$16,136
Other income not declared elsewhere	2012-12-31	$263,941
Total non interest bearing cash at beginning of year	2012-12-31	$5,314
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$7,954,889
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$52,839,217
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$44,884,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$28,786
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$36,357,060
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$30,457,281
Interest on participant loans	2012-12-31	$10,917
Value of interest in common/collective trusts at end of year	2012-12-31	$6,208,752
Value of interest in common/collective trusts at beginning of year	2012-12-31	$5,131,129
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$4,985,581
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$5,477,236
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$5,477,236
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$2,380
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$4,169,747
Net investment gain or loss from common/collective trusts	2012-12-31	$756,951
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,964,171
Employer contributions (assets) at end of year	2012-12-31	$28,613
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$5,923,509
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BKD, LLP
Accountancy firm EIN	2012-12-31	440160260
2011 : ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$6,567,158
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,774,463
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,723,677
Value of total corrective distributions	2011-12-31	$14,043
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$7,013,160
Value of total assets at end of year	2011-12-31	$44,884,328
Value of total assets at beginning of year	2011-12-31	$42,091,633
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$36,743
Total interest from all sources	2011-12-31	$14,010
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$608,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$608,620
Administrative expenses professional fees incurred	2011-12-31	$11,750
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$4,404,828
Participant contributions at end of year	2011-12-31	$317,475
Participant contributions at beginning of year	2011-12-31	$273,921
Participant contributions at end of year	2011-12-31	$480
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$3,479,277
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$2,112,716
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$677,522
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$16,136
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$14,934
Other income not declared elsewhere	2011-12-31	$-82,276
Administrative expenses (other) incurred	2011-12-31	$24,993
Total non interest bearing cash at end of year	2011-12-31	$5,314
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$2,792,695
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$44,884,328
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$42,091,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$30,457,281
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$31,248,317
Interest on participant loans	2011-12-31	$11,888
Value of interest in common/collective trusts at end of year	2011-12-31	$5,131,129
Value of interest in common/collective trusts at beginning of year	2011-12-31	$3,365,570
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$5,477,236
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$5,076,175
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$5,076,175
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$2,122
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-836,899
Net investment gain or loss from common/collective trusts	2011-12-31	$-149,457
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,930,810
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,723,677
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BKD, LLP
Accountancy firm EIN	2011-12-31	440160260
2010 : ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$11,014,550
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,268,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,204,617
Value of total corrective distributions	2010-12-31	$35,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$6,098,013
Value of total assets at end of year	2010-12-31	$42,091,633
Value of total assets at beginning of year	2010-12-31	$34,345,895
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$28,716
Total interest from all sources	2010-12-31	$14,957
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$325,953
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$325,953
Administrative expenses professional fees incurred	2010-12-31	$11,750
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$3,175,478
Participant contributions at end of year	2010-12-31	$273,921
Participant contributions at beginning of year	2010-12-31	$141,827
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$2,112,716
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$1,571,356
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$1,876,153
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$14,934
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$21,465
Other income not declared elsewhere	2010-12-31	$307,948
Administrative expenses (other) incurred	2010-12-31	$16,966
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$7,745,738
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$42,091,633
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$34,345,895
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$2,466
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$31,248,317
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$25,427,708
Interest on participant loans	2010-12-31	$8,325
Value of interest in common/collective trusts at end of year	2010-12-31	$3,365,570
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,860,151
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$5,076,175
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$5,320,922
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$5,320,922
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$6,632
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,885,781
Net investment gain or loss from common/collective trusts	2010-12-31	$381,898
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,046,382
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,204,617
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BKD, LLP
Accountancy firm EIN	2010-12-31	440160260
2009 : ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN

2019: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ORIX USA CORPORATION SAVINGS AND INVESTMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ORIX USA CORPORATION
Employer identification number (EIN):	752696071
NAIC Classification:	522220
NAIC Description:	Sales Financing

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2173422