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JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 401k Plan overview

Plan NameJAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN
Plan identification number 003

JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JAMES R. ZIEGENBEIN, M.D., INC. has sponsored the creation of one or more 401k plans.

Company Name:JAMES R. ZIEGENBEIN, M.D., INC.
Employer identification number (EIN):752992815
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032023-01-01JIM ZIEGENBEIN2024-10-04
0032022-01-01JAMES R. ZIEGENBEIN, M.D.2023-10-16
0032021-01-01
0032021-01-01JAMES R. ZIEGENBEIN, M.D.
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01JAMES ZIEGENBEIN JAMES ZIEGENBEIN2018-10-03
0032016-01-01JAMES ZIEGENBEIN JAMES ZIEGENBEIN2017-09-28
0032015-01-01JAMES ZIEGENBEIN JAMES ZIEGENBEIN2016-10-14
0032014-01-01JAMES ZIEGENBEIN JAMES ZIEGENBEIN2015-10-13
0032013-01-01JAMES ZIEGENBEIN JAMES ZIEGENBEIN2014-10-15
0032012-01-01RENEE SMITH2013-10-15 RENEE SMITH2013-10-15

Financial Data on JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN

Measure Date Value
2023 : JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2023 401k financial data
Transfers to/from the plan2023-12-31$0
Total plan liabilities at end of year2023-12-31$0
Total plan liabilities at beginning of year2023-12-31$0
Total income from all sources2023-12-31$340,771
Expenses. Total of all expenses incurred2023-12-31$132,551
Benefits paid (including direct rollovers)2023-12-31$117,300
Total plan assets at end of year2023-12-31$1,438,265
Total plan assets at beginning of year2023-12-31$1,230,045
Value of fidelity bond covering the plan2023-12-31$500,000
Total contributions received or receivable from participants2023-12-31$0
Expenses. Other expenses not covered elsewhere2023-12-31$0
Contributions received from other sources (not participants or employers)2023-12-31$0
Other income received2023-12-31$290,125
Noncash contributions received2023-12-31$0
Net income (gross income less expenses)2023-12-31$208,220
Net plan assets at end of year (total assets less liabilities)2023-12-31$1,438,265
Net plan assets at beginning of year (total assets less liabilities)2023-12-31$1,230,045
Assets. Value of real-estate (other than employer real property)2023-12-31$28,056
Total contributions received or receivable from employer(s)2023-12-31$50,646
Value of certain deemed distributions of participant loans2023-12-31$0
Value of corrective distributions2023-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2023-12-31$15,251
2022 : JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2022 401k financial data
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$-113,814
Expenses. Total of all expenses incurred2022-12-31$172,335
Benefits paid (including direct rollovers)2022-12-31$157,700
Total plan assets at end of year2022-12-31$1,230,045
Total plan assets at beginning of year2022-12-31$1,516,194
Value of fidelity bond covering the plan2022-12-31$500,000
Total contributions received or receivable from participants2022-12-31$0
Expenses. Other expenses not covered elsewhere2022-12-31$0
Contributions received from other sources (not participants or employers)2022-12-31$0
Other income received2022-12-31$-140,097
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-286,149
Net plan assets at end of year (total assets less liabilities)2022-12-31$1,230,045
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$1,516,194
Assets. Value of real-estate (other than employer real property)2022-12-31$28,736
Total contributions received or receivable from employer(s)2022-12-31$26,283
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$14,635
2021 : JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total income from all sources2021-12-31$346,293
Expenses. Total of all expenses incurred2021-12-31$0
Benefits paid (including direct rollovers)2021-12-31$0
Total plan assets at end of year2021-12-31$1,516,197
Total plan assets at beginning of year2021-12-31$1,169,904
Value of fidelity bond covering the plan2021-12-31$500,000
Total contributions received or receivable from participants2021-12-31$0
Expenses. Other expenses not covered elsewhere2021-12-31$0
Contributions received from other sources (not participants or employers)2021-12-31$0
Other income received2021-12-31$296,293
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$346,293
Net plan assets at end of year (total assets less liabilities)2021-12-31$1,516,197
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$1,169,904
Assets. Value of real-estate (other than employer real property)2021-12-31$545,902
Total contributions received or receivable from employer(s)2021-12-31$50,000
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2020 401k financial data
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$69,024
Expenses. Total of all expenses incurred2020-12-31$0
Total plan assets at end of year2020-12-31$1,337,302
Total plan assets at beginning of year2020-12-31$1,268,278
Value of fidelity bond covering the plan2020-12-31$500,000
Total contributions received or receivable from participants2020-12-31$0
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$19,024
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$69,024
Net plan assets at end of year (total assets less liabilities)2020-12-31$1,337,302
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$1,268,278
Assets. Value of real-estate (other than employer real property)2020-12-31$448,400
Total contributions received or receivable from employer(s)2020-12-31$50,000
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2019 401k financial data
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$-5,339
Expenses. Total of all expenses incurred2019-12-31$0
Total plan assets at end of year2019-12-31$1,268,278
Total plan assets at beginning of year2019-12-31$1,273,617
Value of fidelity bond covering the plan2019-12-31$500,000
Total contributions received or receivable from participants2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$-55,348
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$-5,339
Net plan assets at end of year (total assets less liabilities)2019-12-31$1,268,278
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,273,617
Assets. Value of real-estate (other than employer real property)2019-12-31$448,400
Total contributions received or receivable from employer(s)2019-12-31$50,009
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$329,348
Expenses. Total of all expenses incurred2018-12-31$0
Benefits paid (including direct rollovers)2018-12-31$0
Total plan assets at end of year2018-12-31$1,273,617
Total plan assets at beginning of year2018-12-31$944,269
Value of fidelity bond covering the plan2018-12-31$500,000
Total contributions received or receivable from participants2018-12-31$0
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$224,911
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$329,348
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,273,617
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$944,269
Assets. Value of real-estate (other than employer real property)2018-12-31$317,564
Total contributions received or receivable from employer(s)2018-12-31$104,437
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$66,100
Expenses. Total of all expenses incurred2017-12-31$0
Benefits paid (including direct rollovers)2017-12-31$0
Total plan assets at end of year2017-12-31$944,269
Total plan assets at beginning of year2017-12-31$878,169
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$-33,900
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$66,100
Net plan assets at end of year (total assets less liabilities)2017-12-31$944,269
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$878,169
Assets. Value of real-estate (other than employer real property)2017-12-31$317,564
Total contributions received or receivable from employer(s)2017-12-31$100,000
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$136,781
Expenses. Total of all expenses incurred2016-12-31$0
Benefits paid (including direct rollovers)2016-12-31$0
Total plan assets at end of year2016-12-31$878,169
Total plan assets at beginning of year2016-12-31$741,388
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$0
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$1,781
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$136,781
Net plan assets at end of year (total assets less liabilities)2016-12-31$878,169
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$741,388
Assets. Value of real-estate (other than employer real property)2016-12-31$398,700
Total contributions received or receivable from employer(s)2016-12-31$135,000
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$-101,634
Expenses. Total of all expenses incurred2015-12-31$5,069
Benefits paid (including direct rollovers)2015-12-31$0
Total plan assets at end of year2015-12-31$620,096
Total plan assets at beginning of year2015-12-31$726,799
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$0
Expenses. Other expenses not covered elsewhere2015-12-31$5,069
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-183,478
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-106,703
Net plan assets at end of year (total assets less liabilities)2015-12-31$620,096
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$726,799
Assets. Value of real-estate (other than employer real property)2015-12-31$261,200
Total contributions received or receivable from employer(s)2015-12-31$81,844
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$67,667
Expenses. Total of all expenses incurred2014-12-31$0
Benefits paid (including direct rollovers)2014-12-31$0
Total plan assets at end of year2014-12-31$726,799
Total plan assets at beginning of year2014-12-31$659,132
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$0
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$-2,333
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$67,667
Net plan assets at end of year (total assets less liabilities)2014-12-31$726,799
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$659,132
Assets. Value of real-estate (other than employer real property)2014-12-31$439,600
Total contributions received or receivable from employer(s)2014-12-31$70,000
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total income from all sources2013-12-31$-100,591
Expenses. Total of all expenses incurred2013-12-31$0
Total plan assets at end of year2013-12-31$600,070
Total plan assets at beginning of year2013-12-31$700,661
Value of fidelity bond covering the plan2013-12-31$80,000
Total contributions received or receivable from participants2013-12-31$0
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$-184,591
Net income (gross income less expenses)2013-12-31$-100,591
Net plan assets at end of year (total assets less liabilities)2013-12-31$600,070
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$700,661
Assets. Value of real-estate (other than employer real property)2013-12-31$375,400
Total contributions received or receivable from employer(s)2013-12-31$84,000
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0

Form 5500 Responses for JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN

2023: JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: JAMES R. ZIEGENBEIN, M.D., INC. DEFINED BENEFIT PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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