401k Plan data: CENTRAL COAST PATHOLOGY CONSULTANTS, INC. 401K PROFIT SHARING PLAN plan

CENTRAL COAST PATHOLOGY CONSULTANTS, INC. 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	CENTRAL COAST PATHOLOGY CONSULTANTS, INC. 401K PROFIT SHARING PLAN
Plan identification number	002

CENTRAL COAST PATHOLOGY CONSULTANTS, INC. 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CENTRAL COAST PATHOLOGY CONSULTANTS , INC. has sponsored the creation of one or more 401k plans.

Company Name: CENTRAL COAST PATHOLOGY CONSULTANTS , INC.

Employer identification number (EIN): 770046077

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CENTRAL COAST PATHOLOGY CONSULTANTS, INC. 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01 RONALD E. ROCHA, M.D. 2017-10-11
002 2015-01-01 RONALD E. ROCHA, M.D. 2016-10-03
002 2014-01-01 RONALD E. ROCHA, M.D. 2015-10-13
002 2013-01-01 RONALD E. ROCHA, M.D. 2014-10-13
002 2012-01-01 RONALD E. ROCHA, M.D.
002 2011-01-01 RONALD E. ROCHA, M.D.
002 2010-01-01 RONALD E. ROCHA, M.D.
002 2009-01-01 RONALD E. ROCHA, M.D.

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2016-01-01	RONALD E. ROCHA, M.D.	2017-10-11
002	2015-01-01	RONALD E. ROCHA, M.D.	2016-10-03
002	2014-01-01	RONALD E. ROCHA, M.D.	2015-10-13
002	2013-01-01	RONALD E. ROCHA, M.D.	2014-10-13
002	2012-01-01	RONALD E. ROCHA, M.D.
002	2011-01-01	RONALD E. ROCHA, M.D.
002	2010-01-01	RONALD E. ROCHA, M.D.
002	2009-01-01	RONALD E. ROCHA, M.D.

Financial Data on CENTRAL COAST PATHOLOGY CONSULTANTS, INC. 401K PROFIT SHARING PLAN

Measure	Date	Value
2012 : CENTRAL COAST PATHOLOGY CONSULTANTS, INC. 401K PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,685,988
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$390,040
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$357,747
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$537,653
Value of total assets at end of year	2012-12-31	$11,985,053
Value of total assets at beginning of year	2012-12-31	$10,689,105
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$32,293
Total interest from all sources	2012-12-31	$2,866
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$228,666
Participant contributions at end of year	2012-12-31	$54,353
Participant contributions at beginning of year	2012-12-31	$56,213
Participant contributions at end of year	2012-12-31	$4,000
Participant contributions at beginning of year	2012-12-31	$122
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$9,725,288
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$8,509,451
Other income not declared elsewhere	2012-12-31	$911,108
Administrative expenses (other) incurred	2012-12-31	$10,206
Total non interest bearing cash at end of year	2012-12-31	$0
Total non interest bearing cash at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,295,948
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$11,985,053
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$10,689,105
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$17,096
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,973,732
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,813,692
Interest on participant loans	2012-12-31	$2,866
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$2,710
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$2,191
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$2,191
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$234,361
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$308,987
Employer contributions (assets) at end of year	2012-12-31	$224,970
Employer contributions (assets) at beginning of year	2012-12-31	$307,436
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$357,747
Contract administrator fees	2012-12-31	$4,991
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	GLENN BURDETTE
Accountancy firm EIN	2012-12-31	952772601
2011 : CENTRAL COAST PATHOLOGY CONSULTANTS, INC. 401K PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$579,560
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,246,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,209,575
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$842,392
Value of total assets at end of year	2011-12-31	$10,689,105
Value of total assets at beginning of year	2011-12-31	$12,355,672
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$36,552
Total interest from all sources	2011-12-31	$4,202
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$349,792
Participant contributions at end of year	2011-12-31	$56,213
Participant contributions at beginning of year	2011-12-31	$144,145
Participant contributions at end of year	2011-12-31	$122
Participant contributions at beginning of year	2011-12-31	$132
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$8,509,451
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$8,721,831
Other income not declared elsewhere	2011-12-31	$-174,628
Administrative expenses (other) incurred	2011-12-31	$10,037
Total non interest bearing cash at end of year	2011-12-31	$0
Total non interest bearing cash at beginning of year	2011-12-31	$19,751
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,666,567
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$10,689,105
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$12,355,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$20,961
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,813,692
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,063,763
Interest on participant loans	2011-12-31	$4,200
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$2,191
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$2,200
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$2,200
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-92,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$492,600
Employer contributions (assets) at end of year	2011-12-31	$307,436
Employer contributions (assets) at beginning of year	2011-12-31	$403,850
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,209,575
Contract administrator fees	2011-12-31	$5,554
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	GLENN, BURDETTE, PHILLIPS & BRYSON
Accountancy firm EIN	2011-12-31	952772601
2010 : CENTRAL COAST PATHOLOGY CONSULTANTS, INC. 401K PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,357,837
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$168,364
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$144,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,245,075
Value of total assets at end of year	2010-12-31	$12,355,672
Value of total assets at beginning of year	2010-12-31	$10,166,199
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$23,786
Total interest from all sources	2010-12-31	$6,037
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$540,192
Participant contributions at end of year	2010-12-31	$144,145
Participant contributions at beginning of year	2010-12-31	$113,614
Participant contributions at end of year	2010-12-31	$132
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$8,721,831
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$7,463,071
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$7,722
Other income not declared elsewhere	2010-12-31	$829,568
Administrative expenses (other) incurred	2010-12-31	$3,208
Total non interest bearing cash at end of year	2010-12-31	$19,751
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,189,473
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$12,355,672
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$10,166,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$17,113
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,063,763
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,214,893
Interest on participant loans	2010-12-31	$6,036
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$2,200
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$2,626
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$2,626
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$277,157
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$697,161
Employer contributions (assets) at end of year	2010-12-31	$403,850
Employer contributions (assets) at beginning of year	2010-12-31	$371,995
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$144,578
Contract administrator fees	2010-12-31	$3,465
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	GLENN, BURDETTE, PHILLIPS & BRYSON
Accountancy firm EIN	2010-12-31	952772601
2009 : CENTRAL COAST PATHOLOGY CONSULTANTS, INC. 401K PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CENTRAL COAST PATHOLOGY CONSULTANTS, INC. 401K PROFIT SHARING PLAN

2012: CENTRAL COAST PATHOLOGY CONSULTANTS, INC. 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CENTRAL COAST PATHOLOGY CONSULTANTS, INC. 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CENTRAL COAST PATHOLOGY CONSULTANTS, INC. 401K PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CENTRAL COAST PATHOLOGY CONSULTANTS, INC. 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CENTRAL COAST PATHOLOGY CONSULTANTS , INC.
Employer identification number (EIN):	770046077
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)