401k Plan data: JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN plan

JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 401k Plan overview

Plan Name	JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN
Plan identification number	001

JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JOHN H. POLK, P.C. has sponsored the creation of one or more 401k plans.

Company Name: JOHN H. POLK, P.C.

Employer identification number (EIN): 760021005

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 SANDRA K. POLK 2023-07-19
001 2021-01-01 SANDRA K. POLK 2022-10-13
001 2020-01-01 JOHN H. POLK 2021-09-24
001 2019-01-01 JOHN H. POLK 2020-09-15
001 2018-01-01 JOHN H. POLK 2019-10-01
001 2017-01-01 JOHN H. POLK 2018-08-29
001 2016-01-01 JOHN H. POLK 2017-10-09
001 2015-01-01 JOHN H. POLK 2016-10-14
001 2014-01-01 JOHN H. POLK 2015-09-16
001 2013-01-01 JOHN H. POLK
001 2012-01-01 JOHN H. POLK
001 2011-01-01 JOHN H. POLK
001 2010-01-01 JOHN H. POLK
001 2009-01-01 JOHN H. POLK

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	SANDRA K. POLK	2023-07-19
001	2021-01-01	SANDRA K. POLK	2022-10-13
001	2020-01-01	JOHN H. POLK	2021-09-24
001	2019-01-01	JOHN H. POLK	2020-09-15
001	2018-01-01	JOHN H. POLK	2019-10-01
001	2017-01-01	JOHN H. POLK	2018-08-29
001	2016-01-01	JOHN H. POLK	2017-10-09
001	2015-01-01	JOHN H. POLK	2016-10-14
001	2014-01-01	JOHN H. POLK	2015-09-16
001	2013-01-01	JOHN H. POLK
001	2012-01-01	JOHN H. POLK
001	2011-01-01	JOHN H. POLK
001	2010-01-01	JOHN H. POLK
001	2009-01-01	JOHN H. POLK

Plan Statistics for JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN

401k plan membership statisitcs for JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN

Measure Date Value
2013: JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 7
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 4
Total of all active and inactive participants 2013-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 11
Number of participants with account balances 2013-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 8
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 4
Total of all active and inactive participants 2012-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 12
Number of participants with account balances 2012-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 9
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 3
Total of all active and inactive participants 2011-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 12
Number of participants with account balances 2011-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2010: JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 11
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 5
Total of all active and inactive participants 2010-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 16
Number of participants with account balances 2010-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 9
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 11
Total of all active and inactive participants 2009-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 20
Number of participants with account balances 2009-01-01 19

Measure	Date	Value
2013: JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	7
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	4
Total of all active and inactive participants	2013-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	11
Number of participants with account balances	2013-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	8
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	4
Total of all active and inactive participants	2012-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	12
Number of participants with account balances	2012-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	9
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	3
Total of all active and inactive participants	2011-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	12
Number of participants with account balances	2011-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2010: JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	11
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	5
Total of all active and inactive participants	2010-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	16
Number of participants with account balances	2010-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	9
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	11
Total of all active and inactive participants	2009-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	20
Number of participants with account balances	2009-01-01	19

Financial Data on JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN

Measure	Date	Value
2013 : JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$174,217
Expenses. Total of all expenses incurred	2013-12-31	$4,034
Benefits paid (including direct rollovers)	2013-12-31	$3,949
Total plan assets at end of year	2013-12-31	$1,573,675
Total plan assets at beginning of year	2013-12-31	$1,403,492
Value of fidelity bond covering the plan	2013-12-31	$150,000
Total contributions received or receivable from participants	2013-12-31	$57,201
Other income received	2013-12-31	$57,563
Net income (gross income less expenses)	2013-12-31	$170,183
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,573,675
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,403,492
Assets. Value of participant loans	2013-12-31	$888
Total contributions received or receivable from employer(s)	2013-12-31	$59,453
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$85
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$149,262
Expenses. Total of all expenses incurred	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$1,403,492
Total plan assets at beginning of year	2012-12-31	$1,254,230
Value of fidelity bond covering the plan	2012-12-31	$150,000
Total contributions received or receivable from participants	2012-12-31	$55,272
Other income received	2012-12-31	$27,101
Net income (gross income less expenses)	2012-12-31	$149,262
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,403,492
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,254,230
Assets. Value of participant loans	2012-12-31	$1,544
Total contributions received or receivable from employer(s)	2012-12-31	$66,889
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$102,330
Expenses. Total of all expenses incurred	2011-12-31	$5,494
Benefits paid (including direct rollovers)	2011-12-31	$5,294
Total plan assets at end of year	2011-12-31	$1,254,230
Total plan assets at beginning of year	2011-12-31	$1,157,394
Value of fidelity bond covering the plan	2011-12-31	$150,000
Total contributions received or receivable from participants	2011-12-31	$47,960
Other income received	2011-12-31	$9,645
Net income (gross income less expenses)	2011-12-31	$96,836
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,254,230
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,157,394
Assets. Value of participant loans	2011-12-31	$2,172
Total contributions received or receivable from employer(s)	2011-12-31	$44,725
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$200
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$79,395
Expenses. Total of all expenses incurred	2010-12-31	$7,249
Benefits paid (including direct rollovers)	2010-12-31	$6,874
Total plan assets at end of year	2010-12-31	$1,157,394
Total plan assets at beginning of year	2010-12-31	$1,085,248
Value of fidelity bond covering the plan	2010-12-31	$150,000
Total contributions received or receivable from participants	2010-12-31	$47,141
Other income received	2010-12-31	$10,765
Net income (gross income less expenses)	2010-12-31	$72,146
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,157,394
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,085,248
Assets. Value of participant loans	2010-12-31	$2,775
Total contributions received or receivable from employer(s)	2010-12-31	$21,489
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$375
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN

2013: JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: JOHN POLK, P.C. EMPLOYEES CASH OR DEFERRED PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	JOHN H. POLK, P.C.
Employer identification number (EIN):	760021005
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers