401k Plan data: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN plan

OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 401k Plan overview

Plan Name	OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN
Plan identification number	001

OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

OPTIMUM EMPLOYER SOLUTIONS has sponsored the creation of one or more 401k plans.

Company Name: OPTIMUM EMPLOYER SOLUTIONS

Employer identification number (EIN): 760828248

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01 BRANDON HUMPHREY 2022-10-13
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 KEVIN GRAMIAN

Plan Statistics for OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN

401k plan membership statisitcs for OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN

Measure Date Value
2022: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 2,097
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 1,717
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 642
Total of all active and inactive participants 2022-01-01 2,359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 2,359
Number of participants with account balances 2022-01-01 1,527
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 8
2021: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,324
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 1,477
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 548
Total of all active and inactive participants 2021-01-01 2,025
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 2,025
Number of participants with account balances 2021-01-01 1,255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 137
2020: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,493
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 938
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 386
Total of all active and inactive participants 2020-01-01 1,324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 1,324
Number of participants with account balances 2020-01-01 885
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,292
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 796
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 585
Total of all active and inactive participants 2019-01-01 1,381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 1,381
Number of participants with account balances 2019-01-01 1,000
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,098
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 842
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 386
Total of all active and inactive participants 2018-01-01 1,228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 1,228
Number of participants with account balances 2018-01-01 902
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1
2017: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 943
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 808
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 250
Total of all active and inactive participants 2017-01-01 1,058
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 1,058
Number of participants with account balances 2017-01-01 753
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 2

Measure	Date	Value
2022: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	2,097
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,717
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	642
Total of all active and inactive participants	2022-01-01	2,359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	2,359
Number of participants with account balances	2022-01-01	1,527
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	8
2021: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,324
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,477
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	548
Total of all active and inactive participants	2021-01-01	2,025
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	2,025
Number of participants with account balances	2021-01-01	1,255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	137
2020: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,493
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	938
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	386
Total of all active and inactive participants	2020-01-01	1,324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	1,324
Number of participants with account balances	2020-01-01	885
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,292
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	796
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	585
Total of all active and inactive participants	2019-01-01	1,381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	1,381
Number of participants with account balances	2019-01-01	1,000
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,098
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	842
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	386
Total of all active and inactive participants	2018-01-01	1,228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	1,228
Number of participants with account balances	2018-01-01	902
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1
2017: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	943
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	808
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	250
Total of all active and inactive participants	2017-01-01	1,058
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	1,058
Number of participants with account balances	2017-01-01	753
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	2

Financial Data on OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN

Measure	Date	Value
2022 : OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets to this plan	2022-12-31	$1,987,845
Total transfer of assets from this plan	2022-12-31	$4,368,840
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-704,489
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$5,533,159
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$5,084,903
Value of total corrective distributions	2022-12-31	$95,726
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$10,546,348
Value of total assets at end of year	2022-12-31	$61,393,911
Value of total assets at beginning of year	2022-12-31	$70,012,554
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$352,530
Total interest from all sources	2022-12-31	$42,302
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,504,744
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,504,744
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$215,000
If this is an individual account plan, was there a blackout period	2022-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$7,310,572
Participant contributions at end of year	2022-12-31	$1,044,369
Participant contributions at beginning of year	2022-12-31	$823,556
Participant contributions at end of year	2022-12-31	$394,832
Participant contributions at beginning of year	2022-12-31	$254,970
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$681,573
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$11,817
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$5,291
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-6,237,648
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$61,393,911
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$70,012,554
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$35,007
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$59,196,400
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$68,240,655
Interest on participant loans	2022-12-31	$42,302
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-12,797,883
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$2,554,203
Employer contributions (assets) at end of year	2022-12-31	$746,493
Employer contributions (assets) at beginning of year	2022-12-31	$688,082
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$5,084,903
Contract administrator fees	2022-12-31	$317,523
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	Yes
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	JASON F. CLAUSEN, P.C.
Accountancy firm EIN	2022-12-31	274097479
2021 : OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets to this plan	2021-12-31	$12,706,374
Total transfer of assets from this plan	2021-12-31	$142,124
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$17,337,171
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$4,975,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$4,631,663
Value of total corrective distributions	2021-12-31	$35,107
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$8,761,415
Value of total assets at end of year	2021-12-31	$70,012,554
Value of total assets at beginning of year	2021-12-31	$45,086,301
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$308,398
Total interest from all sources	2021-12-31	$32,915
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,266,741
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,266,741
Administrative expenses professional fees incurred	2021-12-31	$13,000
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$215,000
If this is an individual account plan, was there a blackout period	2021-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$5,866,627
Participant contributions at end of year	2021-12-31	$823,556
Participant contributions at beginning of year	2021-12-31	$614,401
Participant contributions at end of year	2021-12-31	$254,970
Participant contributions at beginning of year	2021-12-31	$184,960
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$661,498
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$5,291
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$1,972
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$12,362,003
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$70,012,554
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$45,086,301
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$7,284
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$68,240,655
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$43,753,860
Interest on participant loans	2021-12-31	$32,915
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$7,276,100
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$2,233,290
Employer contributions (assets) at end of year	2021-12-31	$688,082
Employer contributions (assets) at beginning of year	2021-12-31	$531,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$4,631,663
Contract administrator fees	2021-12-31	$288,114
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	Yes
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	JASON F. CLAUSEN, P.C.
Accountancy firm EIN	2021-12-31	274097479
2020 : OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$6,420,684
Total transfer of assets from this plan	2020-12-31	$3,200,351
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$11,799,538
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$5,007,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$4,782,399
Value of total corrective distributions	2020-12-31	$31,747
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$5,693,167
Value of total assets at end of year	2020-12-31	$45,086,301
Value of total assets at beginning of year	2020-12-31	$35,073,876
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$193,300
Total interest from all sources	2020-12-31	$28,352
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$786,612
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$786,612
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$215,000
If this is an individual account plan, was there a blackout period	2020-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$3,639,737
Participant contributions at end of year	2020-12-31	$614,401
Participant contributions at beginning of year	2020-12-31	$652,613
Participant contributions at end of year	2020-12-31	$184,960
Participant contributions at beginning of year	2020-12-31	$195,403
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$429,502
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$1,972
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$8,494
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$6,792,092
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$45,086,301
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$35,073,876
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$19,112
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$43,753,860
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$33,629,833
Interest on participant loans	2020-12-31	$28,352
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$5,291,407
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$1,623,928
Employer contributions (assets) at end of year	2020-12-31	$531,108
Employer contributions (assets) at beginning of year	2020-12-31	$587,533
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$4,782,399
Contract administrator fees	2020-12-31	$174,188
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	Yes
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	KMJ CORBIN AND COMPANY LLP
Accountancy firm EIN	2020-12-31	810569753
2019 : OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$3,430,796
Total transfer of assets to this plan	2019-12-31	$3,430,796
Total transfer of assets from this plan	2019-12-31	$3,358,779
Total transfer of assets from this plan	2019-12-31	$3,358,779
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$12,588,564
Total income from all sources (including contributions)	2019-12-31	$12,588,564
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$3,689,722
Total of all expenses incurred	2019-12-31	$3,689,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$3,447,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$3,447,639
Value of total corrective distributions	2019-12-31	$26,471
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$6,611,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$6,611,206
Value of total assets at end of year	2019-12-31	$35,073,876
Value of total assets at end of year	2019-12-31	$35,073,876
Value of total assets at beginning of year	2019-12-31	$26,103,017
