?>
Logo

SMART LOCAL 104, DISTRICT 3 401(A) PLAN 401k Plan overview

Plan NameSMART LOCAL 104, DISTRICT 3 401(A) PLAN
Plan identification number 001

SMART LOCAL 104, DISTRICT 3 401(A) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.

401k Sponsoring company profile

SMART LOCAL 104, DISTRICT 3 401(A) has sponsored the creation of one or more 401k plans.

Company Name:SMART LOCAL 104, DISTRICT 3 401(A)
Employer identification number (EIN):770352309
NAIC Classification:238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMART LOCAL 104, DISTRICT 3 401(A) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01STAN CAPELLI
0012016-01-01STAN CAPELLI
0012015-01-01STAN CAPELLI
0012014-01-01STAN CAPELLI
0012013-01-01STEVEN C. SWEETING
0012012-01-01DALE TOWNE
0012011-01-01DALE TOWNE
0012009-01-01DALE TOWNE

Plan Statistics for SMART LOCAL 104, DISTRICT 3 401(A) PLAN

401k plan membership statisitcs for SMART LOCAL 104, DISTRICT 3 401(A) PLAN

Measure Date Value
2022: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,088
Total number of active participants reported on line 7a of the Form 55002022-01-011,086
Number of retired or separated participants receiving benefits2022-01-015
Number of other retired or separated participants entitled to future benefits2022-01-0135
Total of all active and inactive participants2022-01-011,126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0110
Total participants2022-01-011,136
Number of participants with account balances2022-01-01583
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
Number of employers contributing to the scheme2022-01-0174
2021: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,060
Total number of active participants reported on line 7a of the Form 55002021-01-011,059
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-0117
Total of all active and inactive participants2021-01-011,078
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0110
Total participants2021-01-011,088
Number of participants with account balances2021-01-01557
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
Number of employers contributing to the scheme2021-01-0167
2020: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,064
Total number of active participants reported on line 7a of the Form 55002020-01-011,016
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-0122
Total of all active and inactive participants2020-01-011,040
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-011,042
Number of participants with account balances2020-01-01551
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
Number of employers contributing to the scheme2020-01-0166
2019: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,016
Total number of active participants reported on line 7a of the Form 55002019-01-011,036
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0126
Total of all active and inactive participants2019-01-011,063
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-011,065
Number of participants with account balances2019-01-01554
Number of employers contributing to the scheme2019-01-0125
2018: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,020
Total number of active participants reported on line 7a of the Form 55002018-01-011,006
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0124
Total of all active and inactive participants2018-01-011,031
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-011,034
Number of participants with account balances2018-01-01537
Number of employers contributing to the scheme2018-01-0125
2017: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01989
Total number of active participants reported on line 7a of the Form 55002017-01-011,009
Number of other retired or separated participants entitled to future benefits2017-01-0115
Total of all active and inactive participants2017-01-011,024
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-011,027
Number of participants with account balances2017-01-01541
Number of employers contributing to the scheme2017-01-0129
2016: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01969
Total number of active participants reported on line 7a of the Form 55002016-01-01967
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0117
Total of all active and inactive participants2016-01-01985
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-01989
Number of participants with account balances2016-01-01514
Number of employers contributing to the scheme2016-01-0129
2015: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01946
Total number of active participants reported on line 7a of the Form 55002015-01-01969
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0119
Total of all active and inactive participants2015-01-01989
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-01993
Number of participants with account balances2015-01-01543
Number of employers contributing to the scheme2015-01-0124
2014: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01934
Total number of active participants reported on line 7a of the Form 55002014-01-01928
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0113
Total of all active and inactive participants2014-01-01942
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-014
Total participants2014-01-01946
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01506
Number of employers contributing to the scheme2014-01-0124
2013: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01926
Total number of active participants reported on line 7a of the Form 55002013-01-01923
Number of other retired or separated participants entitled to future benefits2013-01-019
Total of all active and inactive participants2013-01-01932
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01934
Number of participants with account balances2013-01-01506
Number of employers contributing to the scheme2013-01-0124
2012: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01938
Total number of active participants reported on line 7a of the Form 55002012-01-01919
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-01924
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01926
Number of participants with account balances2012-01-01520
Number of employers contributing to the scheme2012-01-0125
2011: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01945
Total number of active participants reported on line 7a of the Form 55002011-01-01922
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0113
Total of all active and inactive participants2011-01-01936
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01938
Number of participants with account balances2011-01-01548
2009: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01911
Total number of active participants reported on line 7a of the Form 55002009-01-01929
Number of other retired or separated participants entitled to future benefits2009-01-0111
Total of all active and inactive participants2009-01-01940
Total participants2009-01-01940
Number of participants with account balances2009-01-01573

Financial Data on SMART LOCAL 104, DISTRICT 3 401(A) PLAN

Measure Date Value
2022 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$11,428
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$11,198
Total income from all sources (including contributions)2022-12-31$-1,173,899
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$835,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$714,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,077,460
Value of total assets at end of year2022-12-31$19,158,353
Value of total assets at beginning of year2022-12-31$21,167,131
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$121,053
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$689,489
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$689,489
Administrative expenses professional fees incurred2022-12-31$25,122
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$243,469
Participant contributions at end of year2022-12-31$29,076
Participant contributions at beginning of year2022-12-31$19,472
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$44,597
Other income not declared elsewhere2022-12-31$31,663
Administrative expenses (other) incurred2022-12-31$15,262
Liabilities. Value of operating payables at end of year2022-12-31$11,428
Liabilities. Value of operating payables at beginning of year2022-12-31$11,198
Total non interest bearing cash at end of year2022-12-31$4,791
Total non interest bearing cash at beginning of year2022-12-31$57,824
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,009,008
Value of net assets at end of year (total assets less liabilities)2022-12-31$19,146,925
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$21,155,933
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$17,870
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$15,273,631
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$18,006,815
Value of interest in common/collective trusts at end of year2022-12-31$3,609,299
Value of interest in common/collective trusts at beginning of year2022-12-31$2,964,296
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,021,755
Net investment gain or loss from common/collective trusts2022-12-31$49,244
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,789,394
Employer contributions (assets) at end of year2022-12-31$241,556
Employer contributions (assets) at beginning of year2022-12-31$118,724
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$714,056
Contract administrator fees2022-12-31$62,799
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MILLER KAPLAN ARASE LLP
Accountancy firm EIN2022-12-31952036255
2021 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$11,198
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$24,533
Total income from all sources (including contributions)2021-12-31$3,677,305
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,553,278
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,365,793
Value of total corrective distributions2021-12-31$7,296
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,495,166
Value of total assets at end of year2021-12-31$21,167,131
Value of total assets at beginning of year2021-12-31$19,056,439
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$180,189
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,353,760
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,353,760
Administrative expenses professional fees incurred2021-12-31$26,005
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$240,140
Participant contributions at end of year2021-12-31$19,472
Participant contributions at beginning of year2021-12-31$15,950
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$12,422
Other income not declared elsewhere2021-12-31$95,897
Administrative expenses (other) incurred2021-12-31$8,309
Liabilities. Value of operating payables at end of year2021-12-31$11,198
Liabilities. Value of operating payables at beginning of year2021-12-31$24,533
Total non interest bearing cash at end of year2021-12-31$57,824
Total non interest bearing cash at beginning of year2021-12-31$67,448
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,124,027
Value of net assets at end of year (total assets less liabilities)2021-12-31$21,155,933
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$19,031,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$38,566
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$18,006,815
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$14,930,431
Value of interest in common/collective trusts at end of year2021-12-31$2,964,296
Value of interest in common/collective trusts at beginning of year2021-12-31$3,937,514
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$525,525
Net investment gain or loss from common/collective trusts2021-12-31$206,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,242,604
Employer contributions (assets) at end of year2021-12-31$118,724
Employer contributions (assets) at beginning of year2021-12-31$105,096
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,365,793
Contract administrator fees2021-12-31$107,309
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MILLER KAPLAN ARASE LLP
Accountancy firm EIN2021-12-31952036255
2020 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$24,533
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$11,845
Total income from all sources (including contributions)2020-12-31$4,027,124
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,294,377
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,107,177
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,286,014
Value of total assets at end of year2020-12-31$19,056,439
Value of total assets at beginning of year2020-12-31$16,311,004
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$187,200
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$474,942
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$474,942
Administrative expenses professional fees incurred2020-12-31$29,078
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$221,677
Participant contributions at end of year2020-12-31$15,950
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$3,904
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,628
Other income not declared elsewhere2020-12-31$174,993
Administrative expenses (other) incurred2020-12-31$10,817
Liabilities. Value of operating payables at end of year2020-12-31$24,533
Liabilities. Value of operating payables at beginning of year2020-12-31$11,845
Total non interest bearing cash at end of year2020-12-31$67,448
Total non interest bearing cash at beginning of year2020-12-31$61,758
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,732,747
Value of net assets at end of year (total assets less liabilities)2020-12-31$19,031,906
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$16,299,159
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$31,284
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$14,930,431
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$13,243,088
Value of interest in common/collective trusts at end of year2020-12-31$3,937,514
Value of interest in common/collective trusts at beginning of year2020-12-31$2,903,542
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,012,708
Net investment gain or loss from common/collective trusts2020-12-31$78,467
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,061,709
Employer contributions (assets) at end of year2020-12-31$105,096
Employer contributions (assets) at beginning of year2020-12-31$98,712
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,107,177
Contract administrator fees2020-12-31$116,021
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MILLER KAPLAN ARASE LLP
Accountancy firm EIN2020-12-31952036255
2019 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$11,845
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$11,845
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$9,291
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$9,291
Total income from all sources (including contributions)2019-12-31$3,853,938
Total income from all sources (including contributions)2019-12-31$3,853,938
Total of all expenses incurred2019-12-31$837,213
Total of all expenses incurred2019-12-31$837,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$691,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$691,431
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,085,069
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,085,069
Value of total assets at end of year2019-12-31$16,311,004
Value of total assets at end of year2019-12-31$16,311,004
Value of total assets at beginning of year2019-12-31$13,291,725
Value of total assets at beginning of year2019-12-31$13,291,725
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$145,782
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$145,782
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$13,675
Administrative expenses professional fees incurred2019-12-31$13,675
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$245,903
Contributions received from participants2019-12-31$245,903
Assets. Other investments not covered elsewhere at end of year2019-12-31$3,904
Assets. Other investments not covered elsewhere at end of year2019-12-31$3,904
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$15,746
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$15,746
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,698
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,698
Other income not declared elsewhere2019-12-31$70,814
Other income not declared elsewhere2019-12-31$70,814
Administrative expenses (other) incurred2019-12-31$120,964
Administrative expenses (other) incurred2019-12-31$120,964
Liabilities. Value of operating payables at end of year2019-12-31$11,845
Liabilities. Value of operating payables at end of year2019-12-31$11,845
Liabilities. Value of operating payables at beginning of year2019-12-31$9,291
Liabilities. Value of operating payables at beginning of year2019-12-31$9,291
Total non interest bearing cash at end of year2019-12-31$61,758
Total non interest bearing cash at end of year2019-12-31$61,758
Total non interest bearing cash at beginning of year2019-12-31$39,989
Total non interest bearing cash at beginning of year2019-12-31$39,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,016,725
Value of net income/loss2019-12-31$3,016,725
Value of net assets at end of year (total assets less liabilities)2019-12-31$16,299,159
Value of net assets at end of year (total assets less liabilities)2019-12-31$16,299,159
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,282,434
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,282,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$11,143
Investment advisory and management fees2019-12-31$11,143
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$13,243,088
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$13,243,088
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,071,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,071,096
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$2,903,542
Value of interest in common/collective trusts at end of year2019-12-31$2,903,542
Value of interest in common/collective trusts at beginning of year2019-12-31$3,055,714
Value of interest in common/collective trusts at beginning of year2019-12-31$3,055,714
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,541,083
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,541,083
Net investment gain or loss from common/collective trusts2019-12-31$156,972
Net investment gain or loss from common/collective trusts2019-12-31$156,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$833,468
Contributions received in cash from employer2019-12-31$833,468
Employer contributions (assets) at end of year2019-12-31$98,712
Employer contributions (assets) at end of year2019-12-31$98,712
Employer contributions (assets) at beginning of year2019-12-31$109,180
Employer contributions (assets) at beginning of year2019-12-31$109,180
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$691,431
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$691,431
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DAVID BRODY & CO.
Accountancy firm name2019-12-31DAVID BRODY & CO.
Accountancy firm EIN2019-12-31954778275
Accountancy firm EIN2019-12-31954778275
2018 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$9,291
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$8,306
Total income from all sources (including contributions)2018-12-31$342,086
Total of all expenses incurred2018-12-31$323,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$184,753
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,015,887
Value of total assets at end of year2018-12-31$13,291,725
Value of total assets at beginning of year2018-12-31$13,272,605
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$139,198
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$22,165
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$229,090
Assets. Other investments not covered elsewhere at end of year2018-12-31$15,746
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$4,971
Other income not declared elsewhere2018-12-31$59,460
Administrative expenses (other) incurred2018-12-31$106,749
Liabilities. Value of operating payables at end of year2018-12-31$9,291
Liabilities. Value of operating payables at beginning of year2018-12-31$8,306
Total non interest bearing cash at end of year2018-12-31$39,989
Total non interest bearing cash at beginning of year2018-12-31$59,917
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$18,135
Value of net assets at end of year (total assets less liabilities)2018-12-31$13,282,434
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$13,264,299
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$10,284
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$10,071,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$10,684,454
Value of interest in pooled separate accounts at end of year2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$3,055,714
Value of interest in common/collective trusts at beginning of year2018-12-31$2,467,081
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-774,238
Net investment gain or loss from common/collective trusts2018-12-31$40,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$786,797
Employer contributions (assets) at end of year2018-12-31$109,180
Employer contributions (assets) at beginning of year2018-12-31$56,182
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$184,753
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DAVID BRODY & CO.
Accountancy firm EIN2018-12-31954778275
2017 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$8,306
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$8,096
Total income from all sources (including contributions)2017-12-31$2,668,394
Total of all expenses incurred2017-12-31$797,899
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$675,252
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$912,522
Value of total assets at end of year2017-12-31$13,272,605
Value of total assets at beginning of year2017-12-31$11,401,900
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$122,647
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$7,921
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$210,930
Assets. Other investments not covered elsewhere at end of year2017-12-31$4,971
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$5,446
Other income not declared elsewhere2017-12-31$64,077
Administrative expenses (other) incurred2017-12-31$104,426
Liabilities. Value of operating payables at end of year2017-12-31$8,306
Liabilities. Value of operating payables at beginning of year2017-12-31$8,096
Total non interest bearing cash at end of year2017-12-31$59,917
Total non interest bearing cash at beginning of year2017-12-31$44,113
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,870,495
Value of net assets at end of year (total assets less liabilities)2017-12-31$13,264,299
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,393,804
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$10,684,454
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,786,950
Value of interest in common/collective trusts at end of year2017-12-31$2,467,081
Value of interest in common/collective trusts at beginning of year2017-12-31$2,461,427
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,586,069
Net investment gain or loss from common/collective trusts2017-12-31$105,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$701,592
Employer contributions (assets) at end of year2017-12-31$56,182
Employer contributions (assets) at beginning of year2017-12-31$103,964
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$675,252
Contract administrator fees2017-12-31$10,300
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DAVID BRODY & CO.
Accountancy firm EIN2017-12-31954778275
2016 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$8,096
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$9,847
Total income from all sources (including contributions)2016-12-31$1,728,798
Total of all expenses incurred2016-12-31$535,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$412,353
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$875,780
Value of total assets at end of year2016-12-31$11,401,900
Value of total assets at beginning of year2016-12-31$10,209,999
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$122,793
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$10,172
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$192,122
Assets. Other investments not covered elsewhere at end of year2016-12-31$5,446
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$4,333
Other income not declared elsewhere2016-12-31$63,192
Administrative expenses (other) incurred2016-12-31$103,091
Liabilities. Value of operating payables at end of year2016-12-31$8,096
Liabilities. Value of operating payables at beginning of year2016-12-31$9,847
Total non interest bearing cash at end of year2016-12-31$44,113
Total non interest bearing cash at beginning of year2016-12-31$34,288
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,193,652
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,393,804
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$10,200,152
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$9,530
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,786,950
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,824,203
Value of interest in common/collective trusts at end of year2016-12-31$2,461,427
Value of interest in common/collective trusts at beginning of year2016-12-31$2,288,766
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$748,925
Net investment gain or loss from common/collective trusts2016-12-31$40,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$683,658
Employer contributions (assets) at end of year2016-12-31$103,964
Employer contributions (assets) at beginning of year2016-12-31$58,409
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$412,353
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DAVID BRODY & CO.
Accountancy firm EIN2016-12-31954778275
2015 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$9,847
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$6,490
Total income from all sources (including contributions)2015-12-31$855,648
Total of all expenses incurred2015-12-31$743,807
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$620,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$852,570
Value of total assets at end of year2015-12-31$10,209,999
Value of total assets at beginning of year2015-12-31$10,094,801
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$123,412
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$15,409
