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LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 401k Plan overview

Plan NameLEWIS & ASSOCIATES 401(K) SAVINGS PLAN
Plan identification number 001

LEWIS & ASSOCIATES 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

LEWIS & ASSOCIATES INSURANCE BROKERS, INC. has sponsored the creation of one or more 401k plans.

Company Name:LEWIS & ASSOCIATES INSURANCE BROKERS, INC.
Employer identification number (EIN):770250385
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LEWIS & ASSOCIATES 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01TERRY BECKLER
0012016-01-01TERRY BECKLER
0012015-01-01TERRY BECKLER
0012014-01-01TERRY BECKLER
0012013-01-01TERRY BECKLER
0012012-01-01TERRY BECKLER
0012011-01-01CAROL VENTURA
0012009-01-01CAROL VENTURA
0012008-01-01CAROL VENTURA

Financial Data on LEWIS & ASSOCIATES 401(K) SAVINGS PLAN

Measure Date Value
2017 : LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 2017 401k financial data
Transfers to/from the plan2017-05-08$0
Total plan liabilities at end of year2017-05-08$0
Total plan liabilities at beginning of year2017-05-08$0
Total income from all sources2017-05-08$44,896
Expenses. Total of all expenses incurred2017-05-08$1,157,193
Benefits paid (including direct rollovers)2017-05-08$1,155,643
Total plan assets at end of year2017-05-08$0
Total plan assets at beginning of year2017-05-08$1,112,297
Value of fidelity bond covering the plan2017-05-08$200,000
Total contributions received or receivable from participants2017-05-08$5,253
Expenses. Other expenses not covered elsewhere2017-05-08$0
Contributions received from other sources (not participants or employers)2017-05-08$0
Other income received2017-05-08$37,130
Noncash contributions received2017-05-08$0
Net income (gross income less expenses)2017-05-08$-1,112,297
Net plan assets at end of year (total assets less liabilities)2017-05-08$0
Net plan assets at beginning of year (total assets less liabilities)2017-05-08$1,112,297
Assets. Value of participant loans2017-05-08$0
Total contributions received or receivable from employer(s)2017-05-08$2,513
Value of certain deemed distributions of participant loans2017-05-08$0
Value of corrective distributions2017-05-08$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-05-08$1,550
2016 : LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$152,996
Expenses. Total of all expenses incurred2016-12-31$218,256
Benefits paid (including direct rollovers)2016-12-31$212,012
Total plan assets at end of year2016-12-31$1,112,297
Total plan assets at beginning of year2016-12-31$1,177,557
Value of fidelity bond covering the plan2016-12-31$200,000
Total contributions received or receivable from participants2016-12-31$65,834
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$55,954
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$-65,260
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,112,297
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,177,557
Assets. Value of participant loans2016-12-31$33,599
Total contributions received or receivable from employer(s)2016-12-31$31,208
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$6,244
2015 : LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$92,082
Expenses. Total of all expenses incurred2015-12-31$11,242
Benefits paid (including direct rollovers)2015-12-31$4,905
Total plan assets at end of year2015-12-31$1,177,557
Total plan assets at beginning of year2015-12-31$1,096,717
Value of fidelity bond covering the plan2015-12-31$200,000
Total contributions received or receivable from participants2015-12-31$62,602
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-389
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$80,840
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,177,557
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,096,717
Assets. Value of participant loans2015-12-31$40,084
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-12-31$0
Total contributions received or receivable from employer(s)2015-12-31$29,869
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$6,337
2014 : LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$135,156
Expenses. Total of all expenses incurred2014-12-31$6,225
Benefits paid (including direct rollovers)2014-12-31$0
Total plan assets at end of year2014-12-31$1,096,717
Total plan assets at beginning of year2014-12-31$967,786
Value of fidelity bond covering the plan2014-12-31$250,000
Total contributions received or receivable from participants2014-12-31$61,654
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$43,820
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$128,931
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,096,717
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$967,786
Assets. Value of participant loans2014-12-31$48,024
Total contributions received or receivable from employer(s)2014-12-31$29,682
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$6,225
2013 : LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$168,001
Expenses. Total of all expenses incurred2013-12-31$113,735
Benefits paid (including direct rollovers)2013-12-31$106,863
Total plan assets at end of year2013-12-31$967,786
Total plan assets at beginning of year2013-12-31$913,520
Value of fidelity bond covering the plan2013-12-31$250,000
Total contributions received or receivable from participants2013-12-31$56,133
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$85,107
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$54,266
Net plan assets at end of year (total assets less liabilities)2013-12-31$967,786
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$913,520
Assets. Value of participant loans2013-12-31$69,865
Total contributions received or receivable from employer(s)2013-12-31$26,761
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$6,872
2012 : LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 2012 401k financial data
Total income from all sources2012-12-31$182,863
Expenses. Total of all expenses incurred2012-12-31$69,400
Benefits paid (including direct rollovers)2012-12-31$62,206
Total plan assets at end of year2012-12-31$913,520
Total plan assets at beginning of year2012-12-31$800,057
Value of fidelity bond covering the plan2012-12-31$250,000
Total contributions received or receivable from participants2012-12-31$67,516
Other income received2012-12-31$74,957
Net income (gross income less expenses)2012-12-31$113,463
Net plan assets at end of year (total assets less liabilities)2012-12-31$913,520
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$800,057
Assets. Value of participant loans2012-12-31$73,313
Total contributions received or receivable from employer(s)2012-12-31$40,390
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$7,194
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 2011 401k financial data
Total income from all sources2011-12-31$63,790
Expenses. Total of all expenses incurred2011-12-31$58,257
Benefits paid (including direct rollovers)2011-12-31$55,000
Total plan assets at end of year2011-12-31$800,057
Total plan assets at beginning of year2011-12-31$794,524
Value of fidelity bond covering the plan2011-12-31$250,000
Total contributions received or receivable from participants2011-12-31$73,221
Other income received2011-12-31$-40,222
Net income (gross income less expenses)2011-12-31$5,533
Net plan assets at end of year (total assets less liabilities)2011-12-31$800,057
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$794,524
Assets. Value of participant loans2011-12-31$69,172
Total contributions received or receivable from employer(s)2011-12-31$30,791
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$3,257
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2009 : LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0
2008 : LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 2008 401k financial data
Transfers to/from the plan2008-12-31$0
Total income from all sources2008-12-31$-158,877
Expenses. Total of all expenses incurred2008-12-31$56,476
Benefits paid (including direct rollovers)2008-12-31$56,266
Total plan assets at end of year2008-12-31$473,271
Total plan assets at beginning of year2008-12-31$688,624
Value of fidelity bond covering the plan2008-12-31$250,000
Total contributions received or receivable from participants2008-12-31$52,371
Expenses. Other expenses not covered elsewhere2008-12-31$210
Contributions received from other sources (not participants or employers)2008-12-31$0
Other income received2008-12-31$-232,054
Net income (gross income less expenses)2008-12-31$-215,353
Net plan assets at end of year (total assets less liabilities)2008-12-31$473,271
Net plan assets at beginning of year (total assets less liabilities)2008-12-31$688,624
Assets. Value of participant loans2008-12-31$79,092
Total contributions received or receivable from employer(s)2008-12-31$20,806
Value of certain deemed distributions of participant loans2008-12-31$0
Value of corrective distributions2008-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2008-12-31$0

Form 5500 Responses for LEWIS & ASSOCIATES 401(K) SAVINGS PLAN

2017: LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2008: LEWIS & ASSOCIATES 401(K) SAVINGS PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedNo
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – InsuranceYes
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-006843
Policy instance 1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-006843
Policy instance 1

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