401k Plan data: STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN plan

STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN 401k Plan overview

Plan Name	STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN
Plan identification number	001

STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

STEPHEN F SMITH ATTORNEY AT LAW has sponsored the creation of one or more 401k plans.

Company Name: STEPHEN F SMITH ATTORNEY AT LAW

Employer identification number (EIN): 820534688

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2014-01-01 STEPHEN SMITH 2015-10-15
001 2013-01-01 STEPHEN SMITH STEPHEN SMITH 2015-01-29
001 2012-01-01 STEPHEN SMITH STEPHEN SMITH 2015-01-29
001 2011-01-01 STEPHEN SMITH

Plan Statistics for STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN

401k plan membership statisitcs for STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN

Measure Date Value
2013: STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 2
Number of participants with account balances 2013-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 2
Number of participants with account balances 2012-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 2
Number of participants with account balances 2011-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2013: STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	2
Number of participants with account balances	2013-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	2
Number of participants with account balances	2012-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	2
Number of participants with account balances	2011-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN

Measure	Date	Value
2013 : STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$68,103
Expenses. Total of all expenses incurred	2013-12-31	$6,494
Total plan assets at end of year	2013-12-31	$399,502
Total plan assets at beginning of year	2013-12-31	$337,893
Total contributions received or receivable from participants	2013-12-31	$20,720
Other income received	2013-12-31	$23,783
Net income (gross income less expenses)	2013-12-31	$61,609
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$399,502
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$337,893
Assets. Value of participant loans	2013-12-31	$4,000
Total contributions received or receivable from employer(s)	2013-12-31	$23,600
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$6,494
2012 : STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$86,328
Expenses. Total of all expenses incurred	2012-12-31	$24,216
Total plan assets at end of year	2012-12-31	$337,893
Total plan assets at beginning of year	2012-12-31	$275,781
Total contributions received or receivable from participants	2012-12-31	$8,850
Expenses. Other expenses not covered elsewhere	2012-12-31	$20,237
Other income received	2012-12-31	$31,798
Net income (gross income less expenses)	2012-12-31	$62,112
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$337,893
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$275,781
Assets. Value of participant loans	2012-12-31	$12,000
Total contributions received or receivable from employer(s)	2012-12-31	$45,680
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$3,979
2011 : STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$-8,833
Total plan assets at end of year	2011-12-31	$275,781
Total plan assets at beginning of year	2011-12-31	$284,614
Total contributions received or receivable from participants	2011-12-31	$15,930
Other income received	2011-12-31	$-51,163
Net income (gross income less expenses)	2011-12-31	$-8,833
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$275,781
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$284,614
Assets. Value of participant loans	2011-12-31	$20,000
Total contributions received or receivable from employer(s)	2011-12-31	$26,400

Form 5500 Responses for STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN

2013: STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	First time form 5500 has been submitted	Yes
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2012: STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	First time form 5500 has been submitted	Yes
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2011: STEPHEN F SMITH ATTORNEY AT LAW 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – General assets of the sponsor	Yes

Potentially related plans

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Company Name:	STEPHEN F SMITH ATTORNEY AT LAW
Employer identification number (EIN):	820534688
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2014-01-01	STEPHEN SMITH	2015-10-15
001	2013-01-01	STEPHEN SMITH		STEPHEN SMITH	2015-01-29
001	2012-01-01	STEPHEN SMITH		STEPHEN SMITH	2015-01-29
001	2011-01-01	STEPHEN SMITH