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$181,432
Assets. Other investments not covered elsewhere at end of year2015-12-31$4,333
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$4,272
Other income not declared elsewhere2015-12-31$59,989
Administrative expenses (other) incurred2015-12-31$97,093
Liabilities. Value of operating payables at end of year2015-12-31$9,847
Liabilities. Value of operating payables at beginning of year2015-12-31$6,490
Total non interest bearing cash at end of year2015-12-31$34,288
Total non interest bearing cash at beginning of year2015-12-31$23,581
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$111,841
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,200,152
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,088,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$10,910
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,824,203
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$6,637,345
Value of interest in common/collective trusts at end of year2015-12-31$2,288,766
Value of interest in common/collective trusts at beginning of year2015-12-31$3,397,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-101,697
Net investment gain or loss from common/collective trusts2015-12-31$44,786
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$671,138
Employer contributions (assets) at end of year2015-12-31$58,409
Employer contributions (assets) at beginning of year2015-12-31$31,729
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$620,395
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DAVID BRODY & CO.
Accountancy firm EIN2015-12-31954778275
2014 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$6,490
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$9,815
Total income from all sources (including contributions)2014-12-31$1,167,695
Total of all expenses incurred2014-12-31$759,269
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$660,646
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$638,339
Value of total assets at end of year2014-12-31$10,094,801
Value of total assets at beginning of year2014-12-31$9,689,700
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$98,623
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$9,910
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$161,366
Assets. Other investments not covered elsewhere at end of year2014-12-31$4,272
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$5,289
Other income not declared elsewhere2014-12-31$49,197
Administrative expenses (other) incurred2014-12-31$74,733
Liabilities. Value of operating payables at end of year2014-12-31$6,490
Liabilities. Value of operating payables at beginning of year2014-12-31$9,815
Total non interest bearing cash at end of year2014-12-31$23,581
Total non interest bearing cash at beginning of year2014-12-31$14,345
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$408,426
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,088,311
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,679,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$13,980
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$6,637,345
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,263,338
Value of interest in common/collective trusts at end of year2014-12-31$3,397,874
Value of interest in common/collective trusts at beginning of year2014-12-31$3,364,883
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$432,957
Net investment gain or loss from common/collective trusts2014-12-31$47,202
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$476,973
Employer contributions (assets) at end of year2014-12-31$31,729
Employer contributions (assets) at beginning of year2014-12-31$41,845
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$660,646
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DAVID BRODY & CO.
Accountancy firm EIN2014-12-31954778275
2013 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$9,815
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$18,133
Total income from all sources (including contributions)2013-12-31$1,892,274
Total of all expenses incurred2013-12-31$577,467
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$477,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$588,152
Value of total assets at end of year2013-12-31$9,689,700
Value of total assets at beginning of year2013-12-31$8,383,211
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$100,207
Total interest from all sources2013-12-31$3
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$9,624
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$147,974
Assets. Other investments not covered elsewhere at end of year2013-12-31$5,289
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$3,727
Other income not declared elsewhere2013-12-31$49,492
Administrative expenses (other) incurred2013-12-31$77,540
Liabilities. Value of operating payables at end of year2013-12-31$9,815
Liabilities. Value of operating payables at beginning of year2013-12-31$18,133
Total non interest bearing cash at end of year2013-12-31$14,345
Total non interest bearing cash at beginning of year2013-12-31$13,304
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,314,807
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,679,885
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,365,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$13,043
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,263,338
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,156,015
Value of interest in common/collective trusts at end of year2013-12-31$3,364,883
Value of interest in common/collective trusts at beginning of year2013-12-31$4,145,608
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,204,994
Net investment gain or loss from common/collective trusts2013-12-31$49,633
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$440,178
Employer contributions (assets) at end of year2013-12-31$41,845
Employer contributions (assets) at beginning of year2013-12-31$64,557
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$477,260
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DAVID BRODY & CO.
Accountancy firm EIN2013-12-31954778275
2012 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$18,133
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$18,577
Total income from all sources (including contributions)2012-12-31$1,322,012
Total of all expenses incurred2012-12-31$545,426
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$455,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$572,761
Value of total assets at end of year2012-12-31$8,383,211
