401k Plan data: O'CONNOR & NAKOS, LTD 401(K) PLAN plan

O'CONNOR & NAKOS, LTD 401(K) PLAN 401k Plan overview

Plan Name	O'CONNOR & NAKOS, LTD 401(K) PLAN
Plan identification number	001

O'CONNOR & NAKOS, LTD 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

O'CONNOR & NAKOS, LTD has sponsored the creation of one or more 401k plans.

Company Name: O'CONNOR & NAKOS, LTD

Employer identification number (EIN): 800434894

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan O'CONNOR & NAKOS, LTD 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01 MARY MATTICKS 2022-06-30 MARY MATTICKS 2022-06-30
001 2020-01-01 MARY MATTICKS 2021-10-08 MARY MATTICKS 2021-10-08
001 2019-01-01 MARY MATTICKS 2020-07-20 MARY MATTICKS 2020-07-20
001 2018-01-01 MARY MATTICKS 2019-09-12 MARY MATTICKS 2019-09-12
001 2017-01-01 MARY MATTICKS 2018-07-26 MARY MATTICKS 2018-07-26
001 2016-01-01 MARY MATTICKS 2017-10-10 MARY MATTICKS 2017-10-10
001 2015-01-01 MARY MATTICKS
001 2014-01-01 MARY MATTICKS
001 2013-03-01 MARY MATTICKS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01	MARY MATTICKS	2022-06-30	MARY MATTICKS	2022-06-30
001	2020-01-01	MARY MATTICKS	2021-10-08	MARY MATTICKS	2021-10-08
001	2019-01-01	MARY MATTICKS	2020-07-20	MARY MATTICKS	2020-07-20
001	2018-01-01	MARY MATTICKS	2019-09-12	MARY MATTICKS	2019-09-12
001	2017-01-01	MARY MATTICKS	2018-07-26	MARY MATTICKS	2018-07-26
001	2016-01-01	MARY MATTICKS	2017-10-10	MARY MATTICKS	2017-10-10
001	2015-01-01	MARY MATTICKS
001	2014-01-01	MARY MATTICKS
001	2013-03-01	MARY MATTICKS

Plan Statistics for O'CONNOR & NAKOS, LTD 401(K) PLAN

401k plan membership statisitcs for O'CONNOR & NAKOS, LTD 401(K) PLAN

Measure Date Value
2015: O'CONNOR & NAKOS, LTD 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 26
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 26
Number of participants with account balances 2015-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: O'CONNOR & NAKOS, LTD 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 21
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 24
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 24
Number of participants with account balances 2014-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: O'CONNOR & NAKOS, LTD 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-03-01 23
Total number of active participants reported on line 7a of the Form 5500 2013-03-01 21
Number of retired or separated participants receiving benefits 2013-03-01 0
Number of other retired or separated participants entitled to future benefits 2013-03-01 0
Total of all active and inactive participants 2013-03-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-03-01 0
Total participants 2013-03-01 21
Number of participants with account balances 2013-03-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-03-01 0

Measure	Date	Value
2015: O'CONNOR & NAKOS, LTD 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	26
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	26
Number of participants with account balances	2015-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: O'CONNOR & NAKOS, LTD 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	21
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	24
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	24
Number of participants with account balances	2014-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: O'CONNOR & NAKOS, LTD 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-03-01	23
Total number of active participants reported on line 7a of the Form 5500	2013-03-01	21
Number of retired or separated participants receiving benefits	2013-03-01	0
Number of other retired or separated participants entitled to future benefits	2013-03-01	0
Total of all active and inactive participants	2013-03-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-03-01	0
Total participants	2013-03-01	21
Number of participants with account balances	2013-03-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-03-01	0

Financial Data on O'CONNOR & NAKOS, LTD 401(K) PLAN

Measure	Date	Value
2015 : O'CONNOR & NAKOS, LTD 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$147,466
Expenses. Total of all expenses incurred	2015-12-31	$13,650
Benefits paid (including direct rollovers)	2015-12-31	$12,500
Total plan assets at end of year	2015-12-31	$2,054,302
Total plan assets at beginning of year	2015-12-31	$1,920,486
Value of fidelity bond covering the plan	2015-12-31	$190,000
Total contributions received or receivable from participants	2015-12-31	$112,159
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-26,557
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$133,816
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$2,054,302
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,920,486
Assets. Value of participant loans	2015-12-31	$8,127
Total contributions received or receivable from employer(s)	2015-12-31	$61,864
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$1,150
2014 : O'CONNOR & NAKOS, LTD 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$187,123
Expenses. Total of all expenses incurred	2014-12-31	$33,033
Benefits paid (including direct rollovers)	2014-12-31	$32,208
Total plan assets at end of year	2014-12-31	$1,920,486
Total plan assets at beginning of year	2014-12-31	$1,766,396
Value of fidelity bond covering the plan	2014-12-31	$190,000
Total contributions received or receivable from participants	2014-12-31	$96,769
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$90,354
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$154,090
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,920,486
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,766,396
Assets. Value of participant loans	2014-12-31	$11,049
Total contributions received or receivable from employer(s)	2014-12-31	$0
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$825
2013 : O'CONNOR & NAKOS, LTD 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$1,771,534
Expenses. Total of all expenses incurred	2013-12-31	$5,138
Benefits paid (including direct rollovers)	2013-12-31	$5,000
Total plan assets at end of year	2013-12-31	$1,766,396
Total plan assets at beginning of year	2013-12-31	$0
Value of fidelity bond covering the plan	2013-12-31	$190,000
Total contributions received or receivable from participants	2013-12-31	$79,707
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$1,528,872
Other income received	2013-12-31	$162,955
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$1,766,396
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,766,396
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$0
Assets. Value of participant loans	2013-12-31	$13,903
Total contributions received or receivable from employer(s)	2013-12-31	$0
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$138

Form 5500 Responses for O'CONNOR & NAKOS, LTD 401(K) PLAN

2015: O'CONNOR & NAKOS, LTD 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: O'CONNOR & NAKOS, LTD 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: O'CONNOR & NAKOS, LTD 401(K) PLAN 2013 form 5500 responses
2013-03-01	Type of plan entity	Single employer plan
2013-03-01	First time form 5500 has been submitted	Yes
2013-03-01	Submission has been amended	No
2013-03-01	This submission is the final filing	No
2013-03-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-03-01	Plan is a collectively bargained plan	No
2013-03-01	Plan funding arrangement – Trust	Yes
2013-03-01	Plan benefit arrangement - Trust	Yes

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Company Name:	O'CONNOR & NAKOS, LTD
Employer identification number (EIN):	800434894
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers