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DENNIS ALLEN ASSOCIATES 401(K) PLAN 401k Plan overview

Plan NameDENNIS ALLEN ASSOCIATES 401(K) PLAN
Plan identification number 001

DENNIS ALLEN ASSOCIATES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DENNIS ALLEN ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name:DENNIS ALLEN ASSOCIATES
Employer identification number (EIN):770101316
NAIC Classification:236110

Additional information about DENNIS ALLEN ASSOCIATES

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C1357431

More information about DENNIS ALLEN ASSOCIATES

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DENNIS ALLEN ASSOCIATES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01AARON PICK2023-08-10
0012021-01-01AARON PICK2022-10-03
0012020-01-01AARON PICK2021-08-05
0012019-01-01AARON PICK2020-07-10
0012018-01-01AARON PICK2019-07-15
0012017-01-01AARON PICK2018-06-11
0012016-01-01BRYAN HENSON2017-10-12
0012015-01-01BRYAN HENSON
0012014-01-01BRYAN HENSON
0012013-01-01ADRIENNE POTTIE
0012012-01-01ADRIENNE POTTIE ADRIENNE POTTIE2013-10-14
0012011-01-01ADRIENNE POTTIE
0012009-01-01DENNIS ALLEN

Plan Statistics for DENNIS ALLEN ASSOCIATES 401(K) PLAN

401k plan membership statisitcs for DENNIS ALLEN ASSOCIATES 401(K) PLAN

Measure Date Value
2015: DENNIS ALLEN ASSOCIATES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01104
Total number of active participants reported on line 7a of the Form 55002015-01-01100
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-019
Total of all active and inactive participants2015-01-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01109
Number of participants with account balances2015-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: DENNIS ALLEN ASSOCIATES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0174
Total number of active participants reported on line 7a of the Form 55002014-01-0193
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0111
Total of all active and inactive participants2014-01-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01104
Number of participants with account balances2014-01-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: DENNIS ALLEN ASSOCIATES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0158
Total number of active participants reported on line 7a of the Form 55002013-01-0170
Number of other retired or separated participants entitled to future benefits2013-01-014
Total of all active and inactive participants2013-01-0174
Total participants2013-01-0174
Number of participants with account balances2013-01-0130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: DENNIS ALLEN ASSOCIATES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0160
Total number of active participants reported on line 7a of the Form 55002012-01-0153
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-0158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0158
Number of participants with account balances2012-01-0128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: DENNIS ALLEN ASSOCIATES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0168
Total number of active participants reported on line 7a of the Form 55002011-01-0151
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-019
Total of all active and inactive participants2011-01-0160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0160
Number of participants with account balances2011-01-0130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: DENNIS ALLEN ASSOCIATES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0166
Total number of active participants reported on line 7a of the Form 55002009-01-0158
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-0160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0160
Number of participants with account balances2009-01-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on DENNIS ALLEN ASSOCIATES 401(K) PLAN

Measure Date Value
2015 : DENNIS ALLEN ASSOCIATES 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$363,048
Expenses. Total of all expenses incurred2015-12-31$563,315
Benefits paid (including direct rollovers)2015-12-31$532,453
Total plan assets at end of year2015-12-31$2,128,008
Total plan assets at beginning of year2015-12-31$2,328,275
Value of fidelity bond covering the plan2015-12-31$212,801
Total contributions received or receivable from participants2015-12-31$237,616
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$3,665
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-200,267
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,128,008
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,328,275
Assets. Value of participant loans2015-12-31$31,732
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-12-31$0
Total contributions received or receivable from employer(s)2015-12-31$121,767
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$26,517
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$4,345
2014 : DENNIS ALLEN ASSOCIATES 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$381,511
Expenses. Total of all expenses incurred2014-12-31$85,108
Benefits paid (including direct rollovers)2014-12-31$84,348
Total plan assets at end of year2014-12-31$2,328,275
Total plan assets at beginning of year2014-12-31$2,031,872
Value of fidelity bond covering the plan2014-12-31$232,823
Total contributions received or receivable from participants2014-12-31$184,284
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$112,310
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$296,403
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,328,275
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,031,872
Assets. Value of participant loans2014-12-31$16,717
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022014-12-31$270,975
Total contributions received or receivable from employer(s)2014-12-31$84,917
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$760
2013 : DENNIS ALLEN ASSOCIATES 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$367,804
Expenses. Total of all expenses incurred2013-12-31$69,626
Benefits paid (including direct rollovers)2013-12-31$68,002
Total plan assets at end of year2013-12-31$2,031,872
Total plan assets at beginning of year2013-12-31$1,733,694
Value of fidelity bond covering the plan2013-12-31$200,000
Total contributions received or receivable from participants2013-12-31$119,440
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$232,492
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$298,178
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,031,872
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,733,694
Assets. Value of participant loans2013-12-31$44,490
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022013-12-31$103,205
Total contributions received or receivable from employer(s)2013-12-31$15,872
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$1,624
2012 : DENNIS ALLEN ASSOCIATES 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$344,674
Expenses. Total of all expenses incurred2012-12-31$164,305
Benefits paid (including direct rollovers)2012-12-31$145,394
Total plan assets at end of year2012-12-31$1,733,694
Total plan assets at beginning of year2012-12-31$1,553,325
Value of fidelity bond covering the plan2012-12-31$200,000
Total contributions received or receivable from participants2012-12-31$150,348
Contributions received from other sources (not participants or employers)2012-12-31$14,442
Other income received2012-12-31$179,884
Net income (gross income less expenses)2012-12-31$180,369
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,733,694
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,553,325
Assets. Value of participant loans2012-12-31$42,637
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022012-12-31$94,992
Value of certain deemed distributions of participant loans2012-12-31$3,553
Value of corrective distributions2012-12-31$14,323
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$1,035
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : DENNIS ALLEN ASSOCIATES 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$136,594
Expenses. Total of all expenses incurred2011-12-31$119,897
Benefits paid (including direct rollovers)2011-12-31$118,575
Total plan assets at end of year2011-12-31$1,553,325
Total plan assets at beginning of year2011-12-31$1,536,628
Value of fidelity bond covering the plan2011-12-31$200,000
Total contributions received or receivable from participants2011-12-31$134,846
Other income received2011-12-31$-26,148
Net income (gross income less expenses)2011-12-31$16,697
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,553,325
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,536,628
Assets. Value of participant loans2011-12-31$23,464
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022011-12-31$132,758
Total contributions received or receivable from employer(s)2011-12-31$27,896
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$1,322
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : DENNIS ALLEN ASSOCIATES 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$397,086
Expenses. Total of all expenses incurred2010-12-31$112,940
Benefits paid (including direct rollovers)2010-12-31$77,026
Total plan assets at end of year2010-12-31$1,536,628
Total plan assets at beginning of year2010-12-31$1,252,482
Value of fidelity bond covering the plan2010-12-31$200,000
Total contributions received or receivable from participants2010-12-31$164,128
Other income received2010-12-31$162,940
Net income (gross income less expenses)2010-12-31$284,146
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,536,628
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,252,482
Assets. Value of participant loans2010-12-31$41,093
Total contributions received or receivable from employer(s)2010-12-31$70,018
Value of corrective distributions2010-12-31$32,949
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$2,965
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : DENNIS ALLEN ASSOCIATES 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for DENNIS ALLEN ASSOCIATES 401(K) PLAN

2015: DENNIS ALLEN ASSOCIATES 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DENNIS ALLEN ASSOCIATES 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DENNIS ALLEN ASSOCIATES 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DENNIS ALLEN ASSOCIATES 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DENNIS ALLEN ASSOCIATES 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: DENNIS ALLEN ASSOCIATES 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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