Value of total assets at beginning of year2012-12-31$7,607,069
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$89,815
Total interest from all sources2012-12-31$5
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$12,482
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$165,456
Assets. Other investments not covered elsewhere at end of year2012-12-31$3,727
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$4,185
Other income not declared elsewhere2012-12-31$38,847
Administrative expenses (other) incurred2012-12-31$64,027
Liabilities. Value of operating payables at end of year2012-12-31$18,133
Liabilities. Value of operating payables at beginning of year2012-12-31$18,577
Total non interest bearing cash at end of year2012-12-31$13,304
Total non interest bearing cash at beginning of year2012-12-31$10,901
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$776,586
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,365,078
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$7,588,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$13,306
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,156,015
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,369,860
Value of interest in common/collective trusts at end of year2012-12-31$4,145,608
Value of interest in common/collective trusts at beginning of year2012-12-31$4,148,059
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$657,002
Net investment gain or loss from common/collective trusts2012-12-31$53,397
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$407,305
Employer contributions (assets) at end of year2012-12-31$64,557
Employer contributions (assets) at beginning of year2012-12-31$74,064
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$455,611
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DAVID BRODY & CO.
Accountancy firm EIN2012-12-31954778275
2011 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$18,577
Total income from all sources (including contributions)2011-12-31$592,764
Total of all expenses incurred2011-12-31$757,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$671,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$599,102
Value of total assets at end of year2011-12-31$7,607,069
Value of total assets at beginning of year2011-12-31$7,753,656
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$86,105
Total interest from all sources2011-12-31$8
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$16,016
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$249,132
Assets. Other investments not covered elsewhere at end of year2011-12-31$4,185
Other income not declared elsewhere2011-12-31$30,447
Administrative expenses (other) incurred2011-12-31$56,907
Liabilities. Value of operating payables at end of year2011-12-31$18,577
Total non interest bearing cash at end of year2011-12-31$10,901
Total non interest bearing cash at beginning of year2011-12-31$7,330
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-165,164
Value of net assets at end of year (total assets less liabilities)2011-12-31$7,588,492
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,753,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$13,182
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,369,860
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,650,508
Value of interest in common/collective trusts at end of year2011-12-31$4,148,059
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$8
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,095,347
Net investment gain or loss from common/collective trusts2011-12-31$1,058,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$349,970
Employer contributions (assets) at end of year2011-12-31$74,064
Employer contributions (assets) at beginning of year2011-12-31$95,818
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$671,823
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DAVID BRODY & CO.
Accountancy firm EIN2011-12-31954778275
2010 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$1,517,031
Total of all expenses incurred2010-12-31$549,850
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$464,047
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$799,771
Value of total assets at end of year2010-12-31$7,753,656
Value of total assets at beginning of year2010-12-31$6,786,475
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$85,803
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$210,943
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$252,726
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$190,781
Other income not declared elsewhere2010-12-31$32,397
Administrative expenses (other) incurred2010-12-31$41,418
Total non interest bearing cash at end of year2010-12-31$7,330
Total non interest bearing cash at beginning of year2010-12-31$17,339
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$967,181
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,753,656
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,786,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,650,508
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,719,030
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$473,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$356,264
Employer contributions (assets) at end of year2010-12-31$95,818
Employer contributions (assets) at beginning of year2010-12-31$50,106
Income. Dividends from common stock2010-12-31$210,943
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$464,047
Contract administrator fees2010-12-31$44,385
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SBH & ASSOCIATES, LLP
Accountancy firm EIN2010-12-31205222729

Form 5500 Responses for SMART LOCAL 104, DISTRICT 3 401(A) PLAN

2022: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulti-employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulti-employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulti-employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulti-employer plan
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulti-employer plan
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulti-employer plan
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulti-employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulti-employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulti-employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulti-employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulti-employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulti-employer plan
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulti-employer plan
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3