401k Plan data: RICHARD PENA MD PA 401K PROFIT SHARING PLAN plan

RICHARD PENA MD PA 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	RICHARD PENA MD PA 401K PROFIT SHARING PLAN
Plan identification number	001

RICHARD PENA MD PA 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RICHARD PENA MD PA has sponsored the creation of one or more 401k plans.

Company Name: RICHARD PENA MD PA

Employer identification number (EIN): 752732802

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARD PENA MD PA 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 RICHARD PENA MD
001 2016-01-01 RICHARD PENA MD
001 2015-01-01 RICHARD PENA MD
001 2014-01-01 RICHARD PENA MD
001 2013-01-01 RICHARD PENA MD
001 2012-01-01 RICHARD PENA MD
001 2011-01-01 RICHARD PENA MD
001 2010-01-01 RICHARD PENA MD
001 2009-01-01 RICHARD PENA MD

Plan id#	Filing Submission Date	Name of Administrator
001	2017-01-01	RICHARD PENA MD
001	2016-01-01	RICHARD PENA MD
001	2015-01-01	RICHARD PENA MD
001	2014-01-01	RICHARD PENA MD
001	2013-01-01	RICHARD PENA MD
001	2012-01-01	RICHARD PENA MD
001	2011-01-01	RICHARD PENA MD
001	2010-01-01	RICHARD PENA MD
001	2009-01-01	RICHARD PENA MD

Plan Statistics for RICHARD PENA MD PA 401K PROFIT SHARING PLAN

401k plan membership statisitcs for RICHARD PENA MD PA 401K PROFIT SHARING PLAN

Measure Date Value
2017: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 2
Total of all active and inactive participants 2017-01-01 2
Total participants 2017-01-01 2
2016: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 2
Total of all active and inactive participants 2016-01-01 2
Total participants 2016-01-01 2
2015: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 2
Total of all active and inactive participants 2015-01-01 2
Total participants 2015-01-01 2
2014: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2
Total of all active and inactive participants 2014-01-01 2
Total participants 2014-01-01 2
2013: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2
Total of all active and inactive participants 2013-01-01 2
Total participants 2013-01-01 2
2012: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2
Total of all active and inactive participants 2012-01-01 2
Total participants 2012-01-01 2
2011: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 4
Total of all active and inactive participants 2011-01-01 4
Total participants 2011-01-01 4
2010: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 4
Total of all active and inactive participants 2010-01-01 4
Total participants 2010-01-01 4
2009: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 4
Total of all active and inactive participants 2009-01-01 4
Total participants 2009-01-01 4

Measure	Date	Value
2017: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	2
Total of all active and inactive participants	2017-01-01	2
Total participants	2017-01-01	2
2016: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	2
Total of all active and inactive participants	2016-01-01	2
Total participants	2016-01-01	2
2015: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2
Total of all active and inactive participants	2015-01-01	2
Total participants	2015-01-01	2
2014: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2
Total of all active and inactive participants	2014-01-01	2
Total participants	2014-01-01	2
2013: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2
Total of all active and inactive participants	2013-01-01	2
Total participants	2013-01-01	2
2012: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2
Total of all active and inactive participants	2012-01-01	2
Total participants	2012-01-01	2
2011: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	4
Total of all active and inactive participants	2011-01-01	4
Total participants	2011-01-01	4
2010: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	4
Total of all active and inactive participants	2010-01-01	4
Total participants	2010-01-01	4
2009: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	4
Total of all active and inactive participants	2009-01-01	4
Total participants	2009-01-01	4

Financial Data on RICHARD PENA MD PA 401K PROFIT SHARING PLAN

Measure	Date	Value
2018 : RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$13,415
Expenses. Total of all expenses incurred	2018-12-31	$498,788
Benefits paid (including direct rollovers)	2018-12-31	$493,377
Total plan assets at end of year	2018-12-31	$0
Total plan assets at beginning of year	2018-12-31	$485,373
Total contributions received or receivable from participants	2018-12-31	$23,349
Expenses. Other expenses not covered elsewhere	2018-12-31	$5,411
Other income received	2018-12-31	$-14,163
Net income (gross income less expenses)	2018-12-31	$-485,373
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$485,373
Total contributions received or receivable from employer(s)	2018-12-31	$4,229
2017 : RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$113,927
Expenses. Total of all expenses incurred	2017-12-31	$4,233
Total plan assets at end of year	2017-12-31	$485,373
Total plan assets at beginning of year	2017-12-31	$375,679
Total contributions received or receivable from participants	2017-12-31	$27,581
Other income received	2017-12-31	$81,736
Net income (gross income less expenses)	2017-12-31	$109,694
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$485,373
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$375,679
Total contributions received or receivable from employer(s)	2017-12-31	$4,610
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$4,233
2016 : RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$14,470
Expenses. Total of all expenses incurred	2016-12-31	$3,451
Total plan assets at end of year	2016-12-31	$375,679
Total plan assets at beginning of year	2016-12-31	$364,660
Total contributions received or receivable from participants	2016-12-31	$19,893
Expenses. Other expenses not covered elsewhere	2016-12-31	$3,451
Other income received	2016-12-31	$-8,941
Net income (gross income less expenses)	2016-12-31	$11,019
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$375,679
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$364,660
Total contributions received or receivable from employer(s)	2016-12-31	$3,518
2015 : RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$42,424
Expenses. Total of all expenses incurred	2015-12-31	$3,205
Total plan assets at end of year	2015-12-31	$364,660
Total plan assets at beginning of year	2015-12-31	$325,441
Total contributions received or receivable from participants	2015-12-31	$24,296
Expenses. Other expenses not covered elsewhere	2015-12-31	$3,205
Other income received	2015-12-31	$14,849
Net income (gross income less expenses)	2015-12-31	$39,219
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$364,660
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$325,441
Total contributions received or receivable from employer(s)	2015-12-31	$3,279
2014 : RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$55,231
Expenses. Total of all expenses incurred	2014-12-31	$1,684
Total plan assets at end of year	2014-12-31	$325,441
Total plan assets at beginning of year	2014-12-31	$271,894
Total contributions received or receivable from participants	2014-12-31	$25,187
Expenses. Other expenses not covered elsewhere	2014-12-31	$1,684
Other income received	2014-12-31	$27,135
Net income (gross income less expenses)	2014-12-31	$53,547
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$325,441
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$271,894
Total contributions received or receivable from employer(s)	2014-12-31	$2,909
2013 : RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$66,479
Total plan assets at end of year	2013-12-31	$271,894
Total plan assets at beginning of year	2013-12-31	$205,415
Total contributions received or receivable from participants	2013-12-31	$23,126
Other income received	2013-12-31	$40,643
Net income (gross income less expenses)	2013-12-31	$66,479
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$271,894
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$205,415
Total contributions received or receivable from employer(s)	2013-12-31	$2,710
2012 : RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$49,916
Expenses. Total of all expenses incurred	2012-12-31	$29,780
Benefits paid (including direct rollovers)	2012-12-31	$29,780
Total plan assets at end of year	2012-12-31	$205,415
Total plan assets at beginning of year	2012-12-31	$185,279
Total contributions received or receivable from participants	2012-12-31	$25,230
Other income received	2012-12-31	$17,173
Net income (gross income less expenses)	2012-12-31	$20,136
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$205,415
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$185,279
Total contributions received or receivable from employer(s)	2012-12-31	$7,513
2011 : RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$26,027
Expenses. Total of all expenses incurred	2011-12-31	$1,264
Total plan assets at end of year	2011-12-31	$185,279
Total plan assets at beginning of year	2011-12-31	$160,516
Total contributions received or receivable from participants	2011-12-31	$26,664
Expenses. Other expenses not covered elsewhere	2011-12-31	$914
Other income received	2011-12-31	$-4,326
Net income (gross income less expenses)	2011-12-31	$24,763
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$185,279
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$160,516
Total contributions received or receivable from employer(s)	2011-12-31	$3,689
Value of corrective distributions	2011-12-31	$350
2010 : RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$28,795
Expenses. Total of all expenses incurred	2010-12-31	$200
Total plan assets at end of year	2010-12-31	$160,516
Total plan assets at beginning of year	2010-12-31	$131,921
Total contributions received or receivable from participants	2010-12-31	$24,712
Expenses. Other expenses not covered elsewhere	2010-12-31	$200
Other income received	2010-12-31	$357
Net income (gross income less expenses)	2010-12-31	$28,595
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$160,516
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$131,921
Total contributions received or receivable from employer(s)	2010-12-31	$3,726

Form 5500 Responses for RICHARD PENA MD PA 401K PROFIT SHARING PLAN

2017: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: RICHARD PENA MD PA 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	RICHARD PENA MD PA
Employer identification number (EIN):	752732802
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)