PRIME CAPITAL INVESTMENT ADVISORS, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan PRIME CAPITAL INVESTMENT ADVISORS LLC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2023 : PRIME CAPITAL INVESTMENT ADVISORS LLC 401(K) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $5,511,905 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $321,830 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $314,066 |
| Value of total corrective distributions | 2023-12-31 | $5,092 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $4,125,846 |
| Value of total assets at end of year | 2023-12-31 | $11,065,437 |
| Value of total assets at beginning of year | 2023-12-31 | $5,875,362 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $2,672 |
| Total interest from all sources | 2023-12-31 | $3,726 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $2,486,493 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $627,108 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $5,190,075 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $11,065,437 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $5,875,362 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $10,736,893 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $5,850,820 |
| Interest earned on other investments | 2023-12-31 | $3,726 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $328,544 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $24,542 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $1,382,333 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $1,012,245 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $314,066 |
| Contract administrator fees | 2023-12-31 | $2,672 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | RUBINBROWN LLP |
| Accountancy firm EIN | 2023-12-31 | 430765316 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $5,511,905 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $321,830 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $314,066 |
| Value of total corrective distributions | 2023-01-01 | $5,092 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $4,125,846 |
| Value of total assets at end of year | 2023-01-01 | $11,065,437 |
| Value of total assets at beginning of year | 2023-01-01 | $5,875,362 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $2,672 |
| Total interest from all sources | 2023-01-01 | $3,726 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $2,486,493 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $627,108 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $5,190,075 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $11,065,437 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $5,875,362 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $10,736,893 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $5,850,820 |
| Interest earned on other investments | 2023-01-01 | $3,726 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $328,544 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $24,542 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $1,382,333 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $1,012,245 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $314,066 |
| Contract administrator fees | 2023-01-01 | $2,672 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | RUBINBROWN LLP |
| Accountancy firm EIN | 2023-01-01 | 430765316 |
| 2022 : PRIME CAPITAL INVESTMENT ADVISORS LLC 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $1,903,316 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $142,886 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $140,886 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $0 |
| Value of total corrective distributions | 2022-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,671,874 |
| Value of total assets at end of year | 2022-12-31 | $5,875,362 |
| Value of total assets at beginning of year | 2022-12-31 | $4,114,932 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $2,000 |
| Total interest from all sources | 2022-12-31 | $745 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Administrative expenses professional fees incurred | 2022-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $1,653,925 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $385,549 |
| Other income not declared elsewhere | 2022-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $1,760,430 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $5,875,362 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $4,114,932 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $5,850,820 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $4,113,577 |
| Interest on participant loans | 2022-12-31 | $0 |
| Interest earned on other investments | 2022-12-31 | $745 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $24,542 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $1,355 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $0 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-769,303 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $632,400 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $140,886 |
| Contract administrator fees | 2022-12-31 | $2,000 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | RUBINBROWN LLP |
| Accountancy firm EIN | 2022-12-31 | 430765316 |
| Total expenses incurred by plan in this plan year | 2022-06-24 | 965896 |
| Net assets as of the end of the plan year | 2022-06-24 | 4114931 |
| Total assets as of the beginning of the plan year | 2022-06-24 | 3961105 |
| Value of plan covered by a fidelity bond | 2022-06-24 | 1000000 |
| Participant contributions to plan in this plan year | 2022-06-24 | 439178 |
| Other contributions to plan in this plan year | 2022-06-24 | 13569 |
| Other income to plan in this plan year | 2022-06-24 | 477877 |
| Plan net income in this plan year | 2022-06-24 | 153826 |
| Net assets as of the end of the plan year | 2022-06-24 | 4114931 |
| Net assets as of the beginning of the plan year | 2022-06-24 | 3961105 |
| Employer contributions to plan in this plan year | 2022-06-24 | 189098 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2022-06-24 | 145 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $1,903,316 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $142,886 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $140,886 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $0 |
| Value of total corrective distributions | 2022-01-01 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $2,671,874 |
| Value of total assets at end of year | 2022-01-01 | $5,875,362 |
| Value of total assets at beginning of year | 2022-01-01 | $4,114,932 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $2,000 |
| Total interest from all sources | 2022-01-01 | $745 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Administrative expenses professional fees incurred | 2022-01-01 | $0 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $1,653,925 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $385,549 |
| Other income not declared elsewhere | 2022-01-01 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $1,760,430 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $5,875,362 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $4,114,932 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $5,850,820 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $4,113,577 |
| Interest on participant loans | 2022-01-01 | $0 |
| Interest earned on other investments | 2022-01-01 | $745 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $24,542 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $1,355 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-01-01 | $0 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $-769,303 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $632,400 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $140,886 |
| Contract administrator fees | 2022-01-01 | $2,000 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | RUBINBROWN LLP |
| Accountancy firm EIN | 2022-01-01 | 430765316 |
