SMART LOCAL 104, DISTRICT 3 401(A) has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SMART LOCAL 104, DISTRICT 3 401(A) PLAN
Measure | Date | Value |
---|
2022 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2022 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $11,428 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $11,198 |
Total income from all sources (including contributions) | 2022-12-31 | $-1,173,899 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $835,109 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $714,056 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,077,460 |
Value of total assets at end of year | 2022-12-31 | $19,158,353 |
Value of total assets at beginning of year | 2022-12-31 | $21,167,131 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $121,053 |
Total interest from all sources | 2022-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $689,489 |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $689,489 |
Administrative expenses professional fees incurred | 2022-12-31 | $25,122 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $243,469 |
Participant contributions at end of year | 2022-12-31 | $29,076 |
Participant contributions at beginning of year | 2022-12-31 | $19,472 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $44,597 |
Other income not declared elsewhere | 2022-12-31 | $31,663 |
Administrative expenses (other) incurred | 2022-12-31 | $15,262 |
Liabilities. Value of operating payables at end of year | 2022-12-31 | $11,428 |
Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $11,198 |
Total non interest bearing cash at end of year | 2022-12-31 | $4,791 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $57,824 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-2,009,008 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $19,146,925 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $21,155,933 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $17,870 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $15,273,631 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $18,006,815 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $3,609,299 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $2,964,296 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-4,021,755 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $49,244 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $1,789,394 |
Employer contributions (assets) at end of year | 2022-12-31 | $241,556 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $118,724 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $714,056 |
Contract administrator fees | 2022-12-31 | $62,799 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | MILLER KAPLAN ARASE LLP |
Accountancy firm EIN | 2022-12-31 | 952036255 |
2021 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $11,198 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $24,533 |
Total income from all sources (including contributions) | 2021-12-31 | $3,677,305 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,553,278 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,365,793 |
Value of total corrective distributions | 2021-12-31 | $7,296 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,495,166 |
Value of total assets at end of year | 2021-12-31 | $21,167,131 |
Value of total assets at beginning of year | 2021-12-31 | $19,056,439 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $180,189 |
Total interest from all sources | 2021-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,353,760 |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,353,760 |
Administrative expenses professional fees incurred | 2021-12-31 | $26,005 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $240,140 |
Participant contributions at end of year | 2021-12-31 | $19,472 |
Participant contributions at beginning of year | 2021-12-31 | $15,950 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $12,422 |
Other income not declared elsewhere | 2021-12-31 | $95,897 |
Administrative expenses (other) incurred | 2021-12-31 | $8,309 |
Liabilities. Value of operating payables at end of year | 2021-12-31 | $11,198 |
Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $24,533 |
Total non interest bearing cash at end of year | 2021-12-31 | $57,824 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $67,448 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $2,124,027 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $21,155,933 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $19,031,906 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $38,566 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $18,006,815 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $14,930,431 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $2,964,296 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $3,937,514 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $525,525 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $206,957 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $1,242,604 |
Employer contributions (assets) at end of year | 2021-12-31 | $118,724 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $105,096 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,365,793 |
Contract administrator fees | 2021-12-31 | $107,309 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | MILLER KAPLAN ARASE LLP |
Accountancy firm EIN | 2021-12-31 | 952036255 |
2020 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2020 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $24,533 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $11,845 |
Total income from all sources (including contributions) | 2020-12-31 | $4,027,124 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,294,377 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,107,177 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,286,014 |
Value of total assets at end of year | 2020-12-31 | $19,056,439 |
Value of total assets at beginning of year | 2020-12-31 | $16,311,004 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $187,200 |
Total interest from all sources | 2020-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $474,942 |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $474,942 |
Administrative expenses professional fees incurred | 2020-12-31 | $29,078 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $221,677 |
Participant contributions at end of year | 2020-12-31 | $15,950 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $3,904 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $2,628 |
Other income not declared elsewhere | 2020-12-31 | $174,993 |
Administrative expenses (other) incurred | 2020-12-31 | $10,817 |
Liabilities. Value of operating payables at end of year | 2020-12-31 | $24,533 |
Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $11,845 |
Total non interest bearing cash at end of year | 2020-12-31 | $67,448 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $61,758 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $2,732,747 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $19,031,906 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $16,299,159 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $31,284 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $14,930,431 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $13,243,088 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $3,937,514 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $2,903,542 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $2,012,708 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $78,467 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,061,709 |
Employer contributions (assets) at end of year | 2020-12-31 | $105,096 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $98,712 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,107,177 |
Contract administrator fees | 2020-12-31 | $116,021 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | MILLER KAPLAN ARASE LLP |
Accountancy firm EIN | 2020-12-31 | 952036255 |
2019 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2019 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $11,845 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $11,845 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $9,291 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $9,291 |
Total income from all sources (including contributions) | 2019-12-31 | $3,853,938 |