Value of total assets at beginning of year	2019-12-31	$26,103,017
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$215,612
Total interest from all sources	2019-12-31	$30,642
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$702,777
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$702,777
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$702,777
Administrative expenses professional fees incurred	2019-12-31	$1,180
Administrative expenses professional fees incurred	2019-12-31	$1,180
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$215,000
Value of fidelity bond cover	2019-12-31	$215,000
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$3,883,855
Participant contributions at end of year	2019-12-31	$652,613
Participant contributions at end of year	2019-12-31	$652,613
Participant contributions at beginning of year	2019-12-31	$611,054
Participant contributions at beginning of year	2019-12-31	$611,054
Participant contributions at end of year	2019-12-31	$195,403
Participant contributions at end of year	2019-12-31	$195,403
Participant contributions at beginning of year	2019-12-31	$233,382
Participant contributions at beginning of year	2019-12-31	$233,382
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$895,794
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$8,494
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$8,494
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$8,549
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$8,549
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$8,898,842
Value of net income/loss	2019-12-31	$8,898,842
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$35,073,876
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$35,073,876
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$26,103,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$13,705
Investment advisory and management fees	2019-12-31	$13,705
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$33,629,833
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$33,629,833
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$24,838,767
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$24,838,767
Interest on participant loans	2019-12-31	$30,642
Interest on participant loans	2019-12-31	$30,642
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$5,243,939
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$5,243,939
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$1,831,557
Contributions received in cash from employer	2019-12-31	$1,831,557
Employer contributions (assets) at end of year	2019-12-31	$587,533
Employer contributions (assets) at beginning of year	2019-12-31	$411,265
Employer contributions (assets) at beginning of year	2019-12-31	$411,265
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$3,447,639
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$3,447,639
Contract administrator fees	2019-12-31	$200,727
Contract administrator fees	2019-12-31	$200,727
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	KMJ CORBIN AND COMPANY LLP
Accountancy firm name	2019-12-31	KMJ CORBIN AND COMPANY LLP
Accountancy firm EIN	2019-12-31	810569753
Accountancy firm EIN	2019-12-31	810569753
2018 : OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$2,786,456
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$3,996,543
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$3,024,093
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,758,304
Value of total corrective distributions	2018-12-31	$83,105
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$5,566,413
Value of total assets at end of year	2018-12-31	$26,103,017
Value of total assets at beginning of year	2018-12-31	$22,344,111
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$182,684
Total interest from all sources	2018-12-31	$26,037
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$611,955
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$611,955
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$215,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$3,688,587
Participant contributions at end of year	2018-12-31	$611,054
Participant contributions at beginning of year	2018-12-31	$380,693
Participant contributions at end of year	2018-12-31	$233,382
Participant contributions at beginning of year	2018-12-31	$217,049
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$307,446
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$8,549
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$5,102
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$972,450
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$26,103,017
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$22,344,111
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$11,337
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$24,838,767
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$21,569,554
Interest on participant loans	2018-12-31	$26,037
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-2,207,862
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,570,380
Employer contributions (assets) at end of year	2018-12-31	$411,265
Employer contributions (assets) at beginning of year	2018-12-31	$171,713
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,758,304
Contract administrator fees	2018-12-31	$171,347
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	KMJ CORBIN AND COMPANY LLP
Accountancy firm EIN	2018-12-31	810569753
2017 : OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$3,241,112
Total transfer of assets from this plan	2017-12-31	$638,813
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$7,544,110
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$2,548,926
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,397,909
Value of total corrective distributions	2017-12-31	$17,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$4,740,718
Value of total assets at end of year	2017-12-31	$22,344,111
Value of total assets at beginning of year	2017-12-31	$14,746,628
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$133,717
Total interest from all sources	2017-12-31	$10,695
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$419,055
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$419,055
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$215,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$2,879,254
Participant contributions at end of year	2017-12-31	$380,693
Participant contributions at beginning of year	2017-12-31	$166,235
Participant contributions at end of year	2017-12-31	$217,049
Participant contributions at beginning of year	2017-12-31	$118,916
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$685,419
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$5,102
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$2,461
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$4,995,184
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$22,344,111
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$14,746,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$5,527
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$21,569,554
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$14,378,955
Interest on participant loans	2017-12-31	$10,695
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,373,642
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,176,045
Employer contributions (assets) at end of year	2017-12-31	$171,713
Employer contributions (assets) at beginning of year	2017-12-31	$80,061
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,397,909
Contract administrator fees	2017-12-31	$128,190
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	KMJ CORBIN AND COMPANY LLP
Accountancy firm EIN	2017-12-31	810569753

Form 5500 Responses for OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN

2022: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Mulitple employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Mulitple employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Mulitple employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Mulitple employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Mulitple employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: OPTIMUM EMPLOYER SOLUTIONS RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Mulitple employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	OPTIMUM EMPLOYER SOLUTIONS
Employer identification number (EIN):	760828248
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01
001	2021-01-01	BRANDON HUMPHREY	2022-10-13
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	KEVIN GRAMIAN