401k Plan data: PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN plan

PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 401k Plan overview

Plan Name	PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN
Plan identification number	002

PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PAUL L. CAPUTO, D. D. S. , P. A. has sponsored the creation of one or more 401k plans.

Company Name: PAUL L. CAPUTO, D. D. S. , P. A.

Employer identification number (EIN): 753211429

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 PAUL L CAPUTO DDS 2023-05-18
002 2021-01-01 PAUL L CAPUTO DDS 2022-06-02
002 2020-01-01 PAUL L CAPUTO 2021-03-31
002 2019-01-01 PAUL L CAPUTO 2020-05-28
002 2018-01-01 PAUL CAPUTO 2019-05-08
002 2017-01-01 PAUL L CAPUTO 2018-07-13
002 2016-01-01 PAUL L CAPUTO 2017-07-06
002 2016-01-01 PAUL L. CAPUTO 2017-07-05 PAUL L CAPUTO 2017-07-05
002 2015-01-01 PAUL L. CAPUTO 2016-10-03
002 2014-01-01 PAUL L. CAPUTO
002 2013-01-01 PAUL L. CAPUTO
002 2012-01-01 PAUL L. CAPUTO
002 2011-01-01 PAUL L. CAPUTO
002 2010-01-01 PAUL L. CAPUTO

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01	PAUL L CAPUTO DDS	2023-05-18
002	2021-01-01	PAUL L CAPUTO DDS	2022-06-02
002	2020-01-01	PAUL L CAPUTO	2021-03-31
002	2019-01-01	PAUL L CAPUTO	2020-05-28
002	2018-01-01	PAUL CAPUTO	2019-05-08
002	2017-01-01	PAUL L CAPUTO	2018-07-13
002	2016-01-01	PAUL L CAPUTO	2017-07-06
002	2016-01-01	PAUL L. CAPUTO	2017-07-05	PAUL L CAPUTO	2017-07-05
002	2015-01-01	PAUL L. CAPUTO	2016-10-03
002	2014-01-01	PAUL L. CAPUTO
002	2013-01-01	PAUL L. CAPUTO
002	2012-01-01	PAUL L. CAPUTO
002	2011-01-01	PAUL L. CAPUTO
002	2010-01-01	PAUL L. CAPUTO

Plan Statistics for PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN

401k plan membership statisitcs for PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN

Measure Date Value
2014: PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 6
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 7
Number of participants with account balances 2014-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 7
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 8
Number of participants with account balances 2013-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 6
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 7
Number of participants with account balances 2012-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 7
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 7
Number of participants with account balances 2011-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 5
Number of other retired or separated participants entitled to future benefits 2010-01-01 1
Total of all active and inactive participants 2010-01-01 6
Total participants 2010-01-01 6
Number of participants with account balances 2010-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1

Measure	Date	Value
2014: PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	6
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	7
Number of participants with account balances	2014-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	7
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	8
Number of participants with account balances	2013-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	6
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	7
Number of participants with account balances	2012-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	7
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	7
Number of participants with account balances	2011-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	5
Number of other retired or separated participants entitled to future benefits	2010-01-01	1
Total of all active and inactive participants	2010-01-01	6
Total participants	2010-01-01	6
Number of participants with account balances	2010-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1

Financial Data on PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN

Measure	Date	Value
2014 : PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$445,433
Expenses. Total of all expenses incurred	2014-12-31	$31,648
Benefits paid (including direct rollovers)	2014-12-31	$2,339
Total plan assets at end of year	2014-12-31	$2,398,294
Total plan assets at beginning of year	2014-12-31	$1,984,509
Value of fidelity bond covering the plan	2014-12-31	$325,000
Total contributions received or receivable from participants	2014-12-31	$44,184
Other income received	2014-12-31	$344,249
Net income (gross income less expenses)	2014-12-31	$413,785
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,398,294
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,984,509
Assets. Value of real-estate (other than employer real property)	2014-12-31	$394,000
Total contributions received or receivable from employer(s)	2014-12-31	$57,000
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$29,309
2013 : PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$437,224
Expenses. Total of all expenses incurred	2013-12-31	$33,863
Total plan assets at end of year	2013-12-31	$1,984,509
Total plan assets at beginning of year	2013-12-31	$1,581,148
Value of fidelity bond covering the plan	2013-12-31	$325,000
Total contributions received or receivable from participants	2013-12-31	$51,660
Other income received	2013-12-31	$331,734
Net income (gross income less expenses)	2013-12-31	$403,361
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,984,509
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,581,148
Assets. Value of real-estate (other than employer real property)	2013-12-31	$368,000
Total contributions received or receivable from employer(s)	2013-12-31	$53,830
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$33,863
2012 : PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$222,933
Expenses. Total of all expenses incurred	2012-12-31	$16,960
Total plan assets at end of year	2012-12-31	$1,581,148
Total plan assets at beginning of year	2012-12-31	$1,375,175
Value of fidelity bond covering the plan	2012-12-31	$325,000
Total contributions received or receivable from participants	2012-12-31	$56,610
Other income received	2012-12-31	$141,973
Net income (gross income less expenses)	2012-12-31	$205,973
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,581,148
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,375,175
Assets. Value of real-estate (other than employer real property)	2012-12-31	$247,000
Total contributions received or receivable from employer(s)	2012-12-31	$24,350
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$16,960
2011 : PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$215,674
Expenses. Total of all expenses incurred	2011-12-31	$63,966
Benefits paid (including direct rollovers)	2011-12-31	$37,970
Total plan assets at end of year	2011-12-31	$1,375,175
Total plan assets at beginning of year	2011-12-31	$1,223,467
Value of fidelity bond covering the plan	2011-12-31	$325,000
Total contributions received or receivable from participants	2011-12-31	$54,350
Other income received	2011-12-31	$111,309
Net income (gross income less expenses)	2011-12-31	$151,708
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,375,175
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,223,467
Assets. Value of real-estate (other than employer real property)	2011-12-31	$168,000
Total contributions received or receivable from employer(s)	2011-12-31	$50,015
Value of certain deemed distributions of participant loans	2011-12-31	$234
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$25,762
2010 : PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$216
Total income from all sources	2010-12-31	$163,400
Expenses. Total of all expenses incurred	2010-12-31	$419,901
Benefits paid (including direct rollovers)	2010-12-31	$417,655
Total plan assets at end of year	2010-12-31	$1,223,467
Total plan assets at beginning of year	2010-12-31	$1,480,184
Value of fidelity bond covering the plan	2010-12-31	$200,000
Total contributions received or receivable from participants	2010-12-31	$43,985
Expenses. Other expenses not covered elsewhere	2010-12-31	$1,986
Other income received	2010-12-31	$73,265
Net income (gross income less expenses)	2010-12-31	$-256,501
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,223,467
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,479,968
Assets. Value of real-estate (other than employer real property)	2010-12-31	$132,000
Total contributions received or receivable from employer(s)	2010-12-31	$46,150
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$260

Form 5500 Responses for PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN

2014: PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: PAUL L. CAPUTO, D. D. S. , P. A. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PAUL L. CAPUTO, D. D. S. , P. A.
Employer identification number (EIN):	753211429
NAIC Classification:	621210
NAIC Description:	Offices of Dentists