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HEART AND VASCULAR ASSOCIATES 401(K) PLAN 401k Plan overview

Plan NameHEART AND VASCULAR ASSOCIATES 401(K) PLAN
Plan identification number 001

HEART AND VASCULAR ASSOCIATES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HEART AND VASCULAR ASSOCIATES LLC has sponsored the creation of one or more 401k plans.

Company Name:HEART AND VASCULAR ASSOCIATES LLC
Employer identification number (EIN):825120744
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HEART AND VASCULAR ASSOCIATES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01CHRISTINE RIMER2022-06-23
0012020-01-01CAROL HO2021-04-22
0012019-01-01CAROL HO2020-06-29
0012018-09-24CAROL HO2019-07-24

Plan Statistics for HEART AND VASCULAR ASSOCIATES 401(K) PLAN

401k plan membership statisitcs for HEART AND VASCULAR ASSOCIATES 401(K) PLAN

Measure Date Value
2025: HEART AND VASCULAR ASSOCIATES 401(K) PLAN 2025 401k membership
Total number of particpants at beginning of year2025-08-2516
Total number of particpants at end of year2025-08-2522
Number of Participants With Account Balances2025-08-2522
2024: HEART AND VASCULAR ASSOCIATES 401(K) PLAN 2024 401k membership
Total number of particpants at beginning of year2024-10-0426
Total number of particpants at end of year2024-10-0416
Number of Participants With Account Balances2024-10-0416
2022: HEART AND VASCULAR ASSOCIATES 401(K) PLAN 2022 401k membership
Total number of particpants at beginning of year2022-06-2319
Total number of particpants at end of year2022-06-2320
Number of Participants With Account Balances2022-06-2320

Financial Data on HEART AND VASCULAR ASSOCIATES 401(K) PLAN

Measure Date Value
2025 : HEART AND VASCULAR ASSOCIATES 401(K) PLAN 2025 401k financial data
Total transfers to/from plan in this plan year2025-08-250
Total liabilities as of the end of the plan year2025-08-250
Total liabilities as of the beginning of the plan year2025-08-250
Total expenses incurred by plan in this plan year2025-08-2523768
Net assets as of the end of the plan year2025-08-25790019
Total assets as of the beginning of the plan year2025-08-25580032
Value of plan covered by a fidelity bond2025-08-25917471694
Participant contributions to plan in this plan year2025-08-25117680
Value of participant loans at end of plan year2025-08-2516843
Other expenses paid from plan in this plan year2025-08-250
Other contributions to plan in this plan year2025-08-251362
Other income to plan in this plan year2025-08-2573176
Plan net income in this plan year2025-08-25209987
Net assets as of the end of the plan year2025-08-25790019
Net assets as of the beginning of the plan year2025-08-25580032
Value of contributions failed to transmitted timely2025-08-250
Employer contributions to plan in this plan year2025-08-2541537
Fees paid to broker by Benefit Provider2025-08-250
Expensese paid to adminstrative service provicers from plan in this plan year2025-08-251083
2024 : HEART AND VASCULAR ASSOCIATES 401(K) PLAN 2024 401k financial data
Total transfers to/from plan in this plan year2024-10-040
Total liabilities as of the end of the plan year2024-10-040
Total liabilities as of the beginning of the plan year2024-10-040
Total expenses incurred by plan in this plan year2024-10-0477828
Net assets as of the end of the plan year2024-10-04580032
Total assets as of the beginning of the plan year2024-10-04434837
Value of plan covered by a fidelity bond2024-10-04705050000
Participant contributions to plan in this plan year2024-10-04109608
Value of participant loans at end of plan year2024-10-0419037
Other expenses paid from plan in this plan year2024-10-040
Other contributions to plan in this plan year2024-10-040
Other income to plan in this plan year2024-10-0478722
Plan net income in this plan year2024-10-04145195
Net assets as of the end of the plan year2024-10-04580032
Net assets as of the beginning of the plan year2024-10-04434837
Value of contributions failed to transmitted timely2024-10-040
Employer contributions to plan in this plan year2024-10-0434693
Fees paid to broker by Benefit Provider2024-10-040
Expensese paid to adminstrative service provicers from plan in this plan year2024-10-04903
2022 : HEART AND VASCULAR ASSOCIATES 401(K) PLAN 2022 401k financial data
Total transfers to/from plan in this plan year2022-06-230
Total liabilities as of the end of the plan year2022-06-230
Total liabilities as of the beginning of the plan year2022-06-230
Total expenses incurred by plan in this plan year2022-06-23503678
Net assets as of the end of the plan year2022-06-23292940
Total assets as of the beginning of the plan year2022-06-23616201
Value of plan covered by a fidelity bond2022-06-23336000000
Participant contributions to plan in this plan year2022-06-2379782
Value of participant loans at end of plan year2022-06-23989
Other expenses paid from plan in this plan year2022-06-230
Other contributions to plan in this plan year2022-06-230
Other income to plan in this plan year2022-06-2380505
Plan net income in this plan year2022-06-23-323261
Net assets as of the end of the plan year2022-06-23292940
Net assets as of the beginning of the plan year2022-06-23616201
Value of contributions failed to transmitted timely2022-06-23760
Employer contributions to plan in this plan year2022-06-2320130
Fees paid to broker by Benefit Provider2022-06-230
Expensese paid to adminstrative service provicers from plan in this plan year2022-06-23816

Potentially related plans

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