Total income from all sources (including contributions) | 2019-12-31 | $3,853,938 |
Total of all expenses incurred | 2019-12-31 | $837,213 |
Total of all expenses incurred | 2019-12-31 | $837,213 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $691,431 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $691,431 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,085,069 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,085,069 |
Value of total assets at end of year | 2019-12-31 | $16,311,004 |
Value of total assets at end of year | 2019-12-31 | $16,311,004 |
Value of total assets at beginning of year | 2019-12-31 | $13,291,725 |
Value of total assets at beginning of year | 2019-12-31 | $13,291,725 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $145,782 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $145,782 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Administrative expenses professional fees incurred | 2019-12-31 | $13,675 |
Administrative expenses professional fees incurred | 2019-12-31 | $13,675 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $245,903 |
Contributions received from participants | 2019-12-31 | $245,903 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $3,904 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $3,904 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $15,746 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $15,746 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $5,698 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $5,698 |
Other income not declared elsewhere | 2019-12-31 | $70,814 |
Other income not declared elsewhere | 2019-12-31 | $70,814 |
Administrative expenses (other) incurred | 2019-12-31 | $120,964 |
Administrative expenses (other) incurred | 2019-12-31 | $120,964 |
Liabilities. Value of operating payables at end of year | 2019-12-31 | $11,845 |
Liabilities. Value of operating payables at end of year | 2019-12-31 | $11,845 |
Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $9,291 |
Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $9,291 |
Total non interest bearing cash at end of year | 2019-12-31 | $61,758 |
Total non interest bearing cash at end of year | 2019-12-31 | $61,758 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $39,989 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $39,989 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $3,016,725 |
Value of net income/loss | 2019-12-31 | $3,016,725 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $16,299,159 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $16,299,159 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $13,282,434 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $13,282,434 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $11,143 |
Investment advisory and management fees | 2019-12-31 | $11,143 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $13,243,088 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $13,243,088 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $10,071,096 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $10,071,096 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $2,903,542 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $2,903,542 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $3,055,714 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $3,055,714 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,541,083 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,541,083 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $156,972 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $156,972 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $833,468 |
Contributions received in cash from employer | 2019-12-31 | $833,468 |
Employer contributions (assets) at end of year | 2019-12-31 | $98,712 |
Employer contributions (assets) at end of year | 2019-12-31 | $98,712 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $109,180 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $109,180 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $691,431 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $691,431 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | DAVID BRODY & CO. |
Accountancy firm name | 2019-12-31 | DAVID BRODY & CO. |
Accountancy firm EIN | 2019-12-31 | 954778275 |
Accountancy firm EIN | 2019-12-31 | 954778275 |
2018 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2018 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $9,291 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $8,306 |
Total income from all sources (including contributions) | 2018-12-31 | $342,086 |
Total of all expenses incurred | 2018-12-31 | $323,951 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $184,753 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,015,887 |
Value of total assets at end of year | 2018-12-31 | $13,291,725 |
Value of total assets at beginning of year | 2018-12-31 | $13,272,605 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $139,198 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Administrative expenses professional fees incurred | 2018-12-31 | $22,165 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $229,090 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $15,746 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $4,971 |
Other income not declared elsewhere | 2018-12-31 | $59,460 |
Administrative expenses (other) incurred | 2018-12-31 | $106,749 |
Liabilities. Value of operating payables at end of year | 2018-12-31 | $9,291 |
Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $8,306 |
Total non interest bearing cash at end of year | 2018-12-31 | $39,989 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $59,917 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $18,135 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $13,282,434 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $13,264,299 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $10,284 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $10,071,096 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $10,684,454 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $3,055,714 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $2,467,081 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-774,238 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $40,977 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $786,797 |
Employer contributions (assets) at end of year | 2018-12-31 | $109,180 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $56,182 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $184,753 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | DAVID BRODY & CO. |
Accountancy firm EIN | 2018-12-31 | 954778275 |
2017 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2017 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $8,306 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $8,096 |
Total income from all sources (including contributions) | 2017-12-31 | $2,668,394 |
Total of all expenses incurred | 2017-12-31 | $797,899 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $675,252 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $912,522 |
Value of total assets at end of year | 2017-12-31 | $13,272,605 |
Value of total assets at beginning of year | 2017-12-31 | $11,401,900 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $122,647 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Administrative expenses professional fees incurred | 2017-12-31 | $7,921 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $210,930 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $4,971 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $5,446 |
Other income not declared elsewhere | 2017-12-31 | $64,077 |
Administrative expenses (other) incurred | 2017-12-31 | $104,426 |
Liabilities. Value of operating payables at end of year | 2017-12-31 | $8,306 |
Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $8,096 |
Total non interest bearing cash at end of year | 2017-12-31 | $59,917 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $44,113 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $1,870,495 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $13,264,299 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $11,393,804 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $10,684,454 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $8,786,950 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $2,467,081 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $2,461,427 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,586,069 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $105,726 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $701,592 |
Employer contributions (assets) at end of year | 2017-12-31 | $56,182 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $103,964 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $675,252 |
Contract administrator fees | 2017-12-31 | $10,300 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | DAVID BRODY & CO. |
Accountancy firm EIN | 2017-12-31 | 954778275 |
2016 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2016 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $8,096 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $9,847 |
Total income from all sources (including contributions) | 2016-12-31 | $1,728,798 |
Total of all expenses incurred | 2016-12-31 | $535,146 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $412,353 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $875,780 |
Value of total assets at end of year | 2016-12-31 | $11,401,900 |
Value of total assets at beginning of year | 2016-12-31 | $10,209,999 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $122,793 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Administrative expenses professional fees incurred | 2016-12-31 | $10,172 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $192,122 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $5,446 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $4,333 |
Other income not declared elsewhere | 2016-12-31 | $63,192 |
Administrative expenses (other) incurred | 2016-12-31 | $103,091 |
Liabilities. Value of operating payables at end of year | 2016-12-31 | $8,096 |
Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $9,847 |
Total non interest bearing cash at end of year | 2016-12-31 | $44,113 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $34,288 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $1,193,652 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $11,393,804 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $10,200,152 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $9,530 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $8,786,950 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $7,824,203 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $2,461,427 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $2,288,766 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $748,925 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $40,901 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $683,658 |
Employer contributions (assets) at end of year | 2016-12-31 | $103,964 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $58,409 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $412,353 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | DAVID BRODY & CO. |
Accountancy firm EIN | 2016-12-31 | 954778275 |
2015 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2015 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $9,847 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $6,490 |
Total income from all sources (including contributions) | 2015-12-31 | $855,648 |
Total of all expenses incurred | 2015-12-31 | $743,807 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $620,395 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $852,570 |
Value of total assets at end of year | 2015-12-31 | $10,209,999 |
Value of total assets at beginning of year | 2015-12-31 | $10,094,801 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $123,412 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Administrative expenses professional fees incurred | 2015-12-31 | $15,409 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $181,432 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $4,333 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $4,272 |
Other income not declared elsewhere | 2015-12-31 | $59,989 |
Administrative expenses (other) incurred | 2015-12-31 | $97,093 |
Liabilities. Value of operating payables at end of year | 2015-12-31 | $9,847 |
Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $6,490 |
Total non interest bearing cash at end of year | 2015-12-31 | $34,288 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $23,581 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $111,841 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $10,200,152 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $10,088,311 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $10,910 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $7,824,203 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $6,637,345 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $2,288,766 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $3,397,874 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-101,697 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $44,786 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $671,138 |
Employer contributions (assets) at end of year | 2015-12-31 | $58,409 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $31,729 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $620,395 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | DAVID BRODY & CO. |
Accountancy firm EIN | 2015-12-31 | 954778275 |
2014 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2014 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $6,490 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $9,815 |
Total income from all sources (including contributions) | 2014-12-31 | $1,167,695 |
Total of all expenses incurred | 2014-12-31 | $759,269 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $660,646 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $638,339 |
Value of total assets at end of year | 2014-12-31 | $10,094,801 |
Value of total assets at beginning of year | 2014-12-31 | $9,689,700 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $98,623 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Administrative expenses professional fees incurred | 2014-12-31 | $9,910 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $161,366 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $4,272 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $5,289 |
Other income not declared elsewhere | 2014-12-31 | $49,197 |
Administrative expenses (other) incurred | 2014-12-31 | $74,733 |
Liabilities. Value of operating payables at end of year | 2014-12-31 | $6,490 |
Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $9,815 |
Total non interest bearing cash at end of year | 2014-12-31 | $23,581 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $14,345 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $408,426 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $10,088,311 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $9,679,885 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $13,980 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $6,637,345 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $6,263,338 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $3,397,874 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $3,364,883 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $432,957 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $47,202 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $476,973 |
Employer contributions (assets) at end of year | 2014-12-31 | $31,729 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $41,845 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $660,646 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | DAVID BRODY & CO. |
Accountancy firm EIN | 2014-12-31 | 954778275 |
2013 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2013 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $9,815 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $18,133 |
Total income from all sources (including contributions) | 2013-12-31 | $1,892,274 |
Total of all expenses incurred | 2013-12-31 | $577,467 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $477,260 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $588,152 |
Value of total assets at end of year | 2013-12-31 | $9,689,700 |
Value of total assets at beginning of year | 2013-12-31 | $8,383,211 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $100,207 |
Total interest from all sources | 2013-12-31 | $3 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Administrative expenses professional fees incurred | 2013-12-31 | $9,624 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $147,974 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $5,289 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $3,727 |
Other income not declared elsewhere | 2013-12-31 | $49,492 |
Administrative expenses (other) incurred | 2013-12-31 | $77,540 |
Liabilities. Value of operating payables at end of year | 2013-12-31 | $9,815 |
Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $18,133 |
Total non interest bearing cash at end of year | 2013-12-31 | $14,345 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $13,304 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,314,807 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $9,679,885 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $8,365,078 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $13,043 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $6,263,338 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $4,156,015 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $3,364,883 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $4,145,608 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $3 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,204,994 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $49,633 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $440,178 |
Employer contributions (assets) at end of year | 2013-12-31 | $41,845 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $64,557 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $477,260 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | DAVID BRODY & CO. |
Accountancy firm EIN | 2013-12-31 | 954778275 |
2012 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2012 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $18,133 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $18,577 |
Total income from all sources (including contributions) | 2012-12-31 | $1,322,012 |
Total of all expenses incurred | 2012-12-31 | $545,426 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $455,611 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $572,761 |
Value of total assets at end of year | 2012-12-31 | $8,383,211 |
Value of total assets at beginning of year | 2012-12-31 | $7,607,069 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $89,815 |
Total interest from all sources | 2012-12-31 | $5 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Administrative expenses professional fees incurred | 2012-12-31 | $12,482 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $165,456 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $3,727 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $4,185 |
Other income not declared elsewhere | 2012-12-31 | $38,847 |
Administrative expenses (other) incurred | 2012-12-31 | $64,027 |
Liabilities. Value of operating payables at end of year | 2012-12-31 | $18,133 |
Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $18,577 |
Total non interest bearing cash at end of year | 2012-12-31 | $13,304 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $10,901 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $776,586 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $8,365,078 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $7,588,492 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $13,306 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $4,156,015 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $3,369,860 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $4,145,608 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $4,148,059 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $5 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $657,002 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $53,397 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $407,305 |
Employer contributions (assets) at end of year | 2012-12-31 | $64,557 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $74,064 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $455,611 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | DAVID BRODY & CO. |
Accountancy firm EIN | 2012-12-31 | 954778275 |
2011 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2011 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $18,577 |
Total income from all sources (including contributions) | 2011-12-31 | $592,764 |
Total of all expenses incurred | 2011-12-31 | $757,928 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $671,823 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $599,102 |
Value of total assets at end of year | 2011-12-31 | $7,607,069 |
Value of total assets at beginning of year | 2011-12-31 | $7,753,656 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $86,105 |
Total interest from all sources | 2011-12-31 | $8 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Administrative expenses professional fees incurred | 2011-12-31 | $16,016 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $249,132 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $4,185 |
Other income not declared elsewhere | 2011-12-31 | $30,447 |
Administrative expenses (other) incurred | 2011-12-31 | $56,907 |
Liabilities. Value of operating payables at end of year | 2011-12-31 | $18,577 |
Total non interest bearing cash at end of year | 2011-12-31 | $10,901 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $7,330 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-165,164 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $7,588,492 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $7,753,656 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $13,182 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $3,369,860 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $7,650,508 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $4,148,059 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $8 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,095,347 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $1,058,554 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $349,970 |
Employer contributions (assets) at end of year | 2011-12-31 | $74,064 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $95,818 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $671,823 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | DAVID BRODY & CO. |
Accountancy firm EIN | 2011-12-31 | 954778275 |
2010 : SMART LOCAL 104, DISTRICT 3 401(A) PLAN 2010 401k financial data |
---|
Total income from all sources (including contributions) | 2010-12-31 | $1,517,031 |
Total of all expenses incurred | 2010-12-31 | $549,850 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $464,047 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $799,771 |
Value of total assets at end of year | 2010-12-31 | $7,753,656 |
Value of total assets at beginning of year | 2010-12-31 | $6,786,475 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $85,803 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $210,943 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $252,726 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $190,781 |
Other income not declared elsewhere | 2010-12-31 | $32,397 |
Administrative expenses (other) incurred | 2010-12-31 | $41,418 |
Total non interest bearing cash at end of year | 2010-12-31 | $7,330 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $17,339 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $967,181 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $7,753,656 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $6,786,475 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $7,650,508 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $6,719,030 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $473,920 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $356,264 |
Employer contributions (assets) at end of year | 2010-12-31 | $95,818 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $50,106 |
Income. Dividends from common stock | 2010-12-31 | $210,943 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $464,047 |
Contract administrator fees | 2010-12-31 | $44,385 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | SBH & ASSOCIATES, LLP |
Accountancy firm EIN | 2010-12-31 | 205222729 |