401k Plan data: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN plan

PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN
Plan identification number	001

PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PACIFIC UNION FINANCIAL has sponsored the creation of one or more 401k plans.

Company Name: PACIFIC UNION FINANCIAL

Employer identification number (EIN): 753170028

NAIC Classification: 522292
NAIC Description: Real Estate Credit

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01
001 2018-01-01
001 2017-01-01 BRIAN BAKER
001 2016-01-01
001 2015-01-01 NANCY SCHOLBERG
001 2015-01-01 NANCY SCHOLBERG
001 2014-01-01 ALLYSON LIVENGOOD ALLYSON LIVENGOOD 2015-10-08
001 2013-01-01 ALLYSON LIVENGOOD
001 2012-01-01 DAVID SIMMONS
001 2011-01-01 TRENT FORD 2012-06-29

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01
001	2018-01-01
001	2017-01-01	BRIAN BAKER
001	2016-01-01
001	2015-01-01	NANCY SCHOLBERG
001	2015-01-01	NANCY SCHOLBERG
001	2014-01-01	ALLYSON LIVENGOOD		ALLYSON LIVENGOOD	2015-10-08
001	2013-01-01	ALLYSON LIVENGOOD
001	2012-01-01	DAVID SIMMONS
001	2011-01-01	TRENT FORD	2012-06-29

Plan Statistics for PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN

401k plan membership statisitcs for PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN

Measure Date Value
2019: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,673
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,818
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 779
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 894
Total of all active and inactive participants 2018-01-01 1,673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 1,673
Number of participants with account balances 2018-01-01 1,612
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 253
2017: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,925
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,436
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 382
Total of all active and inactive participants 2017-01-01 1,818
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 1,818
Number of participants with account balances 2017-01-01 1,642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 489
2016: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,648
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,691
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 180
Total of all active and inactive participants 2016-01-01 1,871
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1,871
Number of participants with account balances 2016-01-01 1,626
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 341
2015: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,335
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,390
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 196
Total of all active and inactive participants 2015-01-01 1,586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 1,586
Number of participants with account balances 2015-01-01 1,400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 274
2014: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 806
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,112
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 141
Total of all active and inactive participants 2014-01-01 1,253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1,253
Number of participants with account balances 2014-01-01 1,009
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 173
2013: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 435
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 653
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 104
Total of all active and inactive participants 2013-01-01 757
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 757
Number of participants with account balances 2013-01-01 606
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 274
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 403
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 32
Total of all active and inactive participants 2012-01-01 435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 435
Number of participants with account balances 2012-01-01 82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2019: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,673
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,818
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	779
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	894
Total of all active and inactive participants	2018-01-01	1,673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	1,673
Number of participants with account balances	2018-01-01	1,612
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	253
2017: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,925
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,436
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	382
Total of all active and inactive participants	2017-01-01	1,818
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	1,818
Number of participants with account balances	2017-01-01	1,642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	489
2016: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,648
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,691
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	180
Total of all active and inactive participants	2016-01-01	1,871
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1,871
Number of participants with account balances	2016-01-01	1,626
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	341
2015: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,335
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,390
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	196
Total of all active and inactive participants	2015-01-01	1,586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1,586
Number of participants with account balances	2015-01-01	1,400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	274
2014: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	806
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,112
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	141
Total of all active and inactive participants	2014-01-01	1,253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1,253
Number of participants with account balances	2014-01-01	1,009
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	173
2013: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	435
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	653
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	104
Total of all active and inactive participants	2013-01-01	757
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	757
Number of participants with account balances	2013-01-01	606
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	274
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	403
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	32
Total of all active and inactive participants	2012-01-01	435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	435
Number of participants with account balances	2012-01-01	82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN

Measure	Date	Value
2019 : PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2019 401k financial data
Total transfer of assets from this plan	2019-05-31	$25,680,521
Total income from all sources (including contributions)	2019-05-31	$3,702,375
Total of all expenses incurred	2019-05-31	$4,042,595
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-05-31	$3,986,802
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-05-31	$1,149,241
Value of total assets at end of year	2019-05-31	$0
Value of total assets at beginning of year	2019-05-31	$26,020,741
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-05-31	$55,793
Total interest from all sources	2019-05-31	$16,006
Total dividends received (eg from common stock, registered investment company shares)	2019-05-31	$18,363
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-05-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-05-31	$18,363
Was this plan covered by a fidelity bond	2019-05-31	Yes
Value of fidelity bond cover	2019-05-31	$500,000
If this is an individual account plan, was there a blackout period	2019-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-05-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-05-31	No
Contributions received from participants	2019-05-31	$585,158
Participant contributions at end of year	2019-05-31	$0
Participant contributions at beginning of year	2019-05-31	$734,097
Income. Received or receivable in cash from other sources (including rollovers)	2019-05-31	$10,493
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-05-31	No
Income. Non cash contributions	2019-05-31	$0
Value of net income/loss	2019-05-31	$-340,220
Value of net assets at end of year (total assets less liabilities)	2019-05-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2019-05-31	$26,020,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-05-31	No
Were any leases to which the plan was party in default or uncollectible	2019-05-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-05-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-05-31	$24,520,285
Interest on participant loans	2019-05-31	$16,006
Value of interest in common/collective trusts at end of year	2019-05-31	$0
Value of interest in common/collective trusts at beginning of year	2019-05-31	$766,359
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-05-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-05-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-05-31	$2,518,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-05-31	No
Was there a failure to transmit to the plan any participant contributions	2019-05-31	No
Has the plan failed to provide any benefit when due under the plan	2019-05-31	No
Contributions received in cash from employer	2019-05-31	$553,590
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-05-31	$3,986,802
Contract administrator fees	2019-05-31	$55,793
Did the plan have assets held for investment	2019-05-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-05-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-05-31	Disclaimer
Accountancy firm name	2019-05-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2019-05-31	381357951
2018 : PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$8,248,197
Total of all expenses incurred	2018-12-31	$12,798,500
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$12,371,228
Expenses. Certain deemed distributions of participant loans	2018-12-31	$318,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$9,363,261
Value of total assets at end of year	2018-12-31	$26,020,741
Value of total assets at beginning of year	2018-12-31	$30,571,044
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$108,868
Total interest from all sources	2018-12-31	$62,582
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,223,615
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,223,615
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$6,481,895
Participant contributions at end of year	2018-12-31	$734,097
Participant contributions at beginning of year	2018-12-31	$790,163
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,679,728
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-4,550,303
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$26,020,741
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$30,571,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$24,520,285
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$29,021,313
Interest on participant loans	2018-12-31	$62,582
Value of interest in common/collective trusts at end of year	2018-12-31	$766,359
Value of interest in common/collective trusts at beginning of year	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$759,568
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$759,568
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-2,401,261
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,201,638
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$12,371,228
Contract administrator fees	2018-12-31	$108,868
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2018-12-31	381357951
2017 : PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$16,094,675
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$5,890,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$5,544,677
Expenses. Certain deemed distributions of participant loans	2017-12-31	$152,028
Value of total corrective distributions	2017-12-31	$4,515
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$11,603,354
Value of total assets at end of year	2017-12-31	$30,571,044
Value of total assets at beginning of year	2017-12-31	$20,366,788
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$189,199
Total interest from all sources	2017-12-31	$43,599
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$805,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$805,552
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$8,293,770
Participant contributions at end of year	2017-12-31	$790,163
Participant contributions at beginning of year	2017-12-31	$685,397
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,835,261
Other income not declared elsewhere	2017-12-31	$1,879
Administrative expenses (other) incurred	2017-12-31	$189,199
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$10,204,256
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$30,571,044
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$20,366,788
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$29,021,313
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$18,906,994
Interest on participant loans	2017-12-31	$42,299
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$759,568
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$774,397
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$774,397
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$1,300
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$3,640,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,474,323
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$5,544,677
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	EKS&H LLLP
Accountancy firm EIN	2017-12-31	461497033
2016 : PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$12,689,097
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$3,206,102
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$3,081,439
Expenses. Certain deemed distributions of participant loans	2016-12-31	$30,281
Value of total corrective distributions	2016-12-31	$28,194
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$11,367,268
Value of total assets at end of year	2016-12-31	$20,366,788
Value of total assets at beginning of year	2016-12-31	$10,883,793
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$66,188
Total interest from all sources	2016-12-31	$26,503
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$667,533
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$667,533
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$7,744,858
Participant contributions at end of year	2016-12-31	$685,397
Participant contributions at beginning of year	2016-12-31	$411,902
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,638,791
Other income not declared elsewhere	2016-12-31	$11,308
Administrative expenses (other) incurred	2016-12-31	$66,188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$9,482,995
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$20,366,788
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$10,883,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$18,906,994
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$8,594,535
Interest on participant loans	2016-12-31	$26,503
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,590,840
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$774,397
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$286,516
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$286,516
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$466,168
Net investment gain or loss from common/collective trusts	2016-12-31	$150,317
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,983,619
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$3,081,439
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	EKS&H LLLP
Accountancy firm EIN	2016-12-31	461497033
2015 : PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$7,053,647
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,145,535
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,040,667
Expenses. Certain deemed distributions of participant loans	2015-12-31	$60,531
Value of total corrective distributions	2015-12-31	$2,151
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$7,186,978
Value of total assets at end of year	2015-12-31	$10,883,793
Value of total assets at beginning of year	2015-12-31	$5,975,681
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$42,186
Total interest from all sources	2015-12-31	$15,173
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$440,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$440,018
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$5,919,782
Participant contributions at end of year	2015-12-31	$411,902
Participant contributions at beginning of year	2015-12-31	$179,693
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$650,271
Other income not declared elsewhere	2015-12-31	$674
Administrative expenses (other) incurred	2015-12-31	$42,186
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$4,908,112
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$10,883,793
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$5,975,681
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$8,594,535
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$4,672,126
Interest on participant loans	2015-12-31	$15,173
Value of interest in common/collective trusts at end of year	2015-12-31	$1,590,840
Value of interest in common/collective trusts at beginning of year	2015-12-31	$957,853
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$286,516
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$166,009
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$166,009
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-544,512
Net investment gain or loss from common/collective trusts	2015-12-31	$-44,684
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$616,925
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,040,667
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	EKS&H LLLP
Accountancy firm EIN	2015-12-31	461497033
2014 : PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$4,540,820
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$851,705
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$778,478
Expenses. Certain deemed distributions of participant loans	2014-12-31	$7,844
Value of total corrective distributions	2014-12-31	$43,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$4,343,127
Value of total assets at end of year	2014-12-31	$5,975,681
Value of total assets at beginning of year	2014-12-31	$2,286,566
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$22,033
Total interest from all sources	2014-12-31	$6,284
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$204,829
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$204,829
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$229,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$3,210,611
Participant contributions at end of year	2014-12-31	$179,693
Participant contributions at beginning of year	2014-12-31	$90,322
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$689,425
Administrative expenses (other) incurred	2014-12-31	$22,033
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$3,689,115
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$5,975,681
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,286,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$4,672,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,743,239
Interest on participant loans	2014-12-31	$6,284
Value of interest in common/collective trusts at end of year	2014-12-31	$957,853
Value of interest in common/collective trusts at beginning of year	2014-12-31	$406,265
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$166,009
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$46,740
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$46,740
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-67,118
Net investment gain or loss from common/collective trusts	2014-12-31	$53,698
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$443,091
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$778,478
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	EKS&H
Accountancy firm EIN	2014-12-31	461497033
2013 : PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,984,488
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$409,556
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$369,554
Expenses. Certain deemed distributions of participant loans	2013-12-31	$3,050
Value of total corrective distributions	2013-12-31	$31,941
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,688,469
Value of total assets at end of year	2013-12-31	$2,286,566
Value of total assets at beginning of year	2013-12-31	$711,634
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$5,011
Total interest from all sources	2013-12-31	$849
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$56,724
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$56,724
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$72,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,247,040
Participant contributions at end of year	2013-12-31	$90,322
Participant contributions at beginning of year	2013-12-31	$9,200
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$441,429
Administrative expenses (other) incurred	2013-12-31	$5,011
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,574,932
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,286,566
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$711,634
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,743,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$582,680
Interest on participant loans	2013-12-31	$849
Value of interest in common/collective trusts at end of year	2013-12-31	$406,265
Value of interest in common/collective trusts at beginning of year	2013-12-31	$85,988
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$46,740
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$33,766
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$33,766
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$185,995
Net investment gain or loss from common/collective trusts	2013-12-31	$52,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$369,554
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	EKS&H LLP
Accountancy firm EIN	2013-12-31	461497033
2012 : PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$637,357
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$94,039
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$75,660
Value of total corrective distributions	2012-12-31	$16,954
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$583,193
Value of total assets at end of year	2012-12-31	$711,634
Value of total assets at beginning of year	2012-12-31	$168,316
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,425
Total interest from all sources	2012-12-31	$157
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$12,238
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$12,238
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$17,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$466,171
Participant contributions at end of year	2012-12-31	$9,200
Participant contributions at beginning of year	2012-12-31	$1,271
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$117,022
Administrative expenses (other) incurred	2012-12-31	$1,425
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$543,318
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$711,634
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$168,316
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$582,680
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$146,980
Interest on participant loans	2012-12-31	$157
Value of interest in common/collective trusts at end of year	2012-12-31	$85,988
Value of interest in common/collective trusts at beginning of year	2012-12-31	$15,659
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$33,766
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$4,406
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$4,406
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$35,600
Net investment gain or loss from common/collective trusts	2012-12-31	$6,169
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$75,660
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	KUSHNER, SMITH, JOANON & GREGSON
Accountancy firm EIN	2012-12-31	953322166

Form 5500 Responses for PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN

2019: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	Yes
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PACIFIC UNION FINANCIAL 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PACIFIC UNION FINANCIAL
Employer identification number (EIN):	753170028
NAIC Classification:	522292
NAIC Description:	Real Estate